Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Email Subscription E-mail Updates: To sign up for updates, please enter your e-mail address below.

CLEAR ALL

Speeches and Statements Table

Speaker
Date: Title: Statement Regarding Amicus Brief Filing in Murray v. UBS Securities, LLC Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement Concerning Certain IAC Recommendations Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Perpetual Personal Penny Stock Prohibitions: Statement on the Recent Orders Imposing Bars in the Public Interest Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement Regarding In the Matter of American CryptoFed DAO LLC Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Final Rule to Implement Section 939A(b) of the Dodd-Frank Act Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Flexibility at the Expense of Clarity: Statement on Adoption of Exchange Act Rules 9j-1 and 15fh-4(c) Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Commission Statement on the Passing of Former Chairman Harvey Pitt Speaker: Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Caroline A. Crenshaw
Commissioner Mark T. Uyeda
Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Proposed Amendments to Covered Clearing Agency Standards Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Forests and Trees: Remarks before the 2023 Municipal Securities Disclosure Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: The Changing Nature of Form PF: Statement on Amendments to Form PF Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: No Repurchase Left Behind: Dissenting Statement on Share Repurchase Modernization Rule Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Tow Truck Taxonomies: Remarks before Eurofi Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Capital On-Ramps: Remarks at the SEC’s 42nd Annual Small Business Forum – Exploring the Early-Stage Landscape: Trends and Strategies in Capital Raising Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Rendering Innovation Kaput: Statement on Amending the Definition of Exchange Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Escaping the Data Swamp: Remarks before the RegTech 2023 Data Summit Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Statement on Trading and Markets Proposal to Move from Paper to Electronic Filing Under Various Rules Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Comments on Proposed Expansion of Regulation SCI Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Proposed Cybersecurity Rule 10 and Form SCIR Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Regulation SP: Privacy of Consumer Financial Information and Safeguarding Customer Information Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement Regarding the Commission’s Disapproval of a Proposed Rule Change to List and Trade Shares of the VanEck Bitcoin Trust Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Remarks at Meeting of the SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Statement Regarding Huntleigh Advisors, Inc. and Datatex Investment Services, Inc. Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Safeguarding Advisory Client Assets Proposal Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Timing Matters: Statement on Shortening the Settlement Cycle Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Kraken Down: Statement on SEC v. Payward Ventures, Inc., et al. Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: The SEC Levels Up: Statement on In re Activision Blizzard Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Proposed Rule: “Prohibition Against Conflicts of Interest in Certain Securitizations” Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on In the Matter of Bloomberg Finance, L.P. Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Outdated: Remarks before the Digital Assets at Duke Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Statement Regarding National Trust and Fiduciary Services Company, Inc., et al. Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement Regarding In the Matter of Stephen J. Easterbrook and McDonald’s Corporation Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: PCAOB’s Ballooning Budget Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Is This The Best Execution We Can Get? Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Ordering Competition Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Proposal to Amend Rules Governing Access Fees and Tick Sizes and to Accelerate Certain Market Data Changes Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Disclosure of Order Execution Information Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Final Rule: “Insider Trading Arrangements and Related Disclosures” Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Remarks at Meeting of the SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: It’s Not Just Scope 3: Remarks at the American Enterprise Institute Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: There’s a Fund for That: Remarks before FINRA’s Certified Regulatory and Compliance Professional Dinner Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Closing Act: Statement on Proposed Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Voting Obsession: Statement on Final Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Outsourcing Fiduciary Duty to the Commission: Statement on Proposed Outsourcing by Investment Advisers Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: One Good Step, More to Go: Statement on Final Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Erroneous Clawbacking: Statement at Open Meeting to Consider Listing Standards for Recovery of Erroneously Awarded Compensation Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Ecosystems and IPOs: Remarks at the Meeting of the Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Burying the Technologically Primitive WORM: Open Meeting on Broker-Dealer Electronic Recordkeeping Requirements Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Sus and Yeet: Remarks before the University of California Irvine Audit Committee Summit Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Remarks at Meeting of the SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement Regarding In the Matter of Toews Corporation Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
51 to 100 of 341 items