In the Matter of G-Trade Services LLC, ConvergEx Global Markets Limited, and ConvergEx Execution Solutions LLC
Administrative Proceeding File No.: 3-15654
Case filed: December 18, 2013
Qualifying judgment/order: December 18, 2013

In the Matter of Jonathan Samuel Daspin
Administrative Proceeding File No.: 3-15652
Case filed: December 18, 2013
Qualifying judgment/order: December 18, 2013

In the Matter of Thomas Lekargeren
Administrative Proceeding File No.: 3-15653
Case filed: December 18, 2013
Qualifying judgment/order: December 18, 2013