
Note: This page has been archived and is no longer being updated. It may include obsolete or out-of-date information.
Committee Members

- Lisa Shimkat
- Annemarie Tierney
- J.W. Verret
- Gregory C. Yadley
- Laura Yamanaka
- Non-voting members
- Michael Pieciak
- Joseph Shepard
Final Report of the SEC Advisory Committee on Small and Emerging Companies (September 2017)
Recommendations of the Advisory Committee on Small and Emerging Companies
- Recommendation Regarding Securities Act Rule 701
September 21, 2017 - Recommendation Regarding the Regulation of Finders and other Intermediaries in Small Business Capital Formation
May 15, 2017 - Recommendations Regarding Secondary Market Liquidity for Regulation A Securities
May 15, 2017 - Recommendation Regarding Corporate Board Diversity
February 16, 2017 - Recommendations Regarding the Accredited Investor Definition
July 20, 2016 - Recommendations Regarding the Regulation of Finders and Other Intermediaries in Small Business Capital Formation Transactions
September 23, 2015 - Recommendations about Expanding Simplified Disclosure for
Smaller Issuers
September 23, 2015 - Recommendation to Modernize Rule 147 under the
Securities Act of 1933
September 23, 2015 - Recommendation Regarding the "4(1½) Exemption"
June 11, 2015 - Recommendations Regarding the Accredited Investor Definition
March 9, 2015 - Previous Recommendations
News
Meetings
September 13, 2017
Presentation: Leonard L. Combs of PwC - SOX 404(b)
Presentation: Christine McCarthy and Steve Miller: Rule 701
Discussion Draft of ACSEC Final Report
Transcript of Meeting (PDF) (text version)
May 10, 2017
Finders - Draft Recommendation
Secondary Market Liquidity in Reg A - Draft Recommendation
Webcast Archive Part 1, Part 2
Transcript of Meeting (PDF) (text version)
February 15, 2017
Presentation: Glen Giovannetti - EY - Why are more companies staying private?
Presentation: James Hutchinson - Goodwin - Why are more companies staying private?
Handout from Patrick Reardon – Comparison of Public vs. Private Companies
DRAFT Recommendation on Corporate Board Diversity
Webcast Archive Part 1, Part 2
Transcript of Meeting (PDF) (text version)
Modified: April 6, 2023