This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
Rulemaking Activity Table
Issue Date
|
File Number
|
Rulemaking
|
Status
|
---|---|---|---|
Issue Date: | File Number:S7-10-00 | Rulemaking:Amendments to Form ADV |
Status:
Final
Rule
Amendments To Form ADV; Extension of Compliance Date
IA-3129
|
Issue Date: | File Number:S7-10-00 | Rulemaking:Electronic Filing by Investment Advisers; Amendments To Form ADV; Technical Amendments |
Status:
Final
Rule
Amendments to Form ADV
IA-3060
|
Issue Date: | File Number:S7-10-00 | Rulemaking:Electronic Filing by Investment Advisers; Amendments To Form ADV; Technical Amendments |
Status:
Proposed
Rule
Amendments to Form ADV
IA-2711,
34-57419
|
Issue Date: | File Number:S7-10-00 | Rulemaking:Electronic Filing by Investment Advisers; Amendments To Form ADV |
Status:
Final
Rule
Electronic Filing by Investment Advisers; Amendments To Form ADV; Technical Amendments
34-48167
|
Issue Date: | File Number:S7-10-00 | Rulemaking:Electronic Filing by Investment Advisers; Amendments to Form ADV; Technical Amendments |
Status:
Final
Rule
Electronic Filing by Investment Advisers; Amendments to Form ADV; Technical Amendments
IA-1916,
34-43758
|
Issue Date: | File Number:S7-10-00 | Rulemaking:Electronic Filing by Investment Advisers; Amendments To Form ADV |
Status:
Final
Rule
Electronic Filing by Investment Advisers; Amendments To Form ADV
IA-1897
|
Issue Date: | File Number:S7-10-00 | Rulemaking:Electronic Filing by Investment Advisers; Amendments To Form ADV |
Status:
Proposed
Rule
Electronic Filing by Investment Advisers; Proposed Amendments to Form ADV
34-42620
|
Displaying 1 - 9 of 9
Modified: Feb. 20, 2024