Equity Market Structure Advisory Committee — Customer Issues Subcommittee

Summary Minutes of February 6, 2017, Call

The Customer Issue Subcommittee held a call on February 6, 2017. The call convened at approximately 11:05 a.m. The following Subcommittee members were present:    

Brad Katsuyama
Ted Kaufman
Manisha Kimmel
Jamil Nazarali
Nancy Smith

The following staff from the Division of Trading and Markets were on the call: 

Michael Coe
Marsha Dixon
Emerald Greywoode
Molly Kim
Steve Kuan
Tyler Raimo
David Shillman
Andrew Sioson

The following staff from the Division of Economic and Risk Analysis was on the call:

Hao Zhang

The main order of business was staff overview of the comment letters on the Commissions’s proposed amendment to Regulation ATS to adopt Form ATS-N and the Subcommittee’s discussion of the same. The Subcommittee then discussed next steps, including inviting buy-side representatives to participate in a future roundtable discussion regarding Form ATS-N.

The meeting concluded at approximately 11:29 a.m.