NYSENAT Rulemaking

The National Stock Exchange (NSX) has changed its name to NYSE National, Inc. All filings by NYSE National, Inc., will be posted to the NYSE National, Inc. page. Filings filed with "NSX" as part of the file number will be posted on the National Stock Exchange page.

We encourage the public to submit comments on the following NYSE National, Inc. (NYSENAT; formerly National Stock Exchange (NSX)) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

NYSENAT File Number List for 2019

Additional Archives

Chronological List

Release No. Date Details
Fourth Quarter
SR-NYSENAT-2019-25
34-87490 Nov. 7, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify in Exchange Rules the Exchange's Use of Data Feeds from NYSE Chicago, Inc.
Comments due: 21 days after publication in the Federal Register
SR-NYSENAT-2019-19
34-87402 Oct. 24, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Price List Related to Co-Location Services to Offer Access to a Network Providing Connection to the Three Equities and Options Feeds
SR-NYSENAT-2019-24
34-87352 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-23
34-87314 Oct. 16, 2019 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Certificate of Incorporation of Intercontinental Exchange, Inc.
Comments due: November 12, 2019
Additional Materials: Exhibit 5
Third Quarter
SR-NYSENAT-2019-21
34-87077 Sep. 24, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit breaker in Rule 7.12
Comments due: October 21, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-20
34-86943 Sep. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees
Comments due: October 9, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-19
34-86869 Sep. 4, 2019 Notice of Filing of Proposed Rule Change to Amend the Exchange's Price List Related to Co-location Services
Comments due: October 1, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSENAT-2019-18
34-86618 Aug. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments due: September 5, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-17
34-86549 Aug. 1, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Price List Related to Co-location Services
Comments due: August 28, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-16
34-86365 Jul. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates to Reduce the Adding Average Daily Volume Required for ETP Holders to Qualify for the Adding Tier 1 Fees
Comments due: August 8, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-15
34-86301 Jul. 3, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Update a Rule Cross Reference
Comments due: July 30, 2019
Additional Materials: Exhibit 5
Second Quarter
SR-NYSENAT-2019-14
34-86126 Jun. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates
Comments due: July 12, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-13
34-85959 May 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Related to Co-location Services
Comments due: June 25, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-12
34-85887 May 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates
Comments due: June 13, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-10
34-85723 Apr. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.11, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
Comments due: May 22, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-09
34-85674 Apr. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments due: May 14, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-08
34-85572 Apr. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to Rule 7.12, Trading Halts Due to Extraordinary Market Volatility
Comments due: May 6, 2019
Additional Materials: Exhibit 5
First Quarter
SR-NYSENAT-2019-07
34-85522 Apr. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10, Clearly Erroneous Executions
Comments due: May 2, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-03
34-85449 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Related to Co-location Services
Comments due: April 25, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSENAT-2019-05
34-85305 Mar. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Related to Co-location Services
Comments due: April 9, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-04
34-85264 Mar. 7, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 7.16, 7.18, 7.31, 7.34, and 7.38
Comments due: April 3, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-02
34-85144 Feb. 14, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Relating to the Minimum Trade Size Modifier
Comments due: March 14, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-01
34-85126 Feb. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates to Revise the Requirements to Qualify for the Adding Tier 2 Credits
Comments due: March 13, 2019
Additional Materials: Exhibit 5

NYSENAT File Number List for 2019

Release No. Date Details
SR-NYSENAT-2019-25
34-87490 Nov. 7, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify in Exchange Rules the Exchange's Use of Data Feeds from NYSE Chicago, Inc.
Comments due: 21 days after publication in the Federal Register
SR-NYSENAT-2019-24
34-87352 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-23
34-87314 Oct. 16, 2019 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Certificate of Incorporation of Intercontinental Exchange, Inc.
Comments due: November 12, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-21
34-87077 Sep. 24, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit breaker in Rule 7.12
Comments due: October 21, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-20
34-86943 Sep. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees
Comments due: October 9, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-19
34-87402 Oct. 24, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Price List Related to Co-Location Services to Offer Access to a Network Providing Connection to the Three Equities and Options Feeds
34-86869 Sep. 4, 2019 Notice of Filing of Proposed Rule Change to Amend the Exchange's Price List Related to Co-location Services
Comments due: October 1, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSENAT-2019-18
34-86618 Aug. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments due: September 5, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-17
34-86549 Aug. 1, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Price List Related to Co-location Services
Comments due: August 28, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-16
34-86365 Jul. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates to Reduce the Adding Average Daily Volume Required for ETP Holders to Qualify for the Adding Tier 1 Fees
Comments due: August 8, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-15
34-86301 Jul. 3, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Update a Rule Cross Reference
Comments due: July 30, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-14
34-86126 Jun. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates
Comments due: July 12, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-13
34-85959 May 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Related to Co-location Services
Comments due: June 25, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-12
34-85887 May 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates
Comments due: June 13, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-10
34-85723 Apr. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.11, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
Comments due: May 22, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-09
34-85674 Apr. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments due: May 14, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-08
34-85572 Apr. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to Rule 7.12, Trading Halts Due to Extraordinary Market Volatility
Comments due: May 6, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-07
34-85522 Apr. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10, Clearly Erroneous Executions
Comments due: May 2, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-05
34-85305 Mar. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Related to Co-location Services
Comments due: April 9, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-04
34-85264 Mar. 7, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 7.16, 7.18, 7.31, 7.34, and 7.38
Comments due: April 3, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-03
34-85449 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Related to Co-location Services
Comments due: April 25, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSENAT-2019-02
34-85144 Feb. 14, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Relating to the Minimum Trade Size Modifier
Comments due: March 14, 2019
Additional Materials: Exhibit 5
SR-NYSENAT-2019-01
34-85126 Feb. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates to Revise the Requirements to Qualify for the Adding Tier 2 Credits
Comments due: March 13, 2019
Additional Materials: Exhibit 5