This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
Rulemaking Activity Table
Issue Date
|
File Number
|
Rulemaking
|
Status
|
---|---|---|---|
Issue Date: | File Number:S7-40-02, S7-06-03 | Rulemaking:Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Non-Accelerated Filers and Foreign Private Issuers |
Status:
Final
Rule
Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Companies That Are Not Accelerated Filers
33-8618,
34-52492
|
Issue Date: | File Number:S7-40-02, S7-06-03 | Rulemaking:Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Non-Accelerated Filers and Foreign Private Issuers |
Status:
Final
Rule
Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Non-Accelerated Filers and Foreign Private Issuers
33-8545,
34-51293
|
Issue Date: | File Number:S7-40-02, S7-06-03 | Rulemaking:Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports |
Status:
Final
Rule
Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports
33-8392
|
Issue Date: | File Number:S7-40-02, S7-06-03 | Rulemaking:Certification of Management Investment Company Shareholder Reports and Designation of Certified Shareholder Reports as Exchange Act Periodic Reporting Forms; Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 |
Status:
Final
Rule
Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports
33-8238
|
Issue Date: | File Number:S7-40-02 | Rulemaking:Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 |
Status:
Final
Rule
Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002; Correction
33-8177A
|
Issue Date: | File Number:S7-33-02, S7-40-02 | Rulemaking:Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 |
Status:
Final
Rule
Certification of Management Investment Company Shareholder Reports and Designation of Certified Shareholder Reports as Exchange Act Periodic Reporting Forms; Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002
34-47262
|
Issue Date: | File Number:S7-40-02 | Rulemaking:Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 |
Status:
Final
Rule
Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002
33-8177
|
Issue Date: | File Number:S7-40-02 | Rulemaking:Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002 |
Status:
Proposed
Rule
Disclosure Required by Sections 404, 406 and 407 of the Sarbanes-Oxley Act of 2002
33-8138
|
Displaying 1 - 10 of 10
Modified: Feb. 20, 2024