MIAX PEARL, LLC Rulemaking

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Chronological List
First Quarter

MIAX PEARL, LLC Rulemaking File Number List for 2023

Additional Archives

Chronological List for 2023

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Release No. Date Details
First Quarter
SR-PEARL-2023-13
34-97168 Mar. 20, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX Pearl Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-PEARL-2023-10
34-97124 Mar. 13, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX Pearl Equities Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-PEARL-2023-11
34-97093 Mar. 9, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-PEARL-2023-05
34-97082 Mar. 8, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Modify Certain Connectivity and Port Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-PEARL-2023-06
34-97077 Mar. 8, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-PEARL-2023-07
34-97025 Mar. 2, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-PEARL-2023-03
34-96905 Feb. 13, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2618 to Add Optional Risk Control Settings
Comments due: March 10, 2023
Additional Materials: Exhibit 5
SR-PEARL-2023-01
34-96837 Feb. 8, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531, Reports and Market Data Products, to Provide for the New "Liquidity Taker Event Report - Resting Simple Orders"
Comments due: March 7, 2023
Additional Materials: Exhibit 5
SR-PEARL-2023-02
34-96836 Feb. 8, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX Pearl Options Fee Schedule
Comments due: March 7, 2023
Additional Materials: Exhibit 5
SR-PEARL-2022-62
34-96632 Jan. 10, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Modify Certain Connectivity and Port Fees
Comments due: February 7, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-PEARL-2022-61
34-96631 Jan. 10, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees
Comments due: February 7, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.

File Number List for 2023

Release No. Date Details
SR-PEARL-2023-13
34-97168 Mar. 20, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX Pearl Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-PEARL-2023-11
34-97093 Mar. 9, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-PEARL-2023-10
34-97124 Mar. 13, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX Pearl Equities Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-PEARL-2023-07
34-97025 Mar. 2, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-PEARL-2023-06
34-97077 Mar. 8, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-PEARL-2023-05
34-97082 Mar. 8, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Modify Certain Connectivity and Port Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-PEARL-2023-03
34-96905 Feb. 13, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2618 to Add Optional Risk Control Settings
Comments due: March 10, 2023
Additional Materials: Exhibit 5
SR-PEARL-2023-02
34-96836 Feb. 8, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX Pearl Options Fee Schedule
Comments due: March 7, 2023
Additional Materials: Exhibit 5
SR-PEARL-2023-01
34-96837 Feb. 8, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531, Reports and Market Data Products, to Provide for the New "Liquidity Taker Event Report - Resting Simple Orders"
Comments due: March 7, 2023
Additional Materials: Exhibit 5