OCC Rulemaking

We encourage the public to submit comments on the following Options Clearing Corporation (OCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Note:  Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.

Chronological List
First Quarter

OCC File Number List for 2017

Additional Archives

Chronological List

Release No. Date Details
First Quarter
SR-OCC-2017-001
34-79818 Jan. 18, 2017 Notice of Filing of Proposed Rule Change Concerning The Options Clearing Corporation's Margin Coverage During Times of Increased Volatility
Comments due: 21 days after publication in the Federal Register

OCC File Number List for 2017

Release No. Date Details
SR-OCC-2017-001
34-79818 Jan. 18, 2017 Notice of Filing of Proposed Rule Change Concerning The Options Clearing Corporation's Margin Coverage During Times of Increased Volatility
Comments due: 21 days after publication in the Federal Register