We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-82355 SEC Issue Date:Dec 19, 2017 File Number:SR-OCC-2017-007 SRO Organization:The Options Clearing Corporation Details: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Related to The Options Clearing Corporation's Margin Policy
Release Number:34-82352 SEC Issue Date:Dec 19, 2017 File Number:SR-OCC-2017-021 SRO Organization:The Options Clearing Corporation Details: Notice of Filing of a Proposed Rule Change Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan
Release Number:34-82351 SEC Issue Date:Dec 19, 2017 File Number:SR-OCC-2017-020 SRO Organization:The Options Clearing Corporation Details: Notice of Filing of a Proposed Rule Change Concerning Enhanced and New Tools for Recovery Scenarios
View Received Comments
See Also - Exhibit 5a, Exhibit 5b, Exhibit 5a, Exhibit 5b
Release Number:34-82312 SEC Issue Date:Dec 13, 2017 File Number:SR-OCC-2017-009 SRO Organization:The Options Clearing Corporation Details: Order Approving Proposed Rule Change Relating to The Options Clearing Corporation's Counterparty Credit Risk Management Policy
See Also - Rel. No. 34-81949, Rel. No. 34-81949
Release Number:34-82311 SEC Issue Date:Dec 13, 2017 File Number:SR-OCC-2017-008 SRO Organization:The Options Clearing Corporation Details: Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Collateral Risk Management Policy
View Received Comments
See Also - Rel. No. 34-82009, Rel. No. 34-82009
Release Number:34-82310 SEC Issue Date:Dec 13, 2017 File Number:SR-OCC-2017-010 SRO Organization:The Options Clearing Corporation Details: Order Approving Proposed Rule Change Relating to The Options Clearing Corporation's Default Management Policy
See Also - Rel. No. 34-81955, Rel. No. 34-81955
Release Number:34-82309 SEC Issue Date:Dec 13, 2017 File Number:SR-OCC-2017-017 SRO Organization:The Options Clearing Corporation Details: Order Approving Proposed Rule Change Concerning Liquidity for Same Day Settlement
See Also - Rel. No. 34-81956, Rel. No. 34-81956
Release Number:34-82232 SEC Issue Date:Dec 7, 2017 File Number:SR-OCC-2017-005 SRO Organization:The Options Clearing Corporation Details: Order Approving Proposed Rule Change Related to a Comprehensive Risk Management Framework
See Also - Rel. No. 34-81909, Rel. No. 34-81909
Release Number:34-82161 SEC Issue Date:Nov 28, 2017 File Number:SR-OCC-2017-022 SRO Organization:The Options Clearing Corporation Details: Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Margin Methodology
View Received Comments
Release Number:34-82156 SEC Issue Date:Nov 27, 2017 File Number:SR-OCC-2017-019 SRO Organization:The Options Clearing Corporation Details: Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, Concerning the Adoption of a New Minimum Cash Requirement for the Clearing Fund
View Received Comments