PEARL Rulemaking
We encourage the public to submit comments on the following MIAX PEARL, LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
PEARL File Number List for 2019
Additional Archives
Chronological List
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-PEARL-2019-28 | ||
| 34-87279 | Oct. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519, MIAX PEARL Order Monitor
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-PEARL-2019-27 | ||
| 34-87233 | Oct. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-PEARL-2019-26 | ||
| 34-87209 | Oct. 3, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| Third Quarter | ||
| SR-PEARL-2019-23 | ||
| 34-87167 | Sep. 30, 2019 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Options Regulatory Fee
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register |
| SR-PEARL-2019-25 | ||
| 34-86837 | Aug. 30, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: September 27, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2019-24 | ||
| 34-86787 | Aug. 28, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 503, Openings on the Exchange, and 515, Execution of Orders
Comments due: September 25, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-23 | ||
| 34-86607 | Aug. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Options Regulatory Fee
Comments due: September 4, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2019-22 | ||
| 34-86363 | Jul. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: August 8, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2019-21 | ||
| 34-86343 | Jul. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: August 6, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| Second Quarter | ||
| SR-PEARL-2019-20 | ||
| 34-86049 | Jun. 6, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 510, Minimum Price Variations and Minimum Trading Increments to Extend the Penny Pilot Program
Comments due: July 3, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-19 | ||
| 34-85920 | May 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515, Execution of Orders
Comments due: June 19, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-18 | ||
| 34-85866 | May 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading
Comments due: June 11, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-17 | ||
| 34-85837 | May 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: June 6, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2019-15 | ||
| 34-85807 | May 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: June 4, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-16 | ||
| 34-85771 | May 3, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 100, Definitions, Rule 200, Trading Permits, Chapter III, Business Conduct, Rule 506, Collection and Dissemination of Quotations, Chapter VII, Exercises and Deliveries, Chapter VIII, Records, Reports and Audits, Chapter IX, Summary Suspension, Chapter XI, Hearings, Review and Arbitration, Chapter XIII, Doing Business With The Public, Chapter XIV, Order Protection, Locked and Crossed Markets, Chapter XV, Margins, Chapter XVI, Net Capital Requirements, Chapter XVII, Consolidated Audit Trail Compliance Rule and Chapter XVIII, Index Options
Comments due: May 30, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-13 | ||
| 34-85608 | Apr. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-14 | ||
| 34-85571 | Apr. 9, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 530, Limit Up-Limit Down, and Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: May 6, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-12 | ||
| 34-85541 | Apr. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 3, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| First Quarter | ||
| SR-PEARL-2019-11 | ||
| 34-85455 | Mar. 29, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami PEARL, LLC to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments
Comments due: April 25, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-10 | ||
| 34-85438 | Mar. 28, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami PEARL, LLC to Amend Exchange Rule 404, Series of Option Contracts Open for Trading
Comments due: April 4, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-04 | ||
| 34-85397 | Mar. 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
Comments due: April 18, 2019 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-PEARL-2019-09 | ||
| 34-85376 | Mar. 20, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: April 16, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-08 | ||
| 34-85317 | Mar. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: April 10, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2019-07 | ||
| 34-85304 | Mar. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: April 9, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-01 | ||
| 34-85163 | Feb. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Options Regulatory Fee
Comments due: March 15, 2019 Additional Materials: Exhibit 5 |
PEARL File Number List for 2019
| Release No. | Date | Details |
|---|---|---|
| SR-PEARL-2019-28 | ||
| 34-87279 | Oct. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519, MIAX PEARL Order Monitor
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-PEARL-2019-27 | ||
| 34-87233 | Oct. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-PEARL-2019-26 | ||
| 34-87209 | Oct. 3, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-PEARL-2019-25 | ||
| 34-86837 | Aug. 30, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: September 27, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2019-24 | ||
| 34-86787 | Aug. 28, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 503, Openings on the Exchange, and 515, Execution of Orders
Comments due: September 25, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-23 | ||
| 34-87167 | Sep. 30, 2019 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Options Regulatory Fee
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register |
| 34-86607 | Aug. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Options Regulatory Fee
Comments due: September 4, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2019-22 | ||
| 34-86363 | Jul. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: August 8, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2019-21 | ||
| 34-86343 | Jul. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: August 6, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2019-20 | ||
| 34-86049 | Jun. 6, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 510, Minimum Price Variations and Minimum Trading Increments to Extend the Penny Pilot Program
Comments due: July 3, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-19 | ||
| 34-85920 | May 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515, Execution of Orders
Comments due: June 19, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-18 | ||
| 34-85866 | May 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading
Comments due: June 11, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-17 | ||
| 34-85837 | May 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: June 6, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2019-16 | ||
| 34-85771 | May 3, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 100, Definitions, Rule 200, Trading Permits, Chapter III, Business Conduct, Rule 506, Collection and Dissemination of Quotations, Chapter VII, Exercises and Deliveries, Chapter VIII, Records, Reports and Audits, Chapter IX, Summary Suspension, Chapter XI, Hearings, Review and Arbitration, Chapter XIII, Doing Business With The Public, Chapter XIV, Order Protection, Locked and Crossed Markets, Chapter XV, Margins, Chapter XVI, Net Capital Requirements, Chapter XVII, Consolidated Audit Trail Compliance Rule and Chapter XVIII, Index Options
Comments due: May 30, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-15 | ||
| 34-85807 | May 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: June 4, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-14 | ||
| 34-85571 | Apr. 9, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 530, Limit Up-Limit Down, and Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: May 6, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-13 | ||
| 34-85608 | Apr. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-12 | ||
| 34-85541 | Apr. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 3, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2019-11 | ||
| 34-85455 | Mar. 29, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami PEARL, LLC to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments
Comments due: April 25, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-10 | ||
| 34-85438 | Mar. 28, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami PEARL, LLC to Amend Exchange Rule 404, Series of Option Contracts Open for Trading
Comments due: April 24, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-09 | ||
| 34-85376 | Mar. 20, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: April 16, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-08 | ||
| 34-85317 | Mar. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: April 10, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2019-07 | ||
| 34-85304 | Mar. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: April 9, 2019 Additional Materials: Exhibit 5 |
| SR-PEARL-2019-04 | ||
| 34-85397 | Mar. 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
Comments due: April 18, 2019 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-PEARL-2019-01 | ||
| 34-85163 | Feb. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Options Regulatory Fee
Comments due: March 15, 2019 Additional Materials: Exhibit 5 |