Final Rule
Political Contributions by Certain Investment Advisers
Overview
The Securities and Exchange Commission (“Commission”) is making a technical amendment to the definition of “covered associate” in rule 206(4)-5 under the Investment Advisers Act of 1940 (“Advisers Act”) to correct an inadvertent error in the rule as published in the Federal Register on July 19, 2011.
Resources
Details
File Number
S7-36-10
Rule Type
Final
Release Number
IA-3403
SEC Issue Date
May 8, 2012
Effective Date
May 15, 2012
Federal Register Publish Date
May 15, 2012
Document Citation
77 FR 28476