This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
Rulemaking Activity Table
Issue Date
|
File Number
|
Rulemaking
|
Status
|
---|---|---|---|
Issue Date: | File Number:S7-18-00 | Rulemaking:Processing Requirements for Cancelled Security Certificates |
Status:
Final
Rule
Processing Requirements for Cancelled Security Certificates
34-48931,
34-43401
|
Issue Date: | File Number:4-434 | Rulemaking:Options Price Reporting Authority |
Status:
Final
Rule
Options Price Reporting Authority
34-43621,
34-42755
|
Issue Date: | File Number:S7-26-99 | Rulemaking:Delivery of Proxy Statements and Information Statements to Households |
Status:
Final
Rule
Delivery of Proxy Statements and Information Statements to Households
33-7912,
34-43487,
IC-24715
|
Issue Date: | File Number:S7-18-00 | Rulemaking:Processing Requirements for Cancelled Security Certificates |
Status:
Proposed
Rule
Processing Requirements for Cancelled Security Certificates
34-43401,
34-48931
|
Issue Date: | File Number:4-434 | Rulemaking:Options Price Reporting Authority |
Status:
Proposed
Rule
Options Price Reporting Authority
34-42755,
34-43621
|
Displaying 1 - 7 of 7
Modified: Feb. 20, 2024