Proposed Rule
Internalized/Affiliate Practices, Payment for Order Flow and Order Routing Practices
Overview
The Securities and Exchange Commission is proposing to revise its rules governing disclosure to customers by broker-dealers of practices related to the routing of order flow, including payment for order flow, internalization of order flow, and affiliate practices. The proposed amendments are intended to provide customers with more useful information in evaluating the quality of executions.
Details
File Number
S7-30-94
Rule Type
Proposed
Release Number
34-34903
SEC Issue Date
Oct. 27, 1994
Federal Register Publish Date
Nov. 2, 1994
RIN
3235-AG00