PEARL Rulemaking

We encourage the public to submit comments on the following MIAX PEARL, LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter |  First Quarter

PEARL File Number List for 2019

Additional Archives

Chronological List

Release No. Date Details
Third Quarter
SR-PEARL-2019-23
34-86607 Aug. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Options Regulatory Fee
Comments due: September 4, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-22
34-86363 Jul. 12, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: August 8, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-21
34-86343 Jul. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: August 6, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Second Quarter
SR-PEARL-2019-20
34-86049 Jun. 6, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 510, Minimum Price Variations and Minimum Trading Increments to Extend the Penny Pilot Program
Comments due: July 3, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-19
34-85920 May 22, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515, Execution of Orders
Comments due: June 19, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-18
34-85866 May 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading
Comments due: June 11, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-17
34-85837 May 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: June 6, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-PEARL-2019-15
34-85807 May 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: June 4, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-16
34-85771 May 3, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 100, Definitions, Rule 200, Trading Permits, Chapter III, Business Conduct, Rule 506, Collection and Dissemination of Quotations, Chapter VII, Exercises and Deliveries, Chapter VIII, Records, Reports and Audits, Chapter IX, Summary Suspension, Chapter XI, Hearings, Review and Arbitration, Chapter XIII, Doing Business With The Public, Chapter XIV, Order Protection, Locked and Crossed Markets, Chapter XV, Margins, Chapter XVI, Net Capital Requirements, Chapter XVII, Consolidated Audit Trail Compliance Rule and Chapter XVIII, Index Options
Comments due: May 30, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-13
34-85608 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-14
34-85571 Apr. 9, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 530, Limit Up-Limit Down, and Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: May 6, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-12
34-85541 Apr. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 3, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
First Quarter
SR-PEARL-2019-11
34-85455 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami PEARL, LLC to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments
Comments due: April 25, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-10
34-85438 Mar. 28, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami PEARL, LLC to Amend Exchange Rule 404, Series of Option Contracts Open for Trading
Comments due: April 4, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-04
34-85397 Mar. 22, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
Comments due: April 18, 2019
Additional Materials: Exhibit 3, Exhibit 5
SR-PEARL-2019-09
34-85376 Mar. 20, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: April 16, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-08
34-85317 Mar. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: April 10, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-PEARL-2019-07
34-85304 Mar. 13, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: April 9, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-01
34-85163 Feb. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Options Regulatory Fee
Comments due: March 15, 2019
Additional Materials: Exhibit 5

PEARL File Number List for 2019

Release No. Date Details
SR-PEARL-2019-23
34-86607 Aug. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Options Regulatory Fee
Comments due: September 4, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-22
34-86363 Jul. 12, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: August 8, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-21
34-86343 Jul. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: August 6, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-PEARL-2019-20
34-86049 Jun. 6, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 510, Minimum Price Variations and Minimum Trading Increments to Extend the Penny Pilot Program
Comments due: July 3, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-19
34-85920 May 22, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515, Execution of Orders
Comments due: June 19, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-18
34-85866 May 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading
Comments due: June 11, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-17
34-85837 May 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: June 6, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-PEARL-2019-16
34-85771 May 3, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 100, Definitions, Rule 200, Trading Permits, Chapter III, Business Conduct, Rule 506, Collection and Dissemination of Quotations, Chapter VII, Exercises and Deliveries, Chapter VIII, Records, Reports and Audits, Chapter IX, Summary Suspension, Chapter XI, Hearings, Review and Arbitration, Chapter XIII, Doing Business With The Public, Chapter XIV, Order Protection, Locked and Crossed Markets, Chapter XV, Margins, Chapter XVI, Net Capital Requirements, Chapter XVII, Consolidated Audit Trail Compliance Rule and Chapter XVIII, Index Options
Comments due: May 30, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-15
34-85807 May 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: June 4, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-14
34-85571 Apr. 9, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 530, Limit Up-Limit Down, and Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: May 6, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-13
34-85608 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-12
34-85541 Apr. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: May 3, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-PEARL-2019-11
34-85455 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami PEARL, LLC to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments
Comments due: April 25, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-10
34-85438 Mar. 28, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami PEARL, LLC to Amend Exchange Rule 404, Series of Option Contracts Open for Trading
Comments due: April 24, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-09
34-85376 Mar. 20, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: April 16, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-08
34-85317 Mar. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: April 10, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-PEARL-2019-07
34-85304 Mar. 13, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule
Comments due: April 9, 2019
Additional Materials: Exhibit 5
SR-PEARL-2019-04
34-85397 Mar. 22, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
Comments due: April 18, 2019
Additional Materials: Exhibit 3, Exhibit 5
SR-PEARL-2019-01
34-85163 Feb. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Options Regulatory Fee
Comments due: March 15, 2019
Additional Materials: Exhibit 5