Final Rule
Regulation S-AM: Limitations on Affiliate Marketing; Extension of Compliance Date
Overview
The Securities and Exchange Commission is extending the compliance date for Regulation S-AM (74 FR 40398 (Aug. 11, 2009)), which limits a person's use of certain information received from an affiliate to solicit a consumer for marketing purposes unless the consumer has been given notice and a reasonable opportunity and a reasonable and simple method to opt out of such solicitations.
Prior Actions
Final Rule (34-60946)
Release Number
34-60946
IA-2946
IC-28990
SEC Issue Date
Nov. 5, 2009
Federal Register Publish Date
Nov. 12, 2009
Document Citation
74 FR 58204
RIN
3235-AJ24
Proposed Rule (34-49985)
Release Number
34-49985
IC-26494
IA-2259
SEC Issue Date
July 8, 2004
Federal Register Publish Date
July 14, 2004
Document Citation
69 FR 42301
RIN
3235-AJ24
Resources
Details
File Number
S7-29-04
Rule Type
Final
Release Number
34-60423
IC-28842
IA-2911
SEC Issue Date
Aug. 4, 2009
Effective Date
September 10, 2009
Federal Register Publish Date
Aug. 11, 2009
Document Citation
74 FR 40397
RIN
3235-AJ24