Office Hours with Gary Gensler: What Does the SEC Division of Examinations Do?
Publish Date
Nov. 1, 2023
Video Running Time
2:25
When Congress passes laws or the SEC enacts rules for market participants, you need someone to check for compliance. That’s where our Division of Examinations comes in: checking on investment advisers, investment companies, broker-dealers, and other market participants. Chair Gensler explains more in his latest video.