Agenda: December 13, 2018, Meeting of the Securities and Exchange Commission Investor Advisory Committee

9:00-9:30 a.m.Welcome Remarks and Approval of Minutes of Previous Meeting
9:30-10:30 a.m.Discussion Regarding Disclosures on Human Capital (which may include a recommendation from the Investor as Owner subcommittee)
10:30-12:00 p.m.Discussion Regarding Disclosures on Sustainability and Environmental, Social, and Governance (ESG) Topics
  • Jennifer Bender, Senior Managing Director and Director of Research for the Global Equity Beta Solutions Team, State Street Global Advisors
  • Yafit Cohn, Associate Group General Counsel, The Travelers Companies, Inc.
  • Jill E. Fisch, Saul A. Fox Distinguished Professor of Business Law and Co-Director , The Institute for Law and Economics, University of Pennsylvania Law School
  • Daniel L. Goelzer, Senior Counsel/Retired Partner, Baker & McKenzie LLP
  • Janine Guillot, Director of Capital Markets Policy and Outreach, Sustainability Accounting Standards Board (SASB)
  • Curtis D. Ravenel, Chairman's Office, Global Head, Sustainable Business & Finance, Bloomberg LP
12:00-1:30 p.m.Lunch/Non-Public Administrative Session
1:30-2:30 p.m.Discussion Regarding Unpaid Arbitration Awards
  • Richard W. Berry, Executive Vice President and Director of Dispute Resolution, FINRA
  • Jill Gross, Associate Dean for Academic Affairs and Professor of Law, Elisabeth Haub School of Law at Pace University
  • Christine Lazaro, President, Public Investors Arbitration Bar Association; Professor of Clinical Legal Education and Director of the Securities Arbitration Clinic, St. John's University School of Law
  • Robin Traxler, Senior Vice President, Policy & Deputy General Counsel, Financial Services Institute
2:30-3:00 p.m.Subcommittee Reports
3:00 p.m.Adjourn