National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-90119 | SEC Issue Date:Oct 7, 2020 | File Number:SR-MEMX-2020-11 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Shorten the Exchange's Post-Market Session To End at 5:00 p.m. Eastern Time See Also - Exhibit 5 |
| Release Number:34-90076 | SEC Issue Date:Oct 2, 2020 | File Number:SR-MEMX-2020-10 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Initial Fee Schedule and Other Fees for MEMX LLC See Also - Exhibit 5 |
| Release Number:34-90022 | SEC Issue Date:Sep 28, 2020 | File Number:SR-MEMX-2020-09 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to MEMX Rule 11.15, Clearly Erroneous Executions See Also - Exhibit 5 |
| Release Number:34-89924 | SEC Issue Date:Sep 18, 2020 | File Number:SR-MEMX-2020-08 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 13.4(a) To Add the Sources of Data for MIAX PEARL, LLC and Long-Term Stock Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-89899 | SEC Issue Date:Sep 16, 2020 | File Number:SR-MEMX-2020-07 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Manner in Which the Exchange Will Designate Members To Participate in Its Mandatory Disaster Recovery Testing for Calendar Year 2020 See Also - Exhibit 5 |
| Release Number:34-89784 | SEC Issue Date:Sep 8, 2020 | File Number:SR-MEMX-2020-06 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 15.3, Collection of Exchange Fees and Other Claims and Billing Policy See Also - Exhibit 5 |
| Release Number:34-89763 | SEC Issue Date:Sep 3, 2020 | File Number:SR-MEMX-2020-05 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Corporate Documents of the Exchange's Parent Company See Also - Exhibit 5 |
| Release Number:34-89581 | SEC Issue Date:Aug 17, 2020 | File Number:SR-MEMX-2020-04 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Various Exchange Rules To Make Changes To Proposed Exchange System Functionality Prior to the Launch of the Exchange See Also - Exhibit 5 |
| Release Number:34-89509 | SEC Issue Date:Aug 7, 2020 | File Number:SR-MEMX-2020-03 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Rule 8.15 and To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 8.15.01 See Also - Exhibit 5 |
| Release Number:34-89447 | SEC Issue Date:Jul 31, 2020 | File Number:SR-MEMX-2020-02 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rule 4.5 Regarding the National Market System Plan Governing the Consolidated Audit Trail See Also - Exhibit 5 |