Spotlight on Advisory Committee on Small and Emerging Companies
Note: This page has been archived and is no longer being updated. It may include obsolete or out-of-date information.
Committee Members
- Lisa Shimkat
- Annemarie Tierney
- J.W. Verret
- Gregory C. Yadley
- Laura Yamanaka
- Non-voting members
- Michael Pieciak
- Joseph Shepard
Final Report of the SEC Advisory Committee on Small and Emerging Companies (September 2017)
Recommendations of the Advisory Committee on Small and Emerging Companies
- Recommendation Regarding Securities Act Rule 701
September 21, 2017 - Recommendation Regarding the Regulation of Finders and other Intermediaries in Small Business Capital Formation
May 15, 2017 - Recommendations Regarding Secondary Market Liquidity for Regulation A Securities
May 15, 2017 - Recommendation Regarding Corporate Board Diversity
February 16, 2017 - Recommendations Regarding the Accredited Investor Definition
July 20, 2016 - Recommendations Regarding the Regulation of Finders and Other Intermediaries in Small Business Capital Formation Transactions
September 23, 2015 - Recommendations about Expanding Simplified Disclosure for
Smaller Issuers
September 23, 2015 - Recommendation to Modernize Rule 147 under the
Securities Act of 1933
September 23, 2015 - Recommendation Regarding the "4(1½) Exemption"
June 11, 2015 - Recommendations Regarding the Accredited Investor Definition
March 9, 2015 - Previous Recommendations
Modified: April 6, 2023