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OC Rulemaking Archive: 2014
We encourage the public to submit comments on the following OneChicago LLC (OC) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
OC File Number List for 2014
Additional Archives
2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-OC-2014-06 |
| 34-73715 |
Dec. 2, 2014 |
Notice of Filing of Proposed Rule Change Relating to Bilateral Block and Bilateral EFP Reporting Guidance
Comments due: December 29, 2014
Additional Materials: Exhibit 4
|
SR-OC-2014-05 |
| 34-73599 |
Nov. 14, 2014 |
Notice of Filing of Proposed Rule Change to Expand the Trading Hours for Bilateral Block Trades and Bilateral EFP Trades
Comments due: December 11, 2014
Additional Materials: Exhibit 4
|
| Third Quarter |
SR-OC-2014-04 |
| 34-73191 |
Sep. 23, 2014 |
Notice of Filing of Proposed Rule Change to Update OCX's Rulebook to Remove References to the OCX.BETS and CBOEdirect Trading Platforms
Comments due: October 20, 2014
Additional Materials: Exhibit 4
|
SR-OC-2014-03 |
| 34-72497 |
Jun. 30, 2014 |
Notice of Filing of a Proposed Rule Change to Update OCX's Rulebook for a Filing Previously Made with the Commodity Futures Trading Commission
Comments due: July 28, 2014
Additional Materials: Exhibit 4
|
SR-OC-2014-02 |
| 34-72441 |
Jun. 20, 2014 |
Notice of Filing of Proposed Rule Change to Update OCX's Rulebook for Filings Previously Made with the Commodity Futures Trading Commission
Comments due: July 17, 2014
Additional Materials: Exhibit 4
|
| Second Quarter |
SR-OC-2014-01 |
| 34-72240 |
May 23, 2014 |
Notice of Filing of Proposed Rule Change to Suspend Competitive Trading of EFPs
Comments due: June 20, 2014
Additional Materials: Exhibit 4
|
| OC File Number List for 2014 |
| Release No. |
Date |
Details |
SR-OC-2014-06 |
| 34-73715 |
Dec. 2, 2014 |
Notice of Filing of Proposed Rule Change Relating to Bilateral Block and Bilateral EFP Reporting Guidance
Comments due: December 29, 2014
Additional Materials: Exhibit 4
|
SR-OC-2014-05 |
| 34-73599 |
Nov. 14, 2014 |
Notice of Filing of Proposed Rule Change to Expand the Trading Hours for Bilateral Block Trades and Bilateral EFP Trades
Comments due: December 11, 2014
Additional Materials: Exhibit 4
|
SR-OC-2014-04 |
| 34-73191 |
Sep. 23, 2014 |
Notice of Filing of Proposed Rule Change to Update OCX's Rulebook to Remove References to the OCX.BETS and CBOEdirect Trading Platforms
Comments due: October 20, 2014
Additional Materials: Exhibit 4
|
SR-OC-2014-03 |
| 34-72497 |
Jun. 30, 2014 |
Notice of Filing of a Proposed Rule Change to Update OCX's Rulebook for a Filing Previously Made with the Commodity Futures Trading Commission
Comments due: July 28, 2014
Additional Materials: Exhibit 4
|
SR-OC-2014-02 |
| 34-72441 |
Jun. 20, 2014 |
Notice of Filing of Proposed Rule Change to Update OCX's Rulebook for Filings Previously Made with the Commodity Futures Trading Commission
Comments due: July 17, 2014
Additional Materials: Exhibit 4
|
SR-OC-2014-01 |
| 34-72240 |
May 23, 2014 |
Notice of Filing of Proposed Rule Change to Suspend Competitive Trading of EFPs
Comments due: June 20, 2014
Additional Materials: Exhibit 4
|
http://www.sec.gov/rules/sro/oc/ocarchive/ocarchive2014.shtml
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