PEARL Rulemaking

We encourage the public to submit comments on the following MIAX PEARL, LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter |  First Quarter

PEARL File Number List for 2018

Additional Archives

Chronological List

Release No. Date Details
Third Quarter
SR-PEARL-2018-15
34-83835 Aug. 13, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the Exchange Rule 514 Priority on the Exchange
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-PEARL-2018-17
34-83814 Aug. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX PEARL Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-PEARL-2018-16
34-83785 Aug. 7, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Second Quarter
SR-PEARL-2018-14
34-83517 Jun. 25, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510 to Extend the Penny Pilot Program
Comments due: July 20, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-13
34-83419 Jun. 12, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: July 9, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-12
34-83188 May 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: June 4, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-11
34-83092 Apr. 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 602, Continuing Market Maker Registration
Comments due: May 18, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-10
34-83060 Apr. 18, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exchange Rule 503, Openings on the Exchange
Comments due: May 15, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-02
34-83039 Apr. 12, 2018 Order Granting Approval of a Proposed Rule Change to Adopt Rules Relating to Index Options
Comments due:  days after publication in the Federal Register
SR-PEARL-2018-08
34-83012 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement an Equity Rights Program
Comments due: May 4, 2018
First Quarter
SR-PEARL-2018-09
34-82900 Mar. 19, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: April 13, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-07
34-82867 Mar. 13, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due:  April 9, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-04
34-82827 Mar. 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities
Comments due:  April 4, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-05
34-82812 Mar. 6, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 403, Withdrawal of Approval of Underlying Securities
Comments due: March 30, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-02
34-82756 Feb. 21, 2018 Notice of Filing of a Proposed Rule Change to Adopt Rules Relating to Trading in Index Options
Comments due: March 20, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-PEARL-2018-01
34-82721 Feb. 15, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 517A, Aggregate Risk Manager for EEMs ("ARM-E"), and Rule 517B, Aggregate Risk Manager for Market Makers ("ARM-M")
Comments due: March 15, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-03
34-82720 Feb. 15, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: March 15, 2018
Additional Materials: Exhibit 5
SR-PEARL-2017-23
34-82524 Jan. 17, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-PEARL-2017-20
34-82503 Jan. 16, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-Phlx-2017-37
SR-PEARL-2017-40
34-82490 Jan. 11, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: February 8, 2018
Additional Materials: Exhibit 5

PEARL File Number List for 2018

Release No. Date Details
SR-PEARL-2018-17
34-83814 Aug. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX PEARL Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-PEARL-2018-16
34-83785 Aug. 7, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-PEARL-2018-15
34-83835 Aug. 13, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the Exchange Rule 514 Priority on the Exchange
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-PEARL-2018-14
34-83517 Jun. 25, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510 to Extend the Penny Pilot Program
Comments due: July 20, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-13
34-83419 Jun. 12, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: July 9, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-12
34-83188 May 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: June 4, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-11
34-83092 Apr. 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 602, Continuing Market Maker Registration
Comments due: May 18, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-10
34-83060 Apr. 18, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exchange Rule 503, Openings on the Exchange
Comments due: May 15, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-09
34-82900 Mar. 19, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: April 13, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-08
34-83012 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement an Equity Rights Program
Comments due: May 4, 2018
SR-PEARL-2018-07
34-82867 Mar. 13, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due:  April 9, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-05
34-82812 Mar. 6, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 403, Withdrawal of Approval of Underlying Securities
Comments due: March 30, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-04
34-82827 Mar. 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities
Comments due:  April 4, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-03
34-82720 Feb. 15, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: March 15, 2018
Additional Materials: Exhibit 5
SR-PEARL-2018-02
34-83039 Apr. 12, 2018 Order Granting Approval of a Proposed Rule Change to Adopt Rules Relating to Index Options
Comments due:  days after publication in the Federal Register
34-82756 Feb. 21, 2018 Notice of Filing of a Proposed Rule Change to Adopt Rules Relating to Trading in Index Options
Comments due: March 20, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-PEARL-2018-01
34-82721 Feb. 15, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 517A, Aggregate Risk Manager for EEMs ("ARM-E"), and Rule 517B, Aggregate Risk Manager for Market Makers ("ARM-M")
Comments due: March 15, 2018
Additional Materials: Exhibit 5