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OCC Rulemaking

We encourage the public to submit comments on the following Options Clearing Corporation (OCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Note:  Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.

Chronological List
First Quarter

OCC File Number List for 2016

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-OCC-2015-018
34-77042 Feb. 3, 2016 Order Approving the Adoption of a Charter of a New Committee of The Options Clearing Corporation's Board of Directors, the Technology Committee
See also: Notice: Rel. No. 34-76686

SR-OCC-2016-001
34-77041 Feb. 3, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise The Options Clearing Corporation's Schedule of Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
OCC File Number List for 2016

Release No. Date Details

SR-OCC-2016-001
34-77041 Feb. 3, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise The Options Clearing Corporation's Schedule of Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/occ.shtml


Modified: 02/04/2016