Final Rule
Technical Amendments to Form BD and Form BDW
Overview
The Securities and Exchange Commission ("Commission' or "SEC') is making technical amendments to Form BD and Form BDW, the uniform broker-dealer registration form and the uniform request for withdrawal from broker-dealer registration, respectively. The technical amendments will update the current list of self-regulatory organizations ("SROs') and government jurisdictions listed on Form BD and Form BDW, and make conforming changes to the definition "jurisdiction' in the forms.
Resources
Details
Rule Type
Final
Release Number
34-55643
SEC Issue Date
April 19, 2007
Effective Date
April 23, 2007
Federal Register Publish Date
April 24, 2007
Document Citation
72 FR 20223