Equity Market Structure Advisory Committee — Customer Issues Subcommittee

Summary Minutes of September 9, 2016 Call

The Customer Issues Subcommittee held a call on September 9, 2016, to discuss the Subcommittee’s investor confidence benchmark recommendation.

The call convened at approximately 2:00 p.m. via telephone. The following Subcommittee members were on the call:

Matt Andresen
Brad Katsuyama
Ted Kaufman
Manisha Kimmel
Jamil Nazarali
Nancy Smith

The following staff from the Division of Trading and Markets joined the call:

David Shillman
Michael Coe
Leah Mesfin
Marsha Dixon
Andrew Sioson
Arisa Kettig

The following staff from the Office of the Investor Advocate also joined the call:

Rick Fleming
Brian Scholl
Adam Moore

The main order of business was to discuss the Subcommittee’s recommendation regarding benchmarking and monitoring investor confidence. The Subcommittee discussed the scope of a potential survey and targeted investor surveying.

The call concluded at approximately 2:40 p.m.