Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: Statement on Listing Standards for Recovery of Erroneously Awarded Compensation Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on the Final Rule Related to Listing Standards for Recovery of Erroneously Awarded Compensation Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Listing Standards for Recovery of Erroneously Awarded Compensation: Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Staff’s FAQ Relating to Investment Adviser Considerations of DEI Factors Speaker: Commissioner Caroline A. Crenshaw
Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Ecosystems and IPOs: Remarks at the Meeting of the Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Final Rule Amendments to Electronic Recordkeeping Requirements Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on Updates to Electronic Recordkeeping Requirements for Broker-Dealers and Security-Based Swap Entities Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Amended Recordkeeping Requirements Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Burying the Technologically Primitive WORM: Open Meeting on Broker-Dealer Electronic Recordkeeping Requirements Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: The Auditor’s Responsibility for Fraud Detection Speaker: Paul Munter, Acting Chief Accountant
Type:Statement
Date: Title: Sus and Yeet: Remarks before the University of California Irvine Audit Committee Summit Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Remarks at Meeting of the SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Remarks at the Meeting of the SEC Investor Advisory Committee (IAC) Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Remarks at the Meeting of the Investor Advisory Committee Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement Regarding In the Matter of Toews Corporation Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Laudable Ends, Poorly Pursued: Statement Regarding Recent Pay-to-Play Rule Settlements Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Proposed Rules Regarding Treasury Clearing Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Treasury Clearing Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Treasury Clearing Standards for Membership Requirements and Risk Management Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Audit Quality and Investor Protection under the Holding Foreign Companies Accountable Act Speaker: Paul Munter, Acting Chief Accountant
Type:Statement
Date: Title: Auditor Independence and Ethical Responsibilities: Critical Points to Consider When Contemplating an Audit Firm Restructuring Speaker: Paul Munter, Acting Chief Accountant
Type:Statement
Date: Title: Statement on Final Amendments to the Whistleblower Program Speaker: Chair Gary Gensler
Type:Statement
Date: Title: On the Consequences of an Inconsequential Rulemaking: Statement Regarding Amendments to Whistleblower Program Rules Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on the Final Rules Related to the Whistleblower Program Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on the PCAOB Agreement with China and Hong Kong Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Agreement Governing Inspections and Investigations of Audit Firms Based in China and Hong Kong Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on Final Rule Regarding Pay Versus Performance Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Neither Pay nor Performance Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Pay versus Performance: Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Late Summer Sunshine: Statement on the Adoption of Pay Versus Performance Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on the Final Rule Related to Pay Versus Performance Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Op-Ed: The SEC Treats Crypto Like the Rest of the Capital Markets Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on PCAOB Amendments to Strengthen Auditing Standards for Audits Involving Multiple Firms Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on Amendments to Auditing Standards Governing the Planning and Supervision of Audits Involving Other Auditors and Dividing Responsibility for the Audit with Another Accounting Firm Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Proposed Joint Amendments to Form PF Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on Proposed Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Proposed Amendments to Form PF Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Enhancing Private Fund Adviser Reporting Data Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Proposal to Enhance Clearing Agency Governance Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on Clearing Agency Governance and Conflicts of Interest Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Dissenting from Stakeholder Governance for Clearing Agencies Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Jury’s Verdict in Trial of Christopher Nohl, Michael Hull, and Entities They Owned or Controlled Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Date: Title: Statement on Re-Proposed Amendments Regarding Exemption from National Securities Association Membership Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement in Honor of National Whistleblower Day Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Date: Title: Statement of Commissioners Hester M. Peirce and Mark T. Uyeda on Proposed Amendments to Exchange Act Rule 15b9-1 Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement Regarding In the Matter of Aegis Capital Corporation Speaker: Commissioner Hester M. Peirce
Type:Statement
301 to 350 of 1592 items