What's New in the Division of Corporation Finance
December 2020
No-Action, Interpretive and Exemptive Letters
- Alger ETF Trust, December 30, 2020
- Prudential Financial, Inc., December 23, 2020
- See Commission Order, available at: https://www.sec.gov/rules/other/2020/33-10916.pdf
- Enel S.p.A., December 16, 2020
- Invesco Funds, December 9,2020
- Intercontinental Exchange, Inc., December 9, 2020
- See Commission Order, available at: https://www.sec.gov/rules/other/2020/33-10898.pdf
- BancWest Investment Services, Inc., December 7, 2020
- See Commission Order, available at: https://www.sec.gov/rules/other/2020/33-10895.pdf
- Public Service Company of North Carolina, Incorporated, December 3, 2020
- See Commission Order, available at: https://www.sec.gov/rules/other/2020/33-10894.pdf
- Dominion Energy, Inc., December 3, 2020
- See Commission Order, available at: https://www.sec.gov/rules/other/2020/33-10893.pdf