This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
Rulemaking Activity Table
Issue Date
|
File Number
|
Rulemaking
|
Status
|
---|---|---|---|
Issue Date: | File Number:S7-04-04 | Rulemaking:Investment Adviser Codes of Ethics |
Status:
Final
Rule
Investment Adviser Codes of Ethics
IA-2256
|
Issue Date: | File Number:S7-04-04 | Rulemaking:Investment Adviser Codes of Ethics |
Status:
Proposed
Rule
Investment Adviser Codes of Ethics
IA-2209
|
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Modified: Feb. 20, 2024