The Options Clearing Corporation Rulemaking
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Self-Regulatory Organization Rulemaking Table
File Number
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SRO Organization
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Details
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Release Number:34-82355 | SEC Issue Date:Dec 19, 2017 | File Number:SR-OCC-2017-007 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Related to The Options Clearing Corporation's Margin Policy |
Release Number:34-82352 | SEC Issue Date:Dec 19, 2017 | File Number:SR-OCC-2017-021 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of a Proposed Rule Change Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan |
Release Number:34-82351 | SEC Issue Date:Dec 19, 2017 | File Number:SR-OCC-2017-020 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of a Proposed Rule Change Concerning Enhanced and New Tools for Recovery Scenarios View Received Comments See Also - Exhibit 5a, Exhibit 5b, Exhibit 5a, Exhibit 5b |
Release Number:34-82312 | SEC Issue Date:Dec 13, 2017 | File Number:SR-OCC-2017-009 | SRO Organization:The Options Clearing Corporation |
Details: Order Approving Proposed Rule Change Relating to The Options Clearing Corporation's Counterparty Credit Risk Management Policy See Also - Rel. No. 34-81949, Rel. No. 34-81949 |
Release Number:34-82311 | SEC Issue Date:Dec 13, 2017 | File Number:SR-OCC-2017-008 | SRO Organization:The Options Clearing Corporation |
Details: Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Collateral Risk Management Policy View Received Comments See Also - Rel. No. 34-82009, Rel. No. 34-82009 |
Release Number:34-82310 | SEC Issue Date:Dec 13, 2017 | File Number:SR-OCC-2017-010 | SRO Organization:The Options Clearing Corporation |
Details: Order Approving Proposed Rule Change Relating to The Options Clearing Corporation's Default Management Policy See Also - Rel. No. 34-81955, Rel. No. 34-81955 |
Release Number:34-82309 | SEC Issue Date:Dec 13, 2017 | File Number:SR-OCC-2017-017 | SRO Organization:The Options Clearing Corporation |
Details: Order Approving Proposed Rule Change Concerning Liquidity for Same Day Settlement See Also - Rel. No. 34-81956, Rel. No. 34-81956 |
Release Number:34-82232 | SEC Issue Date:Dec 7, 2017 | File Number:SR-OCC-2017-005 | SRO Organization:The Options Clearing Corporation |
Details: Order Approving Proposed Rule Change Related to a Comprehensive Risk Management Framework See Also - Rel. No. 34-81909, Rel. No. 34-81909 |
Release Number:34-82161 | SEC Issue Date:Nov 28, 2017 | File Number:SR-OCC-2017-022 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Margin Methodology View Received Comments |
Release Number:34-82156 | SEC Issue Date:Nov 27, 2017 | File Number:SR-OCC-2017-019 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, Concerning the Adoption of a New Minimum Cash Requirement for the Clearing Fund View Received Comments |