NYSENAT Rulemaking

We encourage the public to submit comments on the following NYSE National, Inc. (NYSENAT; formerly National Stock Exchange (NSX)) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

NYSENAT Rulemaking File Number List for 2021

Additional Archives

Chronological List for 2021

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Release No. Date Details
Second Quarter
SR-NYSENAT-2021-13
34-91863 May 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSENAT-2021-01
34-91785 May 6, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Exchange’s Price List Related to Co-location to Establish Two Additional Partial Cabinet Solution Bundles
Comments due: June 2, 2021
Rebuttal comments due: June 16, 2021
Additional File Nos.: SR-NYSE-2021-05, SR-NYSEAMER-2021-04, SR-NYSEArca-2021-07, SR-NYSECHX-2021-01
SR-NYSENAT-2021-10
34-91730 Apr. 29, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE National, Inc.'s Price List
Comments due: May 26, 2021
Additional Materials: Exhibit 5
SR-NYSENAT-2021-12
34-91709 Apr. 29, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date in Commentary .10 under NYSE National Rule 2.1210
Comments due: May 26, 2021
Additional Materials: Exhibit 5
SR-NYSENAT-2021-11
34-91634 Apr. 22, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments due: May 19, 2021
SR-NYSENAT-2021-09
34-91602 Apr. 16, 2021 Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center
Comments due: May 13, 2021
Additional Materials: Exhibit 5
SR-NYSENAT-2021-07
34-91563 Apr. 14, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37
Comments due: May 11, 2021
Additional Materials: Exhibit 5
SR-NYSENAT-2021-08
34-91549 Apr. 14, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10
Comments due: May 11, 2021
Additional Materials: Exhibit 5
SR-NYSENAT-2021-03
34-91515 Apr. 8, 2021 Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds
Comments due: May 5, 2021
Additional File Nos.: SR-NYSE-2021-12, SR-NYSEAMER-2021-08, SR-NYSEArca-2021-11, SR-NYSECHX-2021-02
SR-NYSENAT-2021-04
34-91490 Apr. 7, 2021 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEAMER-2021-10, SR-NYSEArca-2021-13, SR-NYSECHX-2021-03
First Quarter
SR-NYSENAT-2021-05
34-91389 Mar. 23, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates Related to Co-Location
Comments due: April 19, 2021
Additional Materials: Exhibit 5
SR-NYSENAT-2021-06
34-91369 Mar. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE National Proprietary Market Data Fee Schedule
Comments due: April 15, 2021
Additional Materials: Exhibit 5
SR-NYSENAT-2021-01
34-91363 Mar. 18, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles
SR-NYSENAT-2021-04
34-91215 Feb. 26, 2021 Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Comments due: March 25, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSENAT-2021-03
34-91158 Feb. 18, 2021 Notice of Filing of Proposed Rule Change to Establish Procedures for the Allocation of Power to Its Co-located Users
Comments due: March 17, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSENAT-2021-02
34-91110 Feb. 11, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments due: March 11, 2021
Additional Materials: Exhibit 5
SR-NYSENAT-2021-01
34-91037 Feb. 1, 2021 Notice of Filing of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Related to Co-location Services
Comments due: February 26, 2021
Additional Materials: Exhibit 5

File Number List for 2021

Release No. Date Details
SR-NYSENAT-2021-13
34-91863 May 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSENAT-2021-12
34-91709 Apr. 29, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date in Commentary .10 under NYSE National Rule 2.1210
Comments due: May 26, 2021
Additional Materials: Exhibit 5
SR-NYSENAT-2021-11
34-91634 Apr. 22, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments due: May 19, 2021
SR-NYSENAT-2021-10
34-91730 Apr. 29, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE National, Inc.'s Price List
Comments due: May 26, 2021
Additional Materials: Exhibit 5
SR-NYSENAT-2021-09
34-91602 Apr. 16, 2021 Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center
Comments due: May 13, 2021
Additional Materials: Exhibit 5
SR-NYSENAT-2021-08
34-91549 Apr. 14, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10
Comments due: May 11, 2021
Additional Materials: Exhibit 5
SR-NYSENAT-2021-07
34-91563 Apr. 14, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37
Comments due: May 11, 2021
Additional Materials: Exhibit 5
SR-NYSENAT-2021-06
34-91369 Mar. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE National Proprietary Market Data Fee Schedule
Comments due: April 15, 2021
Additional Materials: Exhibit 5
SR-NYSENAT-2021-05
34-91389 Mar. 23, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates Related to Co-Location
Comments due: April 19, 2021
Additional Materials: Exhibit 5
SR-NYSENAT-2021-04
34-91490 Apr. 7, 2021 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEAMER-2021-10, SR-NYSEArca-2021-13, SR-NYSECHX-2021-03
34-91215 Feb. 26, 2021 Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Comments due: March 25, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSENAT-2021-03
34-91515 Apr. 8, 2021 Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds
Comments due: May 5, 2021
Additional File Nos.: SR-NYSE-2021-12, SR-NYSEAMER-2021-08, SR-NYSEArca-2021-11, SR-NYSECHX-2021-02
34-91158 Feb. 18, 2021 Notice of Filing of Proposed Rule Change to Establish Procedures for the Allocation of Power to Its Co-located Users
Comments due: March 17, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSENAT-2021-02
34-91110 Feb. 11, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments due: March 11, 2021
Additional Materials: Exhibit 5
SR-NYSENAT-2021-01
34-91785 May 6, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Exchange’s Price List Related to Co-location to Establish Two Additional Partial Cabinet Solution Bundles
Comments due: June 2, 2021
Rebuttal comments due: June 16, 2021
Additional File Nos.: SR-NYSE-2021-05, SR-NYSEAMER-2021-04, SR-NYSEArca-2021-07, SR-NYSECHX-2021-01
34-91363 Mar. 18, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles
34-91037 Feb. 1, 2021 Notice of Filing of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Related to Co-location Services
Comments due: February 26, 2021
Additional Materials: Exhibit 5