Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Date Sort ascending	Title	Speaker	Type
Date: Oct. 10, 2023	Title: Statement on Modernization of Beneficial Ownership Reporting	Speaker: Commissioner Mark T. Uyeda	Type:Statement
Date: Sept. 29, 2023	Title: Statement on Registered Index-Linked Annuities	Speaker: Chair Gary Gensler	Type:Statement
Date: Sept. 29, 2023	Title: Statement on the Proposal for Registration for Index-Linked Annuities and the Investor Testing Report	Speaker: Commissioner Mark T. Uyeda	Type:Statement
Date: Sept. 27, 2023	Title: Statement on Jury’s Verdict in Trial of Zhiying Yvonne Gasarch and Jackson Friesen	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Statement
Date: Sept. 21, 2023	Title: Remarks at the Investor Advisory Committee Meeting	Speaker: Commissioner Jaime Lizárraga	Type:Statement
Date: Sept. 20, 2023	Title: Statement on Final Amendments under the Privacy Act	Speaker: Chair Gary Gensler	Type:Statement
Date: Sept. 20, 2023	Title: Statement on Updates to the Names Rule	Speaker: Chair Gary Gensler	Type:Statement
Date: Sept. 20, 2023	Title: Pizza or Pizza? Statement on Investment Company Names	Speaker: Commissioner Hester M. Peirce	Type:Statement
Date: Sept. 20, 2023	Title: Statement Regarding Adoption of Amendments to the Names Rule	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Date: Sept. 20, 2023	Title: Statement on Investment Company Names	Speaker: Commissioner Mark T. Uyeda	Type:Statement
Date: Sept. 20, 2023	Title: Truth in Naming	Speaker: Commissioner Jaime Lizárraga	Type:Statement
Date: Sept. 18, 2023	Title: Caught in a SAR Trap: Statement on In the Matter of Pierre Economacos	Speaker: Commissioner Hester M. Peirce Commissioner Mark T. Uyeda	Type:Statement
Date: Sept. 13, 2023	Title: Statement on EDGAR	Speaker: Chair Gary Gensler	Type:Statement
Date: Sept. 13, 2023	Title: Collecting Enforcement Actions: Statement on Stoner Cats 2, LLC	Speaker: Commissioner Hester M. Peirce Commissioner Mark T. Uyeda	Type:Statement
Date: Sept. 6, 2023	Title: Statement on CAT Funding	Speaker: Chair Gary Gensler	Type:Statement
Date: Sept. 6, 2023	Title: Who’s Paying?: Statement on the CAT’s Funding Model	Speaker: Commissioner Hester M. Peirce	Type:Statement
Date: Sept. 6, 2023	Title: Statement Regarding the Order Approving an Amendment to the National Market System Plan Governing the Consolidated Audit Trail	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Date: Sept. 6, 2023	Title: Statement on Consolidated Audit Trail Revised Funding Model	Speaker: Commissioner Mark T. Uyeda	Type:Statement
Date: Sept. 6, 2023	Title: Statement on Order Approving CAT Revised Funding Model	Speaker: Commissioner Jaime Lizárraga	Type:Statement
Date: Aug. 28, 2023	Title: NFTs & the SEC: Statement on Impact Theory, LLC	Speaker: Commissioner Hester M. Peirce Commissioner Mark T. Uyeda	Type:Statement
Date: Aug. 25, 2023	Title: The Importance of a Comprehensive Risk Assessment by Auditors and Management	Speaker: Paul Munter, Chief Accountant	Type:Statement
Date: Aug. 23, 2023	Title: Statement on Private Fund Advisers	Speaker: Chair Gary Gensler	Type:Statement
Date: Aug. 23, 2023	Title: Uprooted: Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews	Speaker: Commissioner Hester M. Peirce	Type:Statement
Date: Aug. 23, 2023	Title: Statement Regarding Private Fund Advisers Rulemaking	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Date: Aug. 23, 2023	Title: Statement on Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews	Speaker: Commissioner Mark T. Uyeda	Type:Statement
Date: Aug. 23, 2023	Title: Empowering and Protecting Private Fund Investors	Speaker: Commissioner Jaime Lizárraga	Type:Statement
Date: Aug. 23, 2023	Title: Statement Regarding Exemption from National Securities Association Membership	Speaker: Chair Gary Gensler	Type:Statement
Date: Aug. 23, 2023	Title: Statement on the Adoption of Amendments to Rule 15b9-1	Speaker: Commissioner Hester M. Peirce	Type:Statement
Date: Aug. 23, 2023	Title: Statement Regarding Exemption from National Securities Association Membership	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Date: Aug. 23, 2023	Title: Improved Oversight of Off-Exchange Trading	Speaker: Commissioner Jaime Lizárraga	Type:Statement
Date: Aug. 23, 2023	Title: Statement on Final Rule Regarding Exemption for Certain Exchange Members	Speaker: Commissioner Mark T. Uyeda	Type:Statement
Date: Aug. 17, 2023	Title: UnRulemaking: Statement Regarding DST Asset Manager Solutions, Inc.	Speaker: Commissioner Hester M. Peirce Commissioner Mark T. Uyeda	Type:Statement
Date: July 27, 2023	Title: The Potential Pitfalls of Purported Crypto “Assurance” Work	Speaker: Paul Munter, Chief Accountant	Type:Statement
Date: July 26, 2023	Title: Statement on Internet Investment Advisers	Speaker: Chair Gary Gensler	Type:Statement
Date: July 26, 2023	Title: Exemption for Certain Investment Advisers Operating Through the Internet	Speaker: Commissioner Hester M. Peirce	Type:Statement
Date: July 26, 2023	Title: Statement on Internet Adviser Exemption Amendments	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Date: July 26, 2023	Title: Statement on the Proposal re: the Internet Adviser Exemption	Speaker: Commissioner Mark T. Uyeda	Type:Statement
Date: July 26, 2023	Title: Modernizing Oversight of Internet Advisers	Speaker: Commissioner Jaime Lizárraga	Type:Statement
Date: July 26, 2023	Title: Statement on Conflicts of Interest Related to Uses of Predictive Data Analytics	Speaker: Chair Gary Gensler	Type:Statement
Date: July 26, 2023	Title: Through the Looking Glass : Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers Proposal	Speaker: Commissioner Hester M. Peirce	Type:Statement
Date: July 26, 2023	Title: Statement on Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers Proposal	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Date: July 26, 2023	Title: Statement on the Proposals re: Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers	Speaker: Commissioner Mark T. Uyeda	Type:Statement
Date: July 26, 2023	Title: Expanding Investor Protection	Speaker: Commissioner Jaime Lizárraga	Type:Statement
Date: July 26, 2023	Title: Statement on Public Company Cybersecurity Disclosures	Speaker: Chair Gary Gensler	Type:Statement
Date: July 26, 2023	Title: Harming Investors and Helping Hackers: Statement on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure	Speaker: Commissioner Hester M. Peirce	Type:Statement
Date: July 26, 2023	Title: Statement on Cybersecurity Adopting Release	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Date: July 26, 2023	Title: Statement on the Final Rule: Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure	Speaker: Commissioner Mark T. Uyeda	Type:Statement
Date: July 26, 2023	Title: Improving the Quality of Cybersecurity Risk Management Disclosures	Speaker: Commissioner Jaime Lizárraga	Type:Statement
Date: July 12, 2023	Title: Statement on Money Market Funds	Speaker: Chair Gary Gensler	Type:Statement
Date: July 12, 2023	Title: Statement on Customer Protection Rule	Speaker: Chair Gary Gensler	Type:Statement