In the Matter of Merrill Lynch, Pierce, Fenner & Smith Incorporated
Oct. 31, 2016
2016-135
In the Matter of Merrill Lynch, Pierce, Fenner & Smith Incorporated
Administrative Proceeding File No.: 3-17573
Date Filed: September 26, 2016
Date of Qualifying Judgment/Order: September 26, 2016
Modified: April 26, 2017