NYSENAT Rulemaking

We encourage the public to submit comments on the following NYSE National, Inc. (NYSENAT; formerly National Stock Exchange (NSX)) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

NYSENAT Rulemaking File Number List for 2022

Additional Archives

Chronological List for 2022

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Release No. Date Details
Second Quarter
SR-NYSENAT-2022-08
34-95128 Jun. 21, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSENAT-2022-06
34-95114 Jun. 16, 2022 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify Rule 7.31 to Add Subparagraph (f)(4) Regarding Directed Orders
SR-NYSENAT-2022-07
34-95062 Jun. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule of Amendments to the Exchange's Rules Regarding Continuing Education Requirements
Comments due: 21 days after publication in the Federal Register
SR-NYSENAT-2021-23
34-94899 May 12, 2022 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Offer Wireless Connectivity to CME Group Data and Establish Associated Fees
Additional File Nos.: SR-NYSE-2021-67, SR-NYSEAMER-2021-43, SR-NYSEArca-2021-97, SR-NYSECHX-2021-17
SR-NYSENAT-2022-06
34-94842 May 4, 2022 Notice of Filing of Proposed Rule Change to Modify Rule 7.31 to Add Subparagraph (f)(4) Regarding Directed Orders
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSENAT-2022-03
34-94662 Apr. 11, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments due: May 6, 2022
SR-NYSENAT-2022-05
34-94638 Apr. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10
Comments due: May 4, 2022
Additional Materials: Exhibit 5
First Quarter
SR-NYSENAT-2022-04
34-94567 Mar. 31, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers
Comments due: April 27, 2022
Additional Materials: Exhibit 5
SR-NYSENAT-2022-02
34-94418 Mar. 15, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12
Comments due: April 11, 2022
Additional Materials: Exhibit 5
SR-NYSENAT-2022-01
34-94052 Jan. 25, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rule 10.9120
Comments due: February 22, 2022
Additional Materials: Exhibit 5
SR-NYSENAT-2021-25
34-93919 Jan. 6, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments due: February 2, 2022
SR-NYSENAT-2021-24
34-93903 Jan. 5, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates with Respect to a Regulatory Fee Related to the Central Registration Depository
Comments due: February 1, 2022

File Number List for 2022

Release No. Date Details
SR-NYSENAT-2022-08
34-95128 Jun. 21, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSENAT-2022-07
34-95062 Jun. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule of Amendments to the Exchange's Rules Regarding Continuing Education Requirements
Comments due: 21 days after publication in the Federal Register
SR-NYSENAT-2022-06
34-95114 Jun. 16, 2022 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify Rule 7.31 to Add Subparagraph (f)(4) Regarding Directed Orders
34-94842 May 4, 2022 Notice of Filing of Proposed Rule Change to Modify Rule 7.31 to Add Subparagraph (f)(4) Regarding Directed Orders
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSENAT-2022-05
34-94638 Apr. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10
Comments due: May 4, 2022
Additional Materials: Exhibit 5
SR-NYSENAT-2022-04
34-94567 Mar. 31, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers
Comments due: April 27, 2022
Additional Materials: Exhibit 5
SR-NYSENAT-2022-03
34-94662 Apr. 11, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments due: May 6, 2022
SR-NYSENAT-2022-02
34-94418 Mar. 15, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12
Comments due: April 11, 2022
Additional Materials: Exhibit 5
SR-NYSENAT-2022-01
34-94052 Jan. 25, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rule 10.9120
Comments due: February 22, 2022
Additional Materials: Exhibit 5