This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
Rulemaking Activity Table
Issue Date
|
File Number
|
Rulemaking
|
Status
|
---|---|---|---|
Issue Date: | File Number:S7-36-10 | Rulemaking:Political Contributions by Certain Investment Advisers |
Status:
Final
Rule
Political Contributions by Certain Investment Advisers
IA-3403
|
Issue Date: | File Number:S7-36-10 |
Rulemaking:Rules Implementing Amendments to the Investment Advisers Act of 1940
Investment Management
|
Status:
Final
Rule
Rules Implementing Amendments to the Investment Advisers Act of 1940
IA-3221
|
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Modified: Feb. 20, 2024