PEARL Rulemaking

We encourage the public to submit comments on the following MIAX PEARL, LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

PEARL File Number List for 2017

Additional Archives

Chronological List

Release No. Date Details
Fourth Quarter
SR-PEARL-2017-20
34-82049 Nov. 9, 2017 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
See also: Notice: Rel. No. 34-80676, Order: Rel. No. 34-81067
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-Phlx-2017-37
SR-PEARL-2017-36
34-82017 Nov. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-PEARL-2017-35
34-81932 Oct. 24, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: November 20, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-34
34-81844 Oct. 10, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: November 6, 2017
Additional Materials: Exhibit 5
Third Quarter
SR-PEARL-2017-23
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
See also: Notice: Rel. No. 34-80792
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-PEARL-2017-33
34-81324 Aug. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 504, Trading Halts, and 521, Nullification and Adjustment of Options Transactions including Obvious Errors
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-PEARL-2017-32
34-81184 Jul. 21, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 404, Series of Option Contracts Open for Trading
Comments due: August 17, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-23
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
See also: Notice: Rel. No. 34-80792, Notice: Rel. No. 34-81499
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-IEX-2017-18, SR-ISE-2017-46, SR-MIAX-2017-20, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE- 2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-PEARL-2017-31
34-81119 Jul. 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rule 524, Reporting of Matched Trades to Clearing Corporation
Comments due: August 7, 2017
Additional Materials: Exhibit 5
Second Quarter
SR-PEARL-2017-20
34-81067 Jun. 30, 2017 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017
Rebuttal comments due: August 11, 2017
See also: Notice: Rel. No. 34-80676, Notice: Rel. No. 34-82049
Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37
Comments received are available for this proposal.
SR-PEARL-2017-30
34-80914 Jun. 13, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: July 10, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-29
34-80915 Jun. 13, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: July 10, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-26
34-80875 Jun. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule to Establish an Options Regulatory Fee ("ORF")
Comments due: July 5, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-PEARL-2017-28
34-80868 Jun. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rule 406, Long Term Option Contracts
Comments due: July 3, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-23
34-80792 May 26, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-81145, Notice: Rel. No. 34-81499
Comments received are available for this proposal.
SR-PEARL-2017-24
34-80758 May 24, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rule 510 to Extend the Penny Pilot Program
Comments due: June 21, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-22
34-80724 May 18, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 503 and 515
Comments due: June 14, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-20
34-80676 May 15, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: June 9, 2017
Additional Materials: Exhibit 3, Exhibit 5
See also: Order: Rel. No. 34-81067, Notice: Rel. No. 34-82049
Comments received are available for this proposal.
SR-PEARL-2017-21
34-80659 May 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 519C
Comments due: June 7, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-19
34-80592 May 4, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 31, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-18
34-80468 Apr. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 12, 2017
Additional Materials: Exhibit 3, Exhibit 5
SR-PEARL-2017-15
34-80423 Apr. 10, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule to Establish an Options Regulatory Fee ("ORF")
Comments due: May 5, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-PEARL-2017-17
34-80401 Apr. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 4, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-16
34-80384 Apr. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 504 and 516
Comments due: May 3, 2017
Additional Materials: Exhibit 5
First Quarter
SR-PEARL-2017-12
34-80266 Mar. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 517A, Aggregate Risk Manager for EEMs ("ARM-E"), and 517B, Aggregate Risk Manager for Market Makers ("ARM-M")
Comments due: April 13, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-04
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79938
Additional File Nos.:  SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03
SR-PEARL-2017-11
34-80251 Mar. 15, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 100, 404, 515, 529, 601 and the Title Pages of Chapter VIII and Chapter XI
Comments due: April 11, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-10
34-80061 Feb. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the MIAX PEARL Fee Schedule
Comments due: March 17, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-09
34-80035 Feb. 14, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule to Establish an Options Regulatory Fee ("ORF")
Comments due: March 14, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-PEARL-2017-06
34-79959 Feb. 3, 2017 Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 519A, Risk Protection Monitor for Orders Entered via the FIX Interface ("RPM-FIX"), and Exchange Rule 519B, Risk Protection Monitor for Orders Entered via the MEO Interface ("RPM-MEO")
Comments due: March 2, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-04
34-79938 Feb. 2, 2017 Notice of Filing of a Proposed Rule Change by to Adopt Rules 1701-1712 to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: March 1, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-80256
SR-PEARL-2017-05
34-79946 Feb. 2, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515, Execution of Orders and Quotes.
Comments due: March 1, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-03
34-79947 Feb. 2, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 100, 404, 519C and Adopt MIAX PEARL 1018
Comments due: March 1, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-01
34-79913 Feb. 1, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish MIAX PEARL Top of Market ("ToM") and MIAX PEARL Liquidity Feed ("PLF") Data Products
Comments due: February 28, 2017
SR-PEARL-2016-01
34-79778 Jan. 12, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510 to Extend the Penny Pilot Program
Comments due: February 9, 2017
Additional Materials: Exhibit 5

PEARL File Number List for 2017

Release No. Date Details
SR-PEARL-2017-36
34-82017 Nov. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-PEARL-2017-35
34-81932 Oct. 24, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: November 20, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-34
34-81844 Oct. 10, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: November 6, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-33
34-81324 Aug. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 504, Trading Halts, and 521, Nullification and Adjustment of Options Transactions including Obvious Errors
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-PEARL-2017-32
34-81184 Jul. 21, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 404, Series of Option Contracts Open for Trading
Comments due: August 17, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-31
34-81119 Jul. 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rule 524, Reporting of Matched Trades to Clearing Corporation
Comments due: August 7, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-30
34-80914 Jun. 13, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: July 10, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-29
34-80915 Jun. 13, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: July 10, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-28
34-80868 Jun. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rule 406, Long Term Option Contracts
Comments due: July 3, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-26
34-80875 Jun. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule to Establish an Options Regulatory Fee ("ORF")
Comments due: July 5, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-PEARL-2017-24
34-80758 May 24, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rule 510 to Extend the Penny Pilot Program
Comments due: June 21, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-23
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-IEX-2017-18, SR-ISE-2017-46, SR-MIAX-2017-20, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE- 2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
34-80792 May 26, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-PEARL-2017-22
34-80724 May 18, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 503 and 515
Comments due: June 14, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-21
34-80659 May 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 519C
Comments due: June 7, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-20
34-82049 Nov. 9, 2017 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-Phlx-2017-37
34-81067 Jun. 30, 2017 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017
Rebuttal comments due: August 11, 2017
Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37
Comments received are available for this proposal.
34-80676 May 15, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: June 9, 2017
Additional Materials: Exhibit 3, Exhibit 5
Comments received are available for this proposal.
SR-PEARL-2017-19
34-80592 May 4, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 31, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-18
34-80468 Apr. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 12, 2017
Additional Materials: Exhibit 3, Exhibit 5
SR-PEARL-2017-17
34-80401 Apr. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 4, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-16
34-80384 Apr. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 504 and 516
Comments due: May 3, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-15
34-80423 Apr. 10, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule to Establish an Options Regulatory Fee ("ORF")
Comments due: May 5, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-PEARL-2017-12
34-80266 Mar. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 517A, Aggregate Risk Manager for EEMs ("ARM-E"), and 517B, Aggregate Risk Manager for Market Makers ("ARM-M")
Comments due: April 13, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-11
34-80251 Mar. 15, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 100, 404, 515, 529, 601 and the Title Pages of Chapter VIII and Chapter XI
Comments due: April 11, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-10
34-80061 Feb. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the MIAX PEARL Fee Schedule
Comments due: March 17, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-09
34-80035 Feb. 14, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule to Establish an Options Regulatory Fee ("ORF")
Comments due: March 14, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-PEARL-2017-06
34-79959 Feb. 3, 2017 Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 519A, Risk Protection Monitor for Orders Entered via the FIX Interface ("RPM-FIX"), and Exchange Rule 519B, Risk Protection Monitor for Orders Entered via the MEO Interface ("RPM-MEO")
Comments due: March 2, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-05
34-79946 Feb. 2, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515, Execution of Orders and Quotes.
Comments due: March 1, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-04
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
Additional File Nos.:  SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03
34-79938 Feb. 2, 2017 Notice of Filing of a Proposed Rule Change by to Adopt Rules 1701-1712 to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: March 1, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-03
34-79947 Feb. 2, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 100, 404, 519C and Adopt MIAX PEARL 1018
Comments due: March 1, 2017
Additional Materials: Exhibit 5
SR-PEARL-2017-01
34-79913 Feb. 1, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish MIAX PEARL Top of Market ("ToM") and MIAX PEARL Liquidity Feed ("PLF") Data Products
Comments due: February 28, 2017