Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: Air Dancers and Flies: Statement on Adoption of the Latest Round of Money Market Fund Reforms Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Proposed Amendments to Exchange Act Rule 15c3-3 Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Proposed Amendments to the Customer Protection Rule Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on the Adoption of Money Market Fund Reforms Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Proposed Daily Computation of Customer and Broker-Dealer Reserve Requirements under the Broker-Dealer Customer Protection Rule Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Final Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Improving the Effectiveness of the Customer Protection Rule Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Strengthening the Resiliency of Money Market Funds Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement Regarding Amicus Brief Filing in Murray v. UBS Securities, LLC Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on the Expiration of the SEC Staff No-Action Letter re: MiFID II Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Insider Trading Enforcement Actions Announced on June 29, 2023 Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Date: Title: Statement Concerning Certain IAC Recommendations Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Perpetual Personal Penny Stock Prohibitions: Statement on the Recent Orders Imposing Bars in the Public Interest Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Jury’s Verdict in Trial of Robert Hillis Miller Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Date: Title: Statement on the Spring 2023 Regulatory Agenda Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement Regarding In the Matter of DF Growth REIT II, LLC Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement Regarding In the Matter of American CryptoFed DAO LLC Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Removing References of Credit Ratings from Regulation M Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on Final Rule to Implement Section 939A(b) of the Dodd-Frank Act Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on the Removal of References to Credit Ratings from Regulation M Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on the Adoption of Rule 939A Amendments to Regulation M Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Ending SEC Reliance on Credit Ratings Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Rule 9j-1 and Rule 15fh-4(c) Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Flexibility at the Expense of Clarity: Statement on Adoption of Exchange Act Rules 9j-1 and 15fh-4(c) Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on the Adoption of Rules 9J-1 and 15fh-4(c) Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Rules Regarding Prohibitions Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps and Against Undue Influence over Chief Compliance Officers Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Preventing Fraud and Manipulation in the Swaps Market and Bolstering Gatekeepers Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Second Commission Statement Relating to Certain Administrative Adjudications Speaker:

The Commission

 Type:Statement
Date: Title: Commission Statement on the Passing of Former Chairman Harvey Pitt Speaker: Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Caroline A. Crenshaw
Commissioner Mark T. Uyeda
Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Clearinghouse Resiliency, Recovery, and Wind-Down Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on Proposed Amendments to Covered Clearing Agency Standards Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Covered Clearing Agency Resilience and Recovery and Wind-Down Plans Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Covered Clearing Agency Resilience and Recovery and Wind-Down Plans Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Living Wills for Clearing Agencies Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Covered Clearing Agency Resilience and Recovery and Wind-Down Plans Speaker: Haoxiang Zhu, Director, Division of Trading and Markets
Type:Statement
Date: Title: Covered Clearing Agency Resilience and Recovery and Wind-Down Plans Speaker:

Elizabeth Fitzgerald, Assistant Director, Division of Trading and Markets, Office of Clearance and Settlement 

 Type:Statement
Date: Title: Joint Statement relating to In the Matter of Classic Asset Management, LLC Speaker: Commissioner Caroline A. Crenshaw
Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Current Market Events Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on Form PF Speaker: Chair Gary Gensler
Type:Statement
Date: Title: The Changing Nature of Form PF: Statement on Amendments to Form PF Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Amendments to Form PF Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Final Amendments to Form PF to Require Event Reporting for Large Hedge Fund Advisers and Private Equity Fund Advisers and to Amend Reporting Requirements for Large Private Equity Fund Advisers Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Enhancing Financial Stability and Fulfilling Our Investor Protection Mandate Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Share Repurchase Disclosure Modernization Speaker: Chair Gary Gensler
Type:Statement
Date: Title: No Repurchase Left Behind: Dissenting Statement on Share Repurchase Modernization Rule Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Share Repurchases Adoption Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on the Final Rule: Share Repurchase Disclosure Modernization Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Modernizing Share Repurchase Disclosures Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Alternative Trading Systems and the Definition of an Exchange Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Rendering Innovation Kaput: Statement on Amending the Definition of Exchange Speaker: Commissioner Hester M. Peirce
Type:Statement
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