In the Matter of BofA Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated
Oct. 31, 2022
2022-127
In the Matter of BofA Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated
Administrative Proceeding File No.: 3-21166
Date Filed: September 27, 2022
Date of Qualifying Judgment/Order: September 27, 2022
Modified: Oct. 31, 2022