Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100693 | Aug 12, 2024 | SR-FICC-2024-009 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the GSD Rules Relating to the Adoption of a Trade Submission Requirement Comments Due: 21 days after publication in the Federal Register. View Received Comments Submit a Comment on SR-FICC-2024-009
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| 34-100417 | Jun 25, 2024 | SR-FICC-2024-009 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Modify the GSD Rules Relating to the Adoption of a Trade Submission Requirement Comments Due: 21 days after publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-100402 | Jun 21, 2024 | SR-FICC-2024-008 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change to Modify the GSD Rules and MBSD Rules to Update Certain Member Requirements Under CCLF |
| 34-100400 | Jun 21, 2024 | SR-DTC-2024-003, SR-FICC-2024-006, SR-NSCC-2024-003 | The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: 21 days after publication in the Federal Register. Rebuttal Comments should be submitted 35 days after date of publication in the Federal Register. |
| 34-100401 | Jun 21, 2024 | SR-FICC-2024-007 | Fixed Income Clearing Corporation (FICC) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Particip Comments Due: 21 days after publication in the Federal Register. Rebuttal Comments Due: 35 days after publication in the Federal Register. View Received Comments |
| 34-100399 | Jun 21, 2024 | SR-FICC-2024-005 | Fixed Income Clearing Corporation (FICC) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement of All Eligible Secondary Market Transacti Comments Due: July 18, 2024. Rebuttal comments should be submitted by August 1, 2024. View Received Comments |
| 34-100141 | May 14, 2024 | SR-FICC-2024-003 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning the Adoption of a Minimum Margin Amount at GSD See Also - Exhibit 3, Exhibit 5 |
| 34-100137 | May 14, 2024 | SR-FICC-2024-008 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Modify the GSD Rules and MBSD Rules to Update Certain Member Requirements Under CCLF Comments Due: June 10, 2024 See Also - Exhibit 5 |
| 34-100075 | May 8, 2024 | SR-FICC-2024-006 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the Clearing Agency Risk Management Framework. |
| 34-100031 | Apr 25, 2024 | SR-FICC-2024-005 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Partial Amendment No. 1, to Modify the GSD Rules to Facilitate Access to Clearance and Settlement of All Eligible Secondary Market Transactions in U.S. Tr View Received Comments |