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U.S. Securities and Exchange Commission


SEC has adopted a rule requiring municipal advisors to register with the agency

Other information:

SEC Creates Specialized Unit to Focus on Muni Market

New Unit Chief Explains Priorities

Other Resources:

SEC Office of Municipal Securities

EMMA - Public Access to Information on Municipal Securities

Municipal Rulemaking Securities Board (MSRB)

 

 

 

 

 

 

 

 

 

 

 

 

 

Enforcement tips - how to send tips to the SEC's Division of Enforcement

Panelist Statements at Washington, D.C., Field Hearing on State of Municipal Securities Markets

December 7, 2010

 

http://www.sec.gov/spotlight/municipalsecurities/statements120710.shtml


Modified: 10/16/2014