U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission

List of Outside Participants for Seniors Summit

Date:     September 10, 2007
Location:   U.S. Securities and Exchange Commission
100 F Street, NE
Washington, DC 20549

Joseph Borg
President, North American Securities Administrators Association, Inc. (NASAA)

Robert Errico
Executive Vice President, Office of Member Regulation, Financial Industry Regulatory Authority (FINRA)

George Gaberlavage
Director, Policy Research & Development Consumer Issues, AARP

John Gannon
Senior Vice President, Office of Investor Education, FINRA

Chris Hansen
Group Executive Office for State and National Initiatives, AARP

Bryan Lantagne
Director, Massachusetts Securities Division

Steve Luparello
Senior Executive Vice President, Regulation, FINRA

David Massey
Deputy Securities Administrator, North Carolina Securities Division
Chair, NASAA Enforcement Section

Mary Schapiro

Jean Setzfand
Director, Financial Security Outreach & Service, AARP

Doug Shadel
State Director, AARP Washington

Patricia D. Struck
Administrator, Division of Securities, Wisconsin Department of Financial Institutions
NASAA Past-President

Karen Tyler
North Dakota Securities Commissioner
NASAA President-elect

Elisse Walter
Senior Executive Vice President, Office of Regulatory Policy and Programs, FINRA

Ryan Wilson
Senior Policy Advisor, Public Policy Institute Consumer Issues, AARP


Modified: 09/07/2007