Skip to main content

Company FilingsMore Search Options

SEC Emblem
U.S. Securities and Exchange Commission
q
  • About
    • What We Do
    • Commissioners
    • Securities Laws
    • Reports and Publications
    • Careers
    • Contact
  • Divisions & Offices
    • Corporation Finance
    • Enforcement
    • Investment Management
    • Economic and Risk Analysis
    • Trading and Markets
    • Office of Administrative Law Judges
    • Office of Compliance Inspections and Examinations
    • Regional Offices
    • All Divisions and Offices
  • Enforcement
    • Litigation Releases
    • Administrative Proceedings
    • Opinions and Adjudicatory Orders
    • Accounting and Auditing
    • Trading Suspensions
    • How Investigations Work
    • Receiverships
    • Information for Harmed Investors
  • Regulation
    • Rulemaking Index
    • Proposed Rules
    • Final Rules
    • Interim Final Temporary Rules
    • Other Orders and Notices
    • Self-Regulatory Organizations
    • Staff Interpretations
  • Education
    • Investor.gov
    • Five Questions to Ask Before You Invest
    • About Investment Professionals
    • Check Your Investment Professional
    • Investing Tools and Calculators
    • Investment Products
    • Understanding Fees
    • Investor Alerts and Bulletins
    • Glossary
  • Filings
    • EDGAR – Search & Access
    • EDGAR – Information for Filers
    • Company Filing Search
    • How to Search EDGAR
    • Requesting Public Documents
    • Forms List
    • About EDGAR
  • News
    • Press Releases
    • Public Statements
    • Speeches
    • Testimony
    • Spotlight Topics
    • What's New
    • Upcoming Events
    • Webcasts
    • SEC in the News
    • SEC Videos
    • Media Gallery

User account menu

  • Log in
  • U.S. Securities and Exchange Commission
    • Divisions & Offices
    • Enforcement
    • Regulation
    • Education
    • Filings
    • Newsroom
  • Newsroom
    • Press Releases
    • Public Statements
    • Speehes
    • Testimony
  • RSS Feeds
    • Press Releases
    • Public Statements
    • Speeches
    • Testimony
  • Social Media
    • @SEC_News
    • SEC Channel
    • SEC Photostream
  • SEC Spotlight
  • 2017 Broker-Dealer Compliance
  • Affinity Fraud
  • Crowdfunding
  • Cybersecurity
  • Disclosure Effectiveness
  • Enforcement Cooperation Initiative
  • Equity Market Structure Roundtables
  • Feds Feed Families
  • Financial Reporting and Audit Group
  • Fireside Chats
  • Fixed Income Market Structure Advisory Committee
  • Foreign Corrupt Practices Act
  • Initial Coin Offerings (ICOs)
  • Implementation of Dodd-Frank Act
  • Interactive Data and XBRL Initiative
  • Investor Advisory Committee
  • Jumpstart Our Business Startups (JOBS) Act
  • Market Structure and Data Analysis
  • Microcap Fraud
  • Money Market Funds
  • Opportunity Zones
  • Regulation SCI
  • SEC and Fintech
  • Short and Long-Term Management of Public Companies
  • Small Business Capital Formation Advisory Committee
  • Whistleblower Awards
  • SEC Spotlight
  • 2017 Broker-Dealer Compliance
  • Affinity Fraud
  • Crowdfunding
  • Cybersecurity
  • Disclosure Effectiveness
  • Enforcement Cooperation Initiative
  • Equity Market Structure Roundtables
  • Feds Feed Families
  • Financial Reporting and Audit Group
  • Fireside Chats
  • Fixed Income Market Structure Advisory Committee
  • Foreign Corrupt Practices Act
  • Initial Coin Offerings (ICOs)
  • Implementation of Dodd-Frank Act
  • Interactive Data and XBRL Initiative
  • Investor Advisory Committee
  • Jumpstart Our Business Startups (JOBS) Act
  • Market Structure and Data Analysis
  • Microcap Fraud
  • Money Market Funds
  • Opportunity Zones
  • Regulation SCI
  • SEC and Fintech
  • Short and Long-Term Management of Public Companies
  • Small Business Capital Formation Advisory Committee
  • Whistleblower Awards

SEC Spotlight

Cybersecurity

Cybersecurity header

Regulations

Regulation SCI

Regulation S-P

Regulation SDR

Exchange Act Rule 13n-6

Adopting release (see pages 232-236 for explanatory text)

Regulation S-ID

Subpart C - Regulation S-ID: Identity Theft Red Flags

Adopting release

Market Access Rule

Exchange Act Rule 15c3-5

Adopting release

Compliance Rules

Investment Company Act Rule 38-1

Investment Advisers Act Rule 206(4)-7

Adopting release for ICA Rule 38-1 and IAA Rule 206(4)-7 (see Section II(A)(1) of the Adopting Release, which provides additional information about issues that the policies and procedures of funds or advisers should consider, certain of which are related to cybersecurity)

Email Updates

Signup for news about this topic.


News

  • Update on Consolidated Audit Trail; Temporary COVID-19 Staff No-Action Letter; Reducing Cybersecurity Risks
    March 17, 2020
  • SEC Office of Compliance Inspections and Examinations Publishes Observations on Cybersecurity and Resiliency Practices
    Jan. 27, 2020
  • SEC Proposes Transparency and Financial Accountability Amendments to the CAT NMS Plan
    Sept. 9, 2019
  • SEC Announces Kevin Zerrusen as Senior Advisor to the Chairman for Cybersecurity Policy
    June 3, 2019
  • SEC Rulemaking Over the Past Year, the Road Ahead and Challenges Posed by Brexit, LIBOR Transition and Cybersecurity Risks
    Dec. 6, 2018
Archives

Providing Investors with Information

Investor Alert: Identity Theft, Data Breaches and Your Investment Accounts

Investor Bulletin: Protecting Your Online Brokerage Accounts from Fraud

Assessing Market Participant Readiness

OCIE September 2015 Cybersecurity Examination Initiative

OCIE Summary of 2014 Cybersecurity Examination Sweep

Engaging Government Agencies and Industry

Guidance for Public Companies

Guidance for Investment Advisers and Funds

SEC Cybersecurity Roundtable

Modified: Jan. 24, 2017

STAY CONNECTED
1 Twitter 2 Facebook 3RSS 4YouTube
5 Flickr 6LinkedIn 7 Pinterest 8 Email Updates

Footer menu

  • Accessibility
  • Budget & Performance
  • Careers
  • Contact
  • Contracts
  • Data
  • FOIA
  • Inspector General
  • Investor.gov
  • No FEAR Act & EEO Data
  • Ombudsman
  • Plain Writing
  • Privacy
  • Related Sites
  • Site Map
  • USA.gov
  • Votes
  • Vulnerability Disclosure Policy
  • Whistleblower Protection
Return to Top