PEARL Rulemaking
We encourage the public to submit comments on the following MIAX PEARL, LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Third Quarter |
Second Quarter |
First Quarter
PEARL File Number List for 2017
Additional Archives
Chronological List
| Release No. | Date | Details |
|---|---|---|
| Third Quarter | ||
| SR-PEARL-2017-23 | ||
| 34-81499 | Aug. 30, 2017 | Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register See also: Notice: Rel. No. 34-80792 Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| SR-PEARL-2017-33 | ||
| 34-81324 | Aug. 7, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 504, Trading Halts, and 521, Nullification and Adjustment of Options Transactions including Obvious Errors
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-PEARL-2017-32 | ||
| 34-81184 | Jul. 21, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 404, Series of Option Contracts Open for Trading
Comments due: August 17, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-23 | ||
| 34-81145 | Jul. 14, 2017 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
See also: Notice: Rel. No. 34-80792, Notice: Rel. No. 34-81499 Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-IEX-2017-18, SR-ISE-2017-46, SR-MIAX-2017-20, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE- 2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| SR-PEARL-2017-31 | ||
| 34-81119 | Jul. 11, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rule 524, Reporting of Matched Trades to Clearing Corporation
Comments due: August 7, 2017 Additional Materials: Exhibit 5 |
| Second Quarter | ||
| SR-PEARL-2017-20 | ||
| 34-81067 | Jun. 30, 2017 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017 Rebuttal comments due: August 11, 2017 See also: Notice: Rel. No. 34-80676 Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37 Comments received are available for this proposal. |
| SR-PEARL-2017-30 | ||
| 34-80914 | Jun. 13, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: July 10, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-29 | ||
| 34-80915 | Jun. 13, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: July 10, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-26 | ||
| 34-80875 | Jun. 7, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule to Establish an Options Regulatory Fee ("ORF")
Comments due: July 5, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2017-28 | ||
| 34-80868 | Jun. 6, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rule 406, Long Term Option Contracts
Comments due: July 3, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-23 | ||
| 34-80792 | May 26, 2017 | Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017 Additional Materials: Exhibit 5 See also: Notice: Rel. No. 34-81145, Notice: Rel. No. 34-81499 Comments received are available for this proposal. |
| SR-PEARL-2017-24 | ||
| 34-80758 | May 24, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rule 510 to Extend the Penny Pilot Program
Comments due: June 21, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-22 | ||
| 34-80724 | May 18, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 503 and 515
Comments due: June 14, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-20 | ||
| 34-80676 | May 15, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: June 9, 2017 Additional Materials: Exhibit 3, Exhibit 5 See also: Order: Rel. No. 34-81067 Comments received are available for this proposal. |
| SR-PEARL-2017-21 | ||
| 34-80659 | May 11, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 519C
Comments due: June 7, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-19 | ||
| 34-80592 | May 4, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 31, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-18 | ||
| 34-80468 | Apr. 17, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 12, 2017 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-PEARL-2017-15 | ||
| 34-80423 | Apr. 10, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule to Establish an Options Regulatory Fee ("ORF")
Comments due: May 5, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2017-17 | ||
| 34-80401 | Apr. 7, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 4, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-16 | ||
| 34-80384 | Apr. 6, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 504 and 516
Comments due: May 3, 2017 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-PEARL-2017-12 | ||
| 34-80266 | Mar. 17, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 517A, Aggregate Risk Manager for EEMs ("ARM-E"), and 517B, Aggregate Risk Manager for Market Makers ("ARM-M")
Comments due: April 13, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-04 | ||
| 34-80256 | Mar. 15, 2017 | Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79938 Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03 |
| SR-PEARL-2017-11 | ||
| 34-80251 | Mar. 15, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 100, 404, 515, 529, 601 and the Title Pages of Chapter VIII and Chapter XI
Comments due: April 11, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-10 | ||
| 34-80061 | Feb. 17, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the MIAX PEARL Fee Schedule
Comments due: March 17, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-09 | ||
| 34-80035 | Feb. 14, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule to Establish an Options Regulatory Fee ("ORF")
Comments due: March 14, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2017-06 | ||
| 34-79959 | Feb. 3, 2017 | Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 519A, Risk Protection Monitor for Orders Entered via the FIX Interface ("RPM-FIX"), and Exchange Rule 519B, Risk Protection Monitor for Orders Entered via the MEO Interface ("RPM-MEO")
Comments due: March 2, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-04 | ||
| 34-79938 | Feb. 2, 2017 | Notice of Filing of a Proposed Rule Change by to Adopt Rules 1701-1712 to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: March 1, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-80256 |
| SR-PEARL-2017-05 | ||
| 34-79946 | Feb. 2, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515, Execution of Orders and Quotes.
Comments due: March 1, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-03 | ||
| 34-79947 | Feb. 2, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 100, 404, 519C and Adopt MIAX PEARL 1018
Comments due: March 1, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-01 | ||
| 34-79913 | Feb. 1, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish MIAX PEARL Top of Market ("ToM") and MIAX PEARL Liquidity Feed ("PLF") Data Products
Comments due: February 28, 2017 |
| SR-PEARL-2016-01 | ||
| 34-79778 | Jan. 12, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510 to Extend the Penny Pilot Program
Comments due: February 9, 2017 Additional Materials: Exhibit 5 |
PEARL File Number List for 2017
| Release No. | Date | Details |
|---|---|---|
| SR-PEARL-2017-33 | ||
| 34-81324 | Aug. 7, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 504, Trading Halts, and 521, Nullification and Adjustment of Options Transactions including Obvious Errors
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-PEARL-2017-32 | ||
| 34-81184 | Jul. 21, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 404, Series of Option Contracts Open for Trading
Comments due: August 17, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-31 | ||
| 34-81119 | Jul. 11, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rule 524, Reporting of Matched Trades to Clearing Corporation
Comments due: August 7, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-30 | ||
| 34-80914 | Jun. 13, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: July 10, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-29 | ||
| 34-80915 | Jun. 13, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: July 10, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-28 | ||
| 34-80868 | Jun. 6, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rule 406, Long Term Option Contracts
Comments due: July 3, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-26 | ||
| 34-80875 | Jun. 7, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule to Establish an Options Regulatory Fee ("ORF")
Comments due: July 5, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2017-24 | ||
| 34-80758 | May 24, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rule 510 to Extend the Penny Pilot Program
Comments due: June 21, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-23 | ||
| 34-81499 | Aug. 30, 2017 | Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| 34-81145 | Jul. 14, 2017 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-IEX-2017-18, SR-ISE-2017-46, SR-MIAX-2017-20, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE- 2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| 34-80792 | May 26, 2017 | Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2017-22 | ||
| 34-80724 | May 18, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 503 and 515
Comments due: June 14, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-21 | ||
| 34-80659 | May 11, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 519C
Comments due: June 7, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-20 | ||
| 34-81067 | Jun. 30, 2017 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017 Rebuttal comments due: August 11, 2017 Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37 Comments received are available for this proposal. |
| 34-80676 | May 15, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: June 9, 2017 Additional Materials: Exhibit 3, Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2017-19 | ||
| 34-80592 | May 4, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 31, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-18 | ||
| 34-80468 | Apr. 17, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 12, 2017 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-PEARL-2017-17 | ||
| 34-80401 | Apr. 7, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 4, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-16 | ||
| 34-80384 | Apr. 6, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 504 and 516
Comments due: May 3, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-15 | ||
| 34-80423 | Apr. 10, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule to Establish an Options Regulatory Fee ("ORF")
Comments due: May 5, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2017-12 | ||
| 34-80266 | Mar. 17, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 517A, Aggregate Risk Manager for EEMs ("ARM-E"), and 517B, Aggregate Risk Manager for Market Makers ("ARM-M")
Comments due: April 13, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-11 | ||
| 34-80251 | Mar. 15, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 100, 404, 515, 529, 601 and the Title Pages of Chapter VIII and Chapter XI
Comments due: April 11, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-10 | ||
| 34-80061 | Feb. 17, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the MIAX PEARL Fee Schedule
Comments due: March 17, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-09 | ||
| 34-80035 | Feb. 14, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule to Establish an Options Regulatory Fee ("ORF")
Comments due: March 14, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-PEARL-2017-06 | ||
| 34-79959 | Feb. 3, 2017 | Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 519A, Risk Protection Monitor for Orders Entered via the FIX Interface ("RPM-FIX"), and Exchange Rule 519B, Risk Protection Monitor for Orders Entered via the MEO Interface ("RPM-MEO")
Comments due: March 2, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-05 | ||
| 34-79946 | Feb. 2, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515, Execution of Orders and Quotes.
Comments due: March 1, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-04 | ||
| 34-80256 | Mar. 15, 2017 | Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03 |
| 34-79938 | Feb. 2, 2017 | Notice of Filing of a Proposed Rule Change by to Adopt Rules 1701-1712 to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: March 1, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-03 | ||
| 34-79947 | Feb. 2, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX PEARL Rules 100, 404, 519C and Adopt MIAX PEARL 1018
Comments due: March 1, 2017 Additional Materials: Exhibit 5 |
| SR-PEARL-2017-01 | ||
| 34-79913 | Feb. 1, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish MIAX PEARL Top of Market ("ToM") and MIAX PEARL Liquidity Feed ("PLF") Data Products
Comments due: February 28, 2017 |