NYSENAT Rulemaking: 2019

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Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

NYSENAT File Number List for 2019

Additional Archives

Chronological List

Release No. Date Details
Fourth Quarter
SR-NYSENAT-2019-32
34-87838 Dec. 23, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List to Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection with the Exchange's Co-location Services
Comments due: January 21, 2020
Additional Materials: Exhibit 5
SR-NYSENAT-2019-31
34-87797 Dec. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for the NYSE National Integrated Feed
Comments due: January 16, 2020
Additional Materials: Exhibit 3a, Exhibit 3b, Exhibit 5
Comments received are available for this proposal.
SR-NYSENAT-2019-29
34-87701 Dec. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Price List Related to Co-location Services
Comments due: January 3, 2020
Additional Materials: Exhibit 5
SR-NYSENAT-2019-19
34-87699 Dec. 9, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Exchanges' Co-Location Price Lists to Offer Co-Location Users Access to the NMS Network and Establish Associated Fees
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Additional File Nos.: SR-NYSE-2019-46, SR-NYSEArca-2019-61, SR-NYSEAMER-2019-34
SR-NYSENAT-2019-30
34-87695 Dec. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments due: January 3, 2020
Additional Materials: Exhibit 5
SR-NYSENAT-2019-27
34-87619 Nov. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify in Exchange Rules the Exchange's Use of Data Feeds from NYSE American LLC
Comments due: December 23, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-28
34-87618 Nov. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New NYSE National Rule 11.5190
Comments due: December 23, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-26
34-87518 Nov. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 to Delete Cross Orders
Comments due: December 10, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-25
34-87490 Nov. 7, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify in Exchange Rules the Exchange's Use of Data Feeds from NYSE Chicago, Inc.
Comments due: December 5, 2019
SR-NYSENAT-2019-19
34-87402 Oct. 24, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Price List Related to Co-Location Services to Offer Access to a Network Providing Connection to the Three Equities and Options Feeds
SR-NYSENAT-2019-24
34-87352 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-23
34-87314 Oct. 16, 2019 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Certificate of Incorporation of Intercontinental Exchange, Inc.
Comments due: November 12, 2019
Additional Materials: Exhibit 5
Third Quarter
SR-NYSENAT-2019-21
34-87077 Sep. 24, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit breaker in Rule 7.12
Comments due: October 21, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-20
34-86943 Sep. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees
Comments due: October 9, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-19
34-86869 Sep. 4, 2019 Notice of Filing of Proposed Rule Change to Amend the Exchange's Price List Related to Co-location Services
Comments due: October 1, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSENAT-2019-18
34-86618 Aug. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments due: September 5, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-17
34-86549 Aug. 1, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Price List Related to Co-location Services
Comments due: August 28, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-16
34-86365 Jul. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates to Reduce the Adding Average Daily Volume Required for ETP Holders to Qualify for the Adding Tier 1 Fees
Comments due: August 8, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-15
34-86301 Jul. 3, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Update a Rule Cross Reference
Comments due: July 30, 2019
Additional Materials: Exhibit 5
Second Quarter
SR-NYSENAT-2019-14
34-86126 Jun. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates
Comments due: July 12, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-13
34-85959 May 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Related to Co-location Services
Comments due: June 25, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-12
34-85887 May 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates
Comments due: June 13, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-10
34-85723 Apr. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.11, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
Comments due: May 22, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-09
34-85674 Apr. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments due: May 14, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-08
34-85572 Apr. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to Rule 7.12, Trading Halts Due to Extraordinary Market Volatility
Comments due: May 6, 2019
Additional Materials: Exhibit 5
First Quarter
SR-NYSENAT-2019-07
34-85522 Apr. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10, Clearly Erroneous Executions
Comments due: May 2, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-03
34-85449 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Related to Co-location Services
Comments due: April 25, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSENAT-2019-05
34-85305 Mar. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Related to Co-location Services
Comments due: April 9, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-04
34-85264 Mar. 7, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 7.16, 7.18, 7.31, 7.34, and 7.38
Comments due: April 3, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-02
34-85144 Feb. 14, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Relating to the Minimum Trade Size Modifier
Comments due: March 14, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-01
34-85126 Feb. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates to Revise the Requirements to Qualify for the Adding Tier 2 Credits
Comments due: March 13, 2019
Additional Materials: Exhibit 5

NYSENAT File Number List for 2019

Release No. Date Details
SR-NYSENAT-2019-32
34-87838 Dec. 23, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List to Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection with the Exchange's Co-location Services
Comments due: January 21, 2020
Additional Materials: Exhibit 5
SR-NYSENAT-2019-31
34-88118 Feb. 4, 2020 Notice of Withdrawal of a Proposed Rule Change to Establish Fees for the NYSE National Integrated Feed
34-88109 Jan. 31, 2020 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Establish Fees for the NYSE National Integrated Feed
Comments due: February 27, 2020
Rebuttal comments due: March 12, 2020
34-87797 Dec. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for the NYSE National Integrated Feed
Comments due: January 16, 2020
Additional Materials: Exhibit 3a, Exhibit 3b, Exhibit 5
Comments received are available for this proposal.
SR-NYSENAT-2019-30
34-87695 Dec. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments due: January 3, 2020
Additional Materials: Exhibit 5
SR-NYSENAT-2019-29
34-87701 Dec. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Price List Related to Co-location Services
Comments due: January 3, 2020
Additional Materials: Exhibit 5
SR-NYSENAT-2019-28
34-87618 Nov. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New NYSE National Rule 11.5190
Comments due: December 23, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-27
34-87619 Nov. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify in Exchange Rules the Exchange's Use of Data Feeds from NYSE American LLC
Comments due: December 23, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-26
34-87518 Nov. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 to Delete Cross Orders
Comments due: December 10, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-25
34-87490 Nov. 7, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify in Exchange Rules the Exchange's Use of Data Feeds from NYSE Chicago, Inc.
Comments due: December 5, 2019
SR-NYSENAT-2019-24
34-87352 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-23
34-87314 Oct. 16, 2019 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Certificate of Incorporation of Intercontinental Exchange, Inc.
Comments due: November 12, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-21
34-87077 Sep. 24, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit breaker in Rule 7.12
Comments due: October 21, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-20
34-86943 Sep. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees
Comments due: October 9, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-19
34-88319 Mar. 4, 2020 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Exchanges' Co-Location Services to Offer Co-Location Users Access to the NMS Network
Additional File Nos.: SR-NYSE-2019-46, SR-NYSEArca-2019-61, SR-NYSEAMER-2019-34
34-87930 Jan. 9, 2020 Notice of Filing of Amendment No. 1 to Proposed Rule Change Amending the Exchange's Price List Related to Co-location Services in the Mahwah, New Jersey Data Center
Comments due: February 5, 2020
Additional Materials: Exhibit 5
34-87699 Dec. 9, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Exchanges' Co-Location Price Lists to Offer Co-Location Users Access to the NMS Network and Establish Associated Fees
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Additional File Nos.: SR-NYSE-2019-46, SR-NYSEArca-2019-61, SR-NYSEAMER-2019-34
34-87402 Oct. 24, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Price List Related to Co-Location Services to Offer Access to a Network Providing Connection to the Three Equities and Options Feeds
34-86869 Sep. 4, 2019 Notice of Filing of Proposed Rule Change to Amend the Exchange's Price List Related to Co-location Services
Comments due: October 1, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSENAT-2019-18
34-86618 Aug. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments due: September 5, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-17
34-86549 Aug. 1, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Price List Related to Co-location Services
Comments due: August 28, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-16
34-86365 Jul. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates to Reduce the Adding Average Daily Volume Required for ETP Holders to Qualify for the Adding Tier 1 Fees
Comments due: August 8, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-15
34-86301 Jul. 3, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Update a Rule Cross Reference
Comments due: July 30, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-14
34-86126 Jun. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates
Comments due: July 12, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-13
34-85959 May 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Related to Co-location Services
Comments due: June 25, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-12
34-85887 May 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates
Comments due: June 13, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-10
34-85723 Apr. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.11, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
Comments due: May 22, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-09
34-85674 Apr. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments due: May 14, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-08
34-85572 Apr. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to Rule 7.12, Trading Halts Due to Extraordinary Market Volatility
Comments due: May 6, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-07
34-85522 Apr. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10, Clearly Erroneous Executions
Comments due: May 2, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-05
34-85305 Mar. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Related to Co-location Services
Comments due: April 9, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-04
34-85264 Mar. 7, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 7.16, 7.18, 7.31, 7.34, and 7.38
Comments due: April 3, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-03
34-85449 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Related to Co-location Services
Comments due: April 25, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSENAT-2019-02
34-85144 Feb. 14, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Relating to the Minimum Trade Size Modifier
Comments due: March 14, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-01
34-85126 Feb. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates to Revise the Requirements to Qualify for the Adding Tier 2 Credits
Comments due: March 13, 2019
Additional Materials: Exhibit 5