Other
Rules and Regulations for the Securities and Exchange Commission and Major Securities Laws
May 12, 2017
| Securities and Exchange Commission Rules and Regulations | |
| Part 200 | Organization; Conduct and Ethics; and Information and Requests |
| Part 201 | Rules of Practice |
| Part 202 | Informal and Other Procedures |
| Part 203 | Rules Relating to Investigations |
| Part 204 | Rules Relating to Debt Collection |
| Part 205 | Standards of Professional Conduct for Attorneys Appearing and Practicing Before the Commission in the Representation of an Issuer |
| Part 209 | Forms Prescribed under the Commission's Rules of Practice |
| Part 210 | Form and Content of and Requirements for Financial Statements, Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Investment Company Act of 1940, Investment Advisers Act of 1940, and Energy Policy and Conservation Act of 1975 |
| Part 211 | Index of Interpretations Relating to Financial Reporting Matters |
| Part 227 | Rules Governing Crowdfunding Offerings of up to $1 million |
| Part 229 | Standard Instructions for Filing Forms Under Securities Act of 1933, Securities Exchange Act of 1934 and Energy Policy and Conservation Act of 1975 ? Regulation S-K |
| Securities Act of 1933 | |
| Part 230 | General Rules and Regulations |
| Part 231 | Index of Interpretive Releases |
| Part 232 | Regulation S-T ? General Rules and Regulations for Electronic Filings |
| Part 239 | e-CFR Forms Listing PDF Versions of SEC Forms |
| Trust Indenture Act of 1939 | |
| Part 260 | General Rules and Regulations |
| Part 261 | Index of Interpretive Releases |
| Part 269 | e-CFR Forms Listing PDF Versions of SEC Forms |
| Securities Exchange Act of 1934 | |
| Part 240 | General Rules and Regulations |
| Part 241 | Index of Interpretive Releases |
| Part 242 | Regulations M, SHO, ATS, AC, and NMS and Customer Margin Requirements for Security Futures |
| Part 243 | Regulation FD |
| Part 244 | Regulation G |
| Part 245 | Regulation Blackout Trading Restriction (Regulation BTR ? Blackout Trading Restriction) |
| Part 247 | Regulation R — Exemptions and Definitions Related to the Exceptions for Banks from the Definition of Broker |
| Part 248 | Regulation S-P: Privacy of Consumer Financial Information |
| Part 249 | e-CFR Forms Listing PDF Versions of SEC Forms |
| Part 249B | Further Forms, Securities Exchange Act of 1934 |
| Part 255 | Proprietary Trading and Certain Interests in and Relationships with Covered Funds |
| Investment Company Act of 1940 | |
| Part 270 | General Rules and Regulations |
| Part 271 | Index of Interpretive Releases |
| Part 274 | e-CFR Forms Listing PDF Versions of SEC Forms |
| Investment Advisers Act of 1940 | |
| Part 275 | General Rules and Regulations |
| Part 276 | Index of Interpretive Releases |
| Part 279 | e-CFR Forms Listing PDF Versions of SEC Forms |
| Securities Investor Protection Corporation | |
| Part 300 | General Rules and Regulations |
| Part 301 | e-CFR Forms Listing |
Note: See also Researching the Federal Securities Laws Through the SEC Website.
Modified: March 29, 2017