Final Rule
Investment Company Governance
Overview
The Commission has considered further its adoption of amendments to rules under the Investment Company Act of 1940 to require investment companies ("funds') that rely on certain exemptive rules to adopt certain governance practices. The reconsideration responds to a decision by the United States Court of Appeals for the District of Columbia Circuit remanding to us for further consideration two issues raised by the rulemaking.
Prior Actions
Final Rule (IC-26985)
Release Number
IC-26985
IC-26323
IC-27395
SEC Issue Date
June 30, 2005
Federal Register Publish Date
July 7, 2005
Document Citation
70 FR 39389
RIN
3235-AJ05
Resources
Proposed Rule (IC-26323)
Release Number
IC-26323
IC-26985
SEC Issue Date
Jan. 15, 2004
Federal Register Publish Date
Jan. 23, 2004
Document Citation
69 FR 3471
RIN
3235-AJ05
Proposed Rule (IC-27395)
Release Number
IC-27395
SEC Issue Date
June 13, 2006
Federal Register Publish Date
June 19, 2006
Document Citation
71 FR 35365
RIN
3235-AJ05
Resources
Resources
Details
File Number
S7-03-04
Rule Type
Final
Release Number
IC-26520
SEC Issue Date
July 27, 2004
Effective Date
September 7, 2004. Dissent of Commissioners Cynthia A. Glassman and Paul S. Atkins (public://migration/rules/final/ic-26520.htm#dissent)
Federal Register Publish Date
Aug. 2, 2004
Document Citation
69 FR 46377
RIN
3235-AJ05