NYSENAT Rulemaking

The National Stock Exchange (NSX) has changed its name to NYSE National, Inc. All filings by NYSE National, Inc., will be posted to the NYSE National, Inc. page. Filings filed with "NSX" as part of the file number will be posted on the National Stock Exchange page.

We encourage the public to submit comments on the following NYSE National, Inc. (NYSENAT; formerly National Stock Exchange (NSX)) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

NYSENAT File Number List for 2018

Additional Archives

Chronological List

Release No. Date Details
Fourth Quarter
SR-NYSENAT-2018-22
34-84380 Oct. 5, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSENAT-2018-21
34-84350 Oct. 3, 2018 Notice of Filing and Immediate Effectiveness of Amendments to Rules Regarding Qualification, Registration and Continuing Education Applicable to Equity Trading Permit Holders
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Third Quarter
SR-NYSENAT-2018-19
34-83900 Aug. 22, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Relating to Reserve Orders and Re-Name Two Order Types
Comments due: September 18, 2018
Additional Materials: Exhibit 5
SR-NYSENAT-2018-18
34-83843 Aug. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments due: September 10, 2018
Additional Materials: Exhibit 5
SR-NYSENAT-2018-17
34-83715 Jul. 26, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Related to Co-location Services in Connection with a Proposed Transaction with the Chicago Stock Exchange, Inc. Exchange and Its Parent, CHX Holdings, Inc.
Comments due: August 22, 2018
Additional Materials: Exhibit 5
SR-NYSENAT-2018-15
34-83709 Jul. 25, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates
Comments due: August 21, 2018
Additional Materials: Exhibit 5
SR-NYSENAT-2018-16
34-83687 Jul. 23, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates to Adopt Two New Adding Tiers and Regulatory Fees in Connection with Use of the Central Registration Depository
Comments due: August 17, 2018
Additional Materials: Exhibit 5
Second Quarter
SR-NYSENAT-2018-13
34-83440 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates to Extend the Current Waiver of Certain Adding and Taking Tier Volume Requirements to July 1, 2018, and Make Non-Substantive Changes to Eliminate Obsolete Text
Comments due: July 11, 2018
SR-NYSENAT-2018-12
34-83439 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Transaction, Routing, and Port Fees In Connection with the Re-launch of Trading on the Exchange
Comments due: July 11, 2018
SR-NYSENAT-2018-07
34-83351 May 31, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Co-location Services and Fees In Connection with the Re-launch of Trading on the Exchange and to Amend Its Schedule of Fees and Rebates to Provide for Such Co-location Services
Comments due: June 27, 2018
Additional Materials: Exhibit 5
SR-NYSENAT-2018-09
34-83350 May 31, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the NYSE National BBO, NYSE National Trades and NYSE National Integrated Feed Market Data Feeds
Comments due: June 27, 2018
SR-NYSENAT-2018-06
34-83344 May 30, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Intercontinental Exchange, Inc. Director Independence Policy
Comments due: June 26, 2018
Additional Materials: Exhibit 5
SR-NYSENAT-2018-02
34-83289 May 17, 2018 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Amended by Amendment No. 1, to Support the Re-launch of NYSE National, Inc. on the Pillar Trading Platform
Comments due: June 13, 2018
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c
SR-NYSENAT-2018-05
34-83161 May 3, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation of Its Parent Company NYSE Group, Inc.
Comments due: May 29, 2018
Additional Materials: Exhibit 5a
SR-NYSENAT-2018-02
34-83100 Apr. 25, 2018 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Support the Re-launch of NYSE National, Inc. on the Pillar Trading Platform
First Quarter
SR-NYSENAT-2018-04
34-82925 Mar. 22, 2018 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Amended and Restated Certificate of Incorporation
Comments due: April 17, 2018
Additional Materials: Exhibit 5
SR-NYSENAT-2018-02
34-82819 Mar. 7, 2018 Notice of Filing of Proposed Rule Change to Support the Re-launch of the Exchange on the Pillar Trading Platform
Comments due:  April 3, 2018
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c
Comments received are available for this proposal.
SR-NYSENAT-2018-03
34-82635 Feb. 6, 2018 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Certain of the Governing Documents of its Intermediate Parent Companies
Comments due: March 5, 2018
Additional Materials: Exhibit 5a

NYSENAT File Number List for 2018

Release No. Date Details
SR-NYSENAT-2018-22
34-84380 Oct. 5, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSENAT-2018-21
34-84350 Oct. 3, 2018 Notice of Filing and Immediate Effectiveness of Amendments to Rules Regarding Qualification, Registration and Continuing Education Applicable to Equity Trading Permit Holders
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSENAT-2018-19
34-83900 Aug. 22, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Relating to Reserve Orders and Re-Name Two Order Types
Comments due: September 18, 2018
Additional Materials: Exhibit 5
SR-NYSENAT-2018-18
34-83843 Aug. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments due: September 10, 2018
Additional Materials: Exhibit 5
SR-NYSENAT-2018-17
34-83715 Jul. 26, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Related to Co-location Services in Connection with a Proposed Transaction with the Chicago Stock Exchange, Inc. Exchange and Its Parent, CHX Holdings, Inc.
Comments due: August 22, 2018
Additional Materials: Exhibit 5
SR-NYSENAT-2018-16
34-83687 Jul. 23, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates to Adopt Two New Adding Tiers and Regulatory Fees in Connection with Use of the Central Registration Depository
Comments due: August 17, 2018
Additional Materials: Exhibit 5
SR-NYSENAT-2018-15
34-83709 Jul. 25, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates
Comments due: August 21, 2018
Additional Materials: Exhibit 5
SR-NYSENAT-2018-13
34-83440 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates to Extend the Current Waiver of Certain Adding and Taking Tier Volume Requirements to July 1, 2018, and Make Non-Substantive Changes to Eliminate Obsolete Text
Comments due: July 11, 2018
SR-NYSENAT-2018-12
34-83439 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Transaction, Routing, and Port Fees In Connection with the Re-launch of Trading on the Exchange
Comments due: July 11, 2018
SR-NYSENAT-2018-09
34-83350 May 31, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the NYSE National BBO, NYSE National Trades and NYSE National Integrated Feed Market Data Feeds
Comments due: June 27, 2018
SR-NYSENAT-2018-07
34-83351 May 31, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Co-location Services and Fees In Connection with the Re-launch of Trading on the Exchange and to Amend Its Schedule of Fees and Rebates to Provide for Such Co-location Services
Comments due: June 27, 2018
Additional Materials: Exhibit 5
SR-NYSENAT-2018-06
34-83344 May 30, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Intercontinental Exchange, Inc. Director Independence Policy
Comments due: June 26, 2018
Additional Materials: Exhibit 5
SR-NYSENAT-2018-05
34-83161 May 3, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation of Its Parent Company NYSE Group, Inc.
Comments due: May 29, 2018
Additional Materials: Exhibit 5a
SR-NYSENAT-2018-04
34-82925 Mar. 22, 2018 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Amended and Restated Certificate of Incorporation
Comments due: April 17, 2018
Additional Materials: Exhibit 5
SR-NYSENAT-2018-03
34-82635 Feb. 6, 2018 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Certain of the Governing Documents of its Intermediate Parent Companies
Comments due: March 5, 2018
Additional Materials: Exhibit 5a
SR-NYSENAT-2018-02
34-83289 May 17, 2018 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Amended by Amendment No. 1, to Support the Re-launch of NYSE National, Inc. on the Pillar Trading Platform
Comments due: June 13, 2018
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c
34-83100 Apr. 25, 2018 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Support the Re-launch of NYSE National, Inc. on the Pillar Trading Platform
34-82819 Mar. 7, 2018 Notice of Filing of Proposed Rule Change to Support the Re-launch of the Exchange on the Pillar Trading Platform
Comments due:  April 3, 2018
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c
Comments received are available for this proposal.