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U.S. Securities and Exchange Commission

Agenda and Panelists
Roundtable to Examine Short Sale Price Test and Circuit Breaker Restrictions

May 5, 2009

10:00 a.m. — Opening Remarks from SEC Chairman Mary L. Schapiro

10:10 a.m. — Panel One: Market Changes and Investor Confidence; Are short sale price tests or short sale circuit breakers necessary or effective?

11:20 a.m.-11:30 a.m. — Break

11:30 a.m. — Panel Two: Bid versus Tick versus Circuit Breakers; Discussion of short sale price tests and short sale circuit breakers.

12:45 p.m. — Lunch Break

1:45 p.m. — Panel Three: Lessons and Insights from Empirical Data; Short sale price tests and short sale circuit breakers by the numbers.

3:00 p.m. — Closing Remarks




Modified: 05/04/2009