MIAX PEARL, LLC Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
MIAX PEARL, LLC Rulemaking File Number List for 2023
Additional Archives
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016
Chronological List for 2023
(Search any column)
| Release No. | Date | Details |
|---|---|---|
| First Quarter | ||
| SR-PEARL-2023-13 | ||
| 34-97168 | Mar. 20, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX Pearl Options Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-PEARL-2023-10 | ||
| 34-97124 | Mar. 13, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX Pearl Equities Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-PEARL-2023-11 | ||
| 34-97093 | Mar. 9, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-PEARL-2023-05 | ||
| 34-97082 | Mar. 8, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Modify Certain Connectivity and Port Fees
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2023-06 | ||
| 34-97077 | Mar. 8, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-PEARL-2023-07 | ||
| 34-97025 | Mar. 2, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-PEARL-2023-03 | ||
| 34-96905 | Feb. 13, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2618 to Add Optional Risk Control Settings
Comments due: March 10, 2023 Additional Materials: Exhibit 5 |
| SR-PEARL-2023-01 | ||
| 34-96837 | Feb. 8, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531, Reports and Market Data Products, to Provide for the New "Liquidity Taker Event Report - Resting Simple Orders"
Comments due: March 7, 2023 Additional Materials: Exhibit 5 |
| SR-PEARL-2023-02 | ||
| 34-96836 | Feb. 8, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX Pearl Options Fee Schedule
Comments due: March 7, 2023 Additional Materials: Exhibit 5 |
| SR-PEARL-2022-62 | ||
| 34-96632 | Jan. 10, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Modify Certain Connectivity and Port Fees
Comments due: February 7, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2022-61 | ||
| 34-96631 | Jan. 10, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees
Comments due: February 7, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
File Number List for 2023
| Release No. | Date | Details |
|---|---|---|
| SR-PEARL-2023-13 | ||
| 34-97168 | Mar. 20, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX Pearl Options Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-PEARL-2023-11 | ||
| 34-97093 | Mar. 9, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-PEARL-2023-10 | ||
| 34-97124 | Mar. 13, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX Pearl Equities Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-PEARL-2023-07 | ||
| 34-97025 | Mar. 2, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-PEARL-2023-06 | ||
| 34-97077 | Mar. 8, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-PEARL-2023-05 | ||
| 34-97082 | Mar. 8, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Modify Certain Connectivity and Port Fees
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2023-03 | ||
| 34-96905 | Feb. 13, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2618 to Add Optional Risk Control Settings
Comments due: March 10, 2023 Additional Materials: Exhibit 5 |
| SR-PEARL-2023-02 | ||
| 34-96836 | Feb. 8, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX Pearl Options Fee Schedule
Comments due: March 7, 2023 Additional Materials: Exhibit 5 |
| SR-PEARL-2023-01 | ||
| 34-96837 | Feb. 8, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531, Reports and Market Data Products, to Provide for the New "Liquidity Taker Event Report - Resting Simple Orders"
Comments due: March 7, 2023 Additional Materials: Exhibit 5 |