Date: Jan. 22, 2013
Title: Statement concerning publication by IOSCO on January 21, 2012 of the Final Report on "Suitability Requirements with respect to the Distribution of Complex Financial Products."
Speaker:
Commissioners Troy A. Paredes and Daniel M. Gallagher U.S. Securities and Exchange Commission
Type: Statement
Date: Jan. 18, 2013
Title: Opening Remarks at Investor Advisory Committee Meeting on Responding to Recommendations
Speaker:
Chairman Elisse Walter
Type: Statement
Date: Jan. 18, 2013
Title: Opening Remarks at Investor Advisory Committee Meeting on Responding to Recommendations
Speaker:
Commissioner Luis A. Aguilar
Type: Statement
Date: Dec. 5, 2012
Title: Statement on Money Market Funds as to Recent Developments
Speaker:
Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission
Type: Statement
Date: Oct. 17, 2012
Title: Statement at Open Meeting on Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants
Speaker:
Commissioner Luis A. Aguilar
Type: Statement
Date: Oct. 17, 2012
Title: Statement at Open Meeting on Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants
Speaker:
Commissioner Daniel M. Gallagher
Type: Statement
Date: Oct. 17, 2012
Title: Statement at Open Meeting on Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants
Speaker:
Commissioner Daniel M. Gallagher
Type: Statement
Date: Oct. 11, 2012
Title: Speech by SEC Chairman: Remarks at 2012 New England Securities Conference
Speaker:
Chairman Mary L. Schapiro
Type: Statement
Date: Aug. 29, 2012
Title: Statement at Open Meeting on Rules to Implement JOBS Act Provision About General Solicitation and Advertising in Securities Offerings
Speaker:
Commissioner Daniel M. Gallagher
Type: Statement
Date: Aug. 29, 2012
Title: Statement at Open Meeting on Rules to Implement JOBS Act Provision About General Solicitation and Advertising in Securities Offerings
Speaker:
Chairman Mary L. Schapiro
Type: Statement
Date: Aug. 29, 2012
Title: Statement at Open Meeting on Rules to Implement JOBS Act Provision About General Solicitation and Advertising in Securities Offerings
Speaker:
Commissioner Troy A. Paredes
Type: Statement
Date: Aug. 29, 2012
Title: Statement at Open Meeting on Rules to Implement JOBS Act Provision About General Solicitation and Advertising in Securities Offerings
Speaker:
Commissioner Elisse B. Walter
Type: Statement
Date: Aug. 29, 2012
Title: Increasing the Vulnerability of Investors
Speaker:
Commissioner Luis A. Aguilar
U.S. Securities and Exchange Commission
Type: Statement
Date: Aug. 28, 2012
Title: Statement on the Regulation of Money Market Funds
Speaker:
Commissioner Daniel M. Gallagher; Commissioner Troy A. Paredes U.S. Securities and Exchange Commission
Type: Statement
Date: Aug. 23, 2012
Title: Statement Regarding Money Market Funds
Speaker:
Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission
Type: Statement
Date: Aug. 22, 2012
Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals
Speaker:
Commissioner Luis A. Aguilar
Type: Statement
Date: Aug. 22, 2012
Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals
Speaker:
Chairman Mary L. Schapiro
Type: Statement
Date: Aug. 22, 2012
Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals
Speaker:
Commissioner Troy A. Paredes
Type: Statement
Date: Aug. 22, 2012
Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals
Speaker:
Commissioner Daniel M. Gallagher
Type: Statement
Date: Aug. 22, 2012
Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals
Speaker:
Commissioner Daniel M. Gallagher
Type: Statement
Date: Aug. 22, 2012
Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals
Speaker:
Commissioner Elisse B. Walter
Type: Statement
Date: Aug. 22, 2012
Title: Requiring Disclosure to Increase Transparency Regarding the Sourcing of Conflict Minerals
Speaker:
Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission
Type: Statement
Date: July 11, 2012
Title: Statement at Open Meeting on New Rule Requiring Consolidated Audit Trail to Monitor and Analyze Trading Activity
Speaker:
Commissioner Luis A. Aguilar
Type: Statement
Date: July 11, 2012
Title: Statement at Open Meeting on New Rule Requiring Consolidated Audit Trail to Monitor and Analyze Trading Activity
Speaker:
Commissioner Elisse B. Walter
Type: Statement
Date: July 11, 2012
Title: Statement at Open Meeting on New Rule Requiring Consolidated Audit Trail to Monitor and Analyze Trading Activity
Speaker:
Chairman Mary L. Schapiro
Type: Statement
Date: July 11, 2012
Title: “Smart Regulation: Keeping the Door Open for Effective Ideas”
Speaker:
Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission
Type: Statement
Date: June 12, 2012
Title: Public Statement by Commissioner: Investor Voices Renewed: The New Investor Advisory Committee
Speaker:
Commissioner Luis A. Aguilar
Type: Statement
Date: May 14, 2012
Title: Statement Regarding Commission Approval of MSRB Rule G-17 Interpretive Notice
Speaker:
Commissioners Daniel M. Gallagher and Troy A. Paredes
U.S. Securities and Exchange Commission
Type: Statement
Date: May 11, 2012
Title: Statement concerning publication by IOSCO on April 27, 2012 of the “Consultation Report of the IOSCO Standing Committee 5 on Money Market Funds: Money Market Fund Systemic Risk Analysis and Reform Opt
Speaker:
Commissioner Luis A. Aguilar
U.S. Securities and Exchange Commission
Commissioner Daniel M. Gallagher
U.S. Securities and Exchange Commission
Commissioner Troy A. Paredes
U.S. Securities and Exchange Commission
Type: Statement
Date: April 18, 2012
Title: Statement at Open Meeting on Rule Defining Swaps-Related Terms for Regulating Derivatives
Speaker:
Commissioner Luis A. Aguilar
Type: Statement
Date: April 18, 2012
Title: Statement at Open Meeting on Rule Defining Swaps-Related Terms for Regulating Derivatives
Speaker:
Commissioner Troy Paredes
Type: Statement
Date: April 18, 2012
Title: Statement at Open Meeting on Rule Defining Swaps-Related Terms for Regulating Derivatives
Speaker:
Commissioner Daniel M. Gallagher
Type: Statement
Date: April 18, 2012
Title: Statement at Open Meeting on Rule Defining Swaps-Related Terms for Regulating Derivatives
Speaker:
Commissioner Elisse B. Walter
Type: Statement
Date: April 18, 2012
Title: Statement at Open Meeting on Rule Defining Swaps-Related Terms for Regulating Derivatives
Speaker:
Chairman Mary Schapiro
Type: Statement
Date: April 11, 2012
Title: Statement by Commissioner: Defrauded Investors Deserve Their Day in Court
Speaker:
Commissioner Luis A. Aguilar
U.S. Securities and Exchange Commission
Type: Statement
Date: March 19, 2012
Title: Public Statement by SEC Staff: Commission Credits Individual Under Cooperation Initiative
Speaker:
Robert Khuzami Director, Division of Enforcement
Type: Statement
Date: March 16, 2012
Title: Public Statement by Commissioner: Investor Protection is Needed for True Capital Formation: Views on the JOBS Act
Speaker:
Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission
Type: Statement
Date: Feb. 3, 2012
Title: Statement by SEC Commissioner Regarding New Appointment to the PCAOB Board
Speaker:
Commissioner Luis A. Aguilar
U.S. Securities and Exchange Commission
Type: Statement
Date: Jan. 11, 2012
Title: Statement at Open Meeting on 2012 PCAOB Budget and Accounting Support Fee
Speaker:
Commissioner Luis A. Aguilar
Type: Statement
Date: Jan. 11, 2012
Title: Statement at Open Meeting on 2012 PCAOB Budget and Accounting Support Fee
Speaker:
Commissioner Daniel M. Gallagher
Type: Statement
Date: Jan. 11, 2012
Title: Opening Statement at SEC Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2012
Speaker:
Chairman Mary Schapiro
Type: Statement
Date: Jan. 7, 2012
Title: Public Statement by SEC Staff: Recent Policy Change
Speaker:
Robert Khuzami Director of the SEC’s Division of Enforcement
Type: Statement
