Date: March 30, 2022
Title: Statement on Staff Bulletin on Account Recommendations to Retail Investors
Speaker:
Chair Gary Gensler
Type: Statement
Date: March 28, 2022
Title: Statement on Proposal to Further Define “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: March 28, 2022
Title: Statement on the Further Definition of a Dealer-Trader
Speaker:
Chair Gary Gensler
Type: Statement
Date: March 24, 2022
Title: Statement on Proposal to Remove References of Credit Ratings from Regulation M
Speaker:
Chair Gary Gensler
Type: Statement
Date: March 23, 2022
Title: Statement on Jury’s Verdict in Trial of Ambassador Advisors, LLC, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young
Speaker:
Gurbir S. Grewal , Director, Division of Enforcement
Type: Statement
Date: March 22, 2022
Title: Statement on Jury’s Verdict in Trial of Jonathan Dax Cooke and Keystone Capital Partners
Speaker:
Gurbir S. Grewal , Director, Division of Enforcement
Type: Statement
Date: March 21, 2022
Title: Statement on Proposed Mandatory Climate Risk Disclosures
Speaker:
Chair Gary Gensler
Type: Statement
Date: March 21, 2022
Title: We are Not the Securities and Environment Commission - At Least Not Yet
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: March 21, 2022
Title: Shelter from the Storm: Helping Investors Navigate Climate Change Risk
Speaker:
Commissioner Allison Herren Lee
Type: Statement
Date: March 21, 2022
Title: Statement on the Enhancement and Standardization of Climate-Related Disclosures for Investors
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: March 15, 2022
Title: Statement on Planned Departure of Commissioner Allison Herren Lee
Speaker:
Chair Gary Gensler
Type: Statement
Date: March 15, 2022
Title: Statement on Planned Departure from the Commission
Speaker:
Commissioner Allison Herren Lee
Type: Statement
Date: March 14, 2022
Title: TM Staff Statement
Speaker:
Division of Trading and Markets
Type: Statement
Date: March 10, 2022
Title: Remarks at Meeting of the SEC Investor Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: March 9, 2022
Title: Assessing Materiality: Focusing on the Reasonable Investor When Evaluating Errors
Speaker:
Paul Munter , Acting Chief Accountant
Type: Statement
Date: March 9, 2022
Title: Dissenting Statement on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure Proposal
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: March 9, 2022
Title: Statement in Support of a Multi-Pronged Approach to Cybersecurity
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: March 9, 2022
Title: Statement on Proposal for Mandatory Cybersecurity Disclosures
Speaker:
Chair Gary Gensler
Type: Statement
Date: Feb. 25, 2022
Title: Statement on Rules to Increase Transparency of Short Sale Activity
Speaker:
Chair Gary Gensler
Type: Statement
Date: Feb. 25, 2022
Title: Statement on Proposal to Require Short Position and Short Activity Reporting by Institutional Investment Managers
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 22, 2022
Title: Statement on the FASB’s Agenda Consultation: Engagement with Investors and Other Stakeholders Vital to Development of High Quality Accounting Standards
Speaker:
Paul Munter , Acting Chief Accountant
Type: Statement
Date: Feb. 16, 2022
Title: Statement on Jury’s Verdict in Trial of Adam Mattessich
Speaker:
Gurbir S. Grewal , Director, Division of Enforcement
Type: Statement
Date: Feb. 16, 2022
Title: Statement on Public Dissemination of Security-Based Swap Transactions
Speaker:
Chair Gary Gensler
Type: Statement
Date: Feb. 14, 2022
Title: Statement on Settlement with BlockFi Lending LLC
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 10, 2022
Title: Dissenting Statement on Proposed Modernization of Beneficial Ownership Reporting
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 10, 2022
Title: Statement on Proposal to Revisit Recently Adopted Whistleblower Rule Amendments
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 10, 2022
Title: Statement on Beneficial Ownership Proposal
Speaker:
Chair Gary Gensler
Type: Statement
Date: Feb. 10, 2022
Title: Statement on Amendments to the Whistleblower Program
Speaker:
Chair Gary Gensler
Type: Statement
Date: Feb. 10, 2022
Title: Remarks at SEC Small Business Capital Formation Advisory Committee Meeting
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 9, 2022
Title: Statement on Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 9, 2022
Title: Statement on Rules Regarding Clearing and Settling
Speaker:
Chair Gary Gensler
Type: Statement
Date: Feb. 9, 2022
Title: Statement on Proposal to Shorten the Settlement Cycle
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 9, 2022
Title: Statement on Proposal to Shorten the Standard Settlement Cycle
Speaker:
Commissioner Allison Herren Lee
Type: Statement
Date: Feb. 9, 2022
Title: Statement on the Proposed Shortening of the Settlement Cycle
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Feb. 9, 2022
Title: Statement on Cybersecurity Reforms in the Investment Management Industry
Speaker:
Chair Gary Gensler
Type: Statement
Date: Feb. 9, 2022
Title: Statement on Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies
Speaker:
Commissioner Allison Herren Lee
Type: Statement
Date: Feb. 9, 2022
Title: Statement on Cybersecurity Risk Management Proposal for Investment Advisers, Registered Investment Companies, and Business Development Companies
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Feb. 9, 2022
Title: Statement on Private Fund Advisers Proposal
Speaker:
Chair Gary Gensler
Type: Statement
Date: Feb. 9, 2022
Title: Statement on Proposed Private Fund Advisers; Documentation of Investment Adviser Compliance Reviews Rulemaking
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Feb. 9, 2022
Title: Private Fund Advisers Proposal – Statement in Support of Accountability Enhancing Updates
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Feb. 9, 2022
Title: Statement on Proposed Rules for Private Fund Advisers
Speaker:
Commissioner Allison Herren Lee
Type: Statement
Date: Jan. 28, 2022
Title: Statement on Pay versus Performance
Speaker:
Chair Gary Gensler
Type: Statement
Date: Jan. 27, 2022
Title: Statement on the Reopening of Pay vs. Performance
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Jan. 27, 2022
Title: Measuring Pay Against Performance: Are Shareholders Getting Their Money’s Worth?
Speaker:
Commissioner Allison Herren Lee
Type: Statement
Date: Jan. 27, 2022
Title: Dissenting Statement on Reopening of Comment Period for Pay Versus Performance
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Jan. 26, 2022
Title: Statement on Government Securities Alternative Trading Systems
Speaker:
Chair Gary Gensler
Type: Statement
Date: Jan. 26, 2022
Title: Dissenting Statement on the Proposal to Amend Regulation ATS
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Jan. 26, 2022
Title: Statement on Amendments to Exchange Act Rule 3b-16, Regulation ATS, and Regulation SCI
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Jan. 26, 2022
Title: Statement on Form PF
Speaker:
Chair Gary Gensler
Type: Statement
Date: Jan. 26, 2022
Title: Statement on Proposed Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers
Speaker:
Commissioner Hester M. Peirce
Type: Statement
