Final Rule
Delegation of Authority to Chief Administrative Law Judge
Overview
The Securities and Exchange Commission ("Commission') is amending its rules to delegate authority to the Chief Administrative Law Judge to issue orders to discontinue administrative proceedings as to a particular respondent who has died or cannot be found, or because of a mistake in the identity of a respondent named in the order for proceedings. The delegation is intended to conserve Commission resources, as well as expedite disposition of administrative proceedings.
Resources
Details
Rule Type
Final
Release Number
34-54867
SEC Issue Date
Dec. 4, 2006
Effective Date
January 8, 2007
Federal Register Publish Date
Dec. 8, 2006
Document Citation
71 FR 71037