Date: Jan. 17, 2023
Title: Statement Regarding National Trust and Fiduciary Services Company, Inc., et al.
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: Jan. 9, 2023
Title: Statement Regarding In the Matter of Stephen J. Easterbrook and McDonald’s Corporation
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: Jan. 4, 2023
Title: Statement on Fall 2022 Regulatory Flexibility Agenda
Speaker:
Chair Gary Gensler
Type: Statement
Date: Dec. 23, 2022
Title: PCAOB’s Ballooning Budget
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Dec. 15, 2022
Title: Statement on PCAOB’s Determinations Regarding Public Accounting Firms in China and Hong Kong
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Dec. 15, 2022
Title: Statement on PCAOB’s Determinations Regarding Public Accounting Firms in China
Speaker:
Chair Gary Gensler
Type: Statement
Date: Dec. 14, 2022
Title: Statement on Best Execution Proposal
Speaker:
Chair Gary Gensler
Type: Statement
Date: Dec. 14, 2022
Title: Is This The Best Execution We Can Get?
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Dec. 14, 2022
Title: Statement on Proposed Rule Regarding Best Execution
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Dec. 14, 2022
Title: Statement on Proposal to Enhance Order Competition
Speaker:
Chair Gary Gensler
Type: Statement
Date: Dec. 14, 2022
Title: Ordering Competition
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Dec. 14, 2022
Title: Statement on Proposed Rule Regarding Order Competition
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Dec. 14, 2022
Title: Statement on Minimum Price Increments, Access Fee Caps, Round Lots, and Odd-Lots
Speaker:
Chair Gary Gensler
Type: Statement
Date: Dec. 14, 2022
Title: Statement on Proposal to Amend Rules Governing Access Fees and Tick Sizes and to Accelerate Certain Market Data Changes
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Dec. 14, 2022
Title: Statement on Proposed Rule Regarding Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Dec. 14, 2022
Title: Statement on Proposed Amendments Regarding Order Execution Quality
Speaker:
Chair Gary Gensler
Type: Statement
Date: Dec. 14, 2022
Title: Statement on Disclosure of Order Execution Information
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Dec. 14, 2022
Title: Statement on Proposals Related to Equity Market Structure
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Dec. 14, 2022
Title: Statement on Proposed Rule Regarding Disclosures of Order Execution Information
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Dec. 14, 2022
Title: Increasing Competition and Improving Transparency in U.S. Equity Markets
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Dec. 14, 2022
Title: Statement on Final Amendments to Rule 10b5-1 and Other Insider Trading Requirements
Speaker:
Chair Gary Gensler
Type: Statement
Date: Dec. 14, 2022
Title: Statement on Final Rule: “Insider Trading Arrangements and Related Disclosures”
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Dec. 14, 2022
Title: Insider Trading Rules Get a Much Needed Facelift
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Dec. 14, 2022
Title: Statement on the Final Rule: Insider Trading Arrangements and Related Disclosures
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Dec. 14, 2022
Title: Strengthening Insider Trading Rules for Corporate Insiders
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Dec. 12, 2022
Title: Statement on Arrest of Sam Bankman-Fried
Speaker:
Gurbir S. Grewal
Director, Division of Enforcement
Type: Statement
Date: Dec. 7, 2022
Title: Statement on Reopening of Comment Period for Share Repurchase Disclosure Modernization
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Nov. 17, 2022
Title: Statement on Speaker Pelosi’s Future Plans
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Nov. 2, 2022
Title: Statement on Open-End Funds
Speaker:
Chair Gary Gensler
Type: Statement
Date: Nov. 2, 2022
Title: Closing Act: Statement on Proposed Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Nov. 2, 2022
Title: Learning from History: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Nov. 2, 2022
Title: Statement on Proposed Rule: Open-End Fund Liquidity Programs and Swing Pricing; Form N-PORT Reporting
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Nov. 2, 2022
Title: Strengthening Open-End Fund Resiliency and Liquidity in Stressed Markets
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Nov. 2, 2022
Title: Statement on Final Amendments to Form N-PX
Speaker:
Chair Gary Gensler
Type: Statement
Date: Nov. 2, 2022
Title: Voting Obsession: Statement on Final Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Nov. 2, 2022
Title: Statement on Enhanced Reporting of Proxy Votes
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Nov. 2, 2022
Title: Statement on the Final Rule: Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Nov. 2, 2022
Title: Enhancing Fund Voting Reporting
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Oct. 26, 2022
Title: Statement on Proposed Amendments Regarding Service Providers Oversight
Speaker:
Chair Gary Gensler
Type: Statement
Date: Oct. 26, 2022
Title: Outsourcing Fiduciary Duty to the Commission: Statement on Proposed Outsourcing by Investment Advisers
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Oct. 26, 2022
Title: In Service of the Investor: Statement on Outsourcing by Investment Advisers
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Oct. 26, 2022
Title: Statement on Proposed Rule Regarding Outsourcing by Investment Advisers
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Oct. 26, 2022
Title: Accountability in an Evolving Asset Management Industry
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Oct. 26, 2022
Title: Statement on Final Rule Amendments Regarding Shareholder Reports
Speaker:
Chair Gary Gensler
Type: Statement
Date: Oct. 26, 2022
Title: One Good Step, More to Go: Statement on Final Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Oct. 26, 2022
Title: Simplicity is a Goal Unto Itself: Statement on Tailored Shareholder Reports for Mutual Funds and Exchange Traded Funds; Fee Information in Investment Company Advertising
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Oct. 26, 2022
Title: Statement on Final Rule Regarding Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Oct. 26, 2022
Title: Modernizing Mutual Fund and ETF Disclosures for Investors
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Oct. 26, 2022
Title: Statement on Final Rules Regarding Clawbacks of Erroneously Awarded Compensation
Speaker:
Chair Gary Gensler
Type: Statement
Date: Oct. 26, 2022
Title: Erroneous Clawbacking: Statement at Open Meeting to Consider Listing Standards for Recovery of Erroneously Awarded Compensation
Speaker:
Commissioner Hester M. Peirce
Type: Statement
