December 2021

Announcement

• Announcement Regarding Personally Identifiable and Other Sensitive Information in Rule 14a-8 Submissions and Related Materials, December 17, 2021
• Announcement Regarding Staff Responses to Rule 14a-8 No-Action Requests, December 13, 2021

CF Disclosure Guidance

• Sample Letter to China-Based Companies, December 20, 2021

No-Action, Interpretive and Exemptive Letters

• DoubleLine ETF Trust, December 20, 2021