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NYSE MKT LLC Rulemaking Archive: 2015

We encourage the public to submit comments on the following NYSE MKT LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter |  First Quarter

NYSE MKT File Number List for 2015

Additional Archives

Chronological List
Release No. Date Details
Fourth Quarter

SR-NYSEMKT-2015-85
34-76750 Dec. 23, 2015 Order Approving Proposed Rule Change to the Co-location Services Offered by the Exchange (the Offering of a Wireless Connection to Allow Users to Receive Market Data Feeds from Third Party Markets) and to Reflect Changes to the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule Related to These Service
See also: Notice: Rel. No. 34-76366

SR-NYSEMKT-2015-80
34-76669 Dec. 16, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Deleting Rule 410B – Equities Governing Reporting Requirements for Off-Exchange Transactions
See also:  Order: Rel No. 34-76982, Notice: Rel. No. 34-76276

SR-NYSEMKT-2015-104
34-76668 Dec. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program that Allows Transactions to Take Place at a Price that is Below $1 Per Option Contract Until January 5, 2017
Comments due: January 12, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-103
34-76655 Dec. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 Equities to Eliminate Good Til Cancelled Orders and Stop Orders, and Make Conforming Changes to Equities Rules 49, 61, 70, 104, 115A, 116 , 18, 123, 123A, 123C, 123D, 501, 1000, 1004, and 6140
Comments due: January 11, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEMKT-2015-106
34-76638 Dec. 14, 2015 Notice of Filing of Proposed Rule Change Amending the Seventh Amended and Restated Operating Agreement of the Exchange to Establish a Committee for Review as a Sub-Committee of the ROC and Make Conforming Changes to Rules and the NYSE MKT Company Guide
Comments due: January 8, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-77008

SR-NYSEMKT-2015-102
34-76637 Dec. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add to the Rules of the Exchange the Ninth Amended and Restated Operating Agreement of New York Stock Exchange LLC
Comments due: January 8, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-89
34-76613 Dec. 10, 2015 Notice of Filing of Proposed Rule Change to Its Rules to Provide that The Co-location Services Offered By the Exchange Include Three Time Feeds and Four Bundles of Co-location Services
Comments due: January 6, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEMKT-2015-101
34-76600 Dec. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE MKT Trades Market Data Product Offering
Comments due: January 5, 2016

SR-NYSEMKT-2015-98
34-76601 Dec. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C – Equities to Define the Term "Official Closing Price"
Comments due: January 5, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-99
34-76580 Dec. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules to Prescribe the Securities Traders Examination as the Qualifying Examination for Persons Associated with A Member Organization Engaged Solely in Proprietary Trading, and Amend Continuing Education Requirement Applicable to Such Members
Comments due: January 4, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-100
34-76579 Dec. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules to Establish the Securities Trader and Securities Trader Principal Registration Categories
Comments due: January 4, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-96
34-76554 Dec. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107C - Equities to Distinguish Between Retail Orders Routed on Behalf of Other Broker-Dealers and Retail Orders that are Routed on Behalf of Introduced Retail Accounts that are Carried on a Fully Disclosed Basis
Comments due: December 30, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-97
34-76540 Dec. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 132 – Equities to Delete Supplementary Material .40 Requiring Members Effecting Transactions on the Equities Trading Floor to Submit Certain Data Elements and Badge Information and to Make a Conforming Change
Comments due: December 29, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-95
34-76525 Nov. 25, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Establishing Fees for the NYSE MKT Integrated Feed
Comments due: December 22, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-93
34-76428 Nov. 12, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Discontinue the NYSE MKT Realtime Reference Price Market Data Product Offering
Comments due:  December 9, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-76
34-76427 Nov. 12, 2015 Notice of Filing of Proposed Rule Change Constituting a Stated Interpretation with Respect to the Meaning, Administration, and Enforcement of Rule 28 – Equities
Comments due: December 8, 2015

SR-NYSEMKT-2015-92
34-76413 Nov. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Certain Representations Relating to the NYSE Best Quote & Trades Data Feed
Comments due: December 8, 2015

SR-NYSEMKT-2015-90
34-76373 Nov. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide that the Co-location Services Offered by the Exchange Include 40 Gigabit Internet Protocol Network Connections in the Exchange’s Data Center and to Amend the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule to Implement Fees for the New Service
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-85
34-76366 Nov. 5, 2015 Notice of Filing of Proposed Rule Change to the Co-location Services Offered by the Exchange (the Offering of a Wireless Connection to Allow Users to Receive Market Data Feeds from Third Party Markets) and to Reflect Changes to the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule Related to These Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-76750

SR-NYSEMKT-2015-84
34-76345 Nov. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 19 – Equities to Specify in Exchange Rules the Exchange’s Use of Data Feeds from National Stock Exchange, Inc. for Order Handling and Execution, Order Routing, and Regulatory Compliance
Comments due: December 1, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-82
34-76343 Nov. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Requiring Certain Member Organizations to Participate in Business Continuity and Disaster Recovery Plans Testing in Connection with Regulation Systems Compliance and Integrity
Comments due: December 1, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-83
34-76294 Oct. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 46 – Equities, 46A – Equities, 103B – Equities, and 497 – Equities to Replace References to the NYSE Regulation Board of Directors with the Exchange’s Regulatory Oversight Committee
Comments due: November 25, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-81
34-76292 Oct. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123D – Equities to Specify that Exchange Systems may Open One or More Securities Electronically if a Designated Market Maker Registered in a Security or Securities Cannot Facilitate the Opening of Trading as Required by Exchange Rules
Comments due: November 24, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-80
34-76276 Oct. 27, 2015 Notice of Filing of Proposed Rule Change Deleting Rule 410B Equities Governing Reporting Requirements for Off-Exchange Transactions
Comments due:  November 23, 2015
Additional Materials: Exhibit 5
See also:  Order: Release No. 34-76982, Notice: Rel. No. 34-76669

SR-NYSEMKT-2015-70
34-76268 Oct. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Procedures and Credits in Connection with the Re-location of Equipment in the Exchange’s Data Center
Comments due:  November 20, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-88
34-76248 Oct. 23, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 953.1NY(c), Which Addresses How the Exchange Treats Obvious and Catastrophic Errors During Periods of Extreme Market Volatility to Coincide with the Pilot Period for the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS
Comments due:  November 19, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-79
34-76215 Oct. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule
Comments due:  November 17, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-78
34-76208 Oct. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule Related to the Amex Customer Engagement Program
Comments due:  November 17, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-72
34-76071 Oct. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List to Change the Monthly Fees for the Use of Certain Ports
Comments due:  October 30, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-66
34-76064 Oct. 1, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Several Rules to Address Certain Order Handling Obligations on the Part of Its Floor Brokers
Comments due:  October 28, 2015
Additional Materials: Exhibit 5
Third Quarter

SR-NYSEMKT-2015-68
34-76022 Sep. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Certain Proprietary Options Data Products
Comments due: October 26, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-67
34-76009 Sep. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Definitions Applicable to Certain Co-location Services and Modifying the Fee for Users that Host Their Customers at the Exchange's Data Center
Comments due: October 26, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-69
34-75995 Sep. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange’s Retail Liquidity Program until March 31, 2016
Comments due: October 23, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-71
34-75984 Sep. 25, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding to The Rules of the Exchange the Third Amended and Restated Certificate of Incorporation of NYSE Market, Inc., and the Eighth Amended and Restated Operating Agreement of New York Stock Exchange LLC
Comments due: October 22, 2015
Additional Materials: Exhibit 5a, Exhibit 5b

SR-NYSEMKT-2015-64
34-75952 Sep. 18, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent the Rules of the New Market Model Pilot, the Supplemental Liquidity Providers Pilot, and the Pilot Program Allowing "UTP Securities" To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges
Comments due: October 15, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-56
34-75937 Sep. 17, 2015 Order Instituting Proceedings to Determine Whether to Disapprove the Proposed Rule Changes Amending the NYSE Trades Market Data and NYSE MKT Trades Market Data Product Offerings
Comments due: October 14, 2015
Rebuttal comments due: October 28, 2015

Additional File No.: SR-NYSE-2015-31
See also:  Notice: Rel. No. 34-77047, Notice: Rel. No. 34-75556, Notice: Rel. No. 34-75559

SR-NYSEMKT-2015-63
34-75703 Aug. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule
Comments due:  September 10, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-58
34-75696 Aug. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 79A - Equities to Delete Supplementary Material .20 Requiring Prior Floor Official Approval Before a Designated Market Maker can Initiate Certain Trades More than One or Two Dollars Away From the Last Sale
Comments due:  September 9, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-60
34-75649 Aug. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in which It Calculates Certain Volume and Quoting Thresholds Applicable to Billing on the Exchange in Relation to a Suspension of Trading on the Exchange on July 8, 2015
Comments due:  September 3, 2015

SR-NYSEMKT-2015-55
34-75642 Aug. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 961 to Establish Exchange Rules Governing the Give Up of a Clearing Member by ATP Holders and Conforming Changes to Rules 960 and 954NY
Comments due:  September 3, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-NYSEMKT-2015-62
34-75614 Aug. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule to Modify the Securities That Are Subject to the NYSE Amex Options Market Maker Premium Product Fees
Comments due: September 1, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-59
34-75609 Aug. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule to Discontinue the Market Access and Connectivity Subsidy
Comments due: September 1, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-56
34-75559 Jul. 30, 2015 Notice of Filing of Proposed Rule Change Amending the NYSE MKT Trades Market Data Product Offering
Comments due: August 26, 2015
See also:  Notice: Rel. No. 34-77047, Order: Rel. No. 34-75937
Comments received are available for this proposal.

SR-NYSEMKT-2015-54
34-75535 Jul. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 500 - Equities to Extend the Operation of the Pilot Program that Allows “UTP Securities” to be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges until October 31, 2015
Comments due: August 24, 2015

SR-NYSEMKT-2015-53
34-75534 Jul. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until October 31, 2015
Comments due: August 24, 2015

SR-NYSEMKT-2015-52
34-75533 Jul. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extend the Operation of Its New Market Model Pilot Until October 31, 2015
Comments due: August 24, 2015

SR-NYSEMKT-2015-41
34-75493 Jul. 20, 2015 Order Approving Proposed Rule Changes Relating to the Complex Order Auction Process and Order Exposure Requirements
Additional File No.: SR-NYSEArca-2015-43
See also: Notice: Rel. No. 34-75095

SR-NYSEMKT-2015-48
34-75460 Jul. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to the Customer Best Execution Auction per Rule 971.1NYuntil July 18, 2016
Comments due:  August 11, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-22
34-75443 Jul. 13, 2015 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend NYSEMKT Rule 13 – Equities and Related Rules Governing Order Types and Modifiers
Comments due:  August 7, 2015
See also: Notice: Rel. No. 34-75049, Notice: Rel. No. 34-74682

SR-NYSEMKT-2015-47
34-75441 Jul. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Listing of Options Overlying Portfolio Depositary Receipts and Index Fund Shares that are Listed Pursuant to Generic Listing Standards on Equities Exchanges for Series of ETFs Based on International or Global Indexes Under Which a Comprehensive Surveillance Sharing Agreement is not Required
Comments due:  August 7, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-23
34-75432 Jul. 13, 2015 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Adopting a Principles-Based Approach to Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY
See also: Notice: Rel. No. 34-74677, Notice: Rel. No. 34-75004

SR-NYSEMKT-2015-49
34-75416 Jul. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .07 to Rule 904 to Extend the Pilot Program that Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments due:  August 5, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-NYSEMKT-2015-46
34-75398 Jul. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 995NY by Deleting the Prohibition on ATP Holders from Entering Customer Limit Orders to Buy and Sell the Same Option Series, for the Account or Accounts of the Same or Related Beneficial Owner
Comments due:  August 4, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-45
34-75358 Jul. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule to Discontinue Certain Fees
Comments due:  July 30, 2015
Additional Materials: Exhibit 5
Second Quarter

SR-NYSEMKT-2015-17
34-75322 Jun. 29, 2015 Order Approving Proposed Rule Change Amending Rule 923NY to Modify the Appointment Process Utilized by the Exchange
See also: Notice: Rel. No. 34-74636, Notice: Rel. No. 34-75033

SR-NYSEMKT-2015-44
34-75301 Jun. 25, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Members’ Schedule as Defined in the Amended and Restated Limited Liability Company Agreement of NYSE Amex Options LLC Dated as of May 4, 2014 in Order to Reflect Changes to the Capital Structure of the Company
Comments due:  July 22, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-43
34-75281 Jun. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order to Extend the Penny Pilot in Options Classes in Certain Issues through June 30, 2016
Comments due:  July 21, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2014-86
34-75190 Jun. 17, 2015 Order Disapproving Proposed Rule Change to Remove the Exchange’s Quote Mitigation Plan as Provided in Exchange Rule 970.1NY
See also: Notice: Rel. No. 34-73367, Notice: Rel. No. 34-73718, Notice: Rel. No. 34-74087, Notice: Rel. No. 34-74704

SR-NYSEMKT-2015-40
34-75167 Jun. 12, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Sections 401, 402 and 404 of the NYSEMKT Company Guide to (i) Provide that Companies Can Comply With the Exchange’s Immediate Release Policy by Disseminating the Information Required to be Disseminated Pursuant to this Policy by Any Regulation Fair Disclosure Compliant Method or Combination of Methods, (ii) Clarify the Procedures Taken by the Exchange in the Event of Unusual Market Activity and (iii) Update References to Exchange Departments and Personnel and Make Other Non-Substantive Conforming Updates
Comments due: July 9, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-42
34-75151 Jun. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Schedule for Implementing the Exchange’s Recently Approved Rule to Provide a Price Protection for Market Maker Quotes pursuant to Rule 967.1NY
Comments due: July 8, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-27
34-75148 Jun. 11, 2015 Order Approving Proposed Rule Change to Amend the Sixth Amended and Restated Operating Agreement of the Exchange
See also: Notice: Rel. No. 34-74825

SR-NYSEMKT-2015-41
34-75095 Jun. 2, 2015 Notice of Filing of Proposed Rule Change Amending Rule 980NY(e), Electronic Complex Order Auction Process Removing the Limitation on Who Can Respond to a COA and Provide a Response Time Interval of at least 500 Milliseconds; and Amend Rule 935NY, Order Exposure Requirements to Add Use of the COA for a User to Satisfy the Order Exposure Requirement in Rule 935NY and Delete the Reference in Rule 980NY(e) to the Order Exposure Requirements Being Separate from the Duration of the COA Response Time Interval
Comments due: June 29, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-75493

SR-NYSEMKT-2015-22
34-75049 May 27, 2015 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending NYSEMKT Rule 13 - Equities and Related Rules Governing Order Types and Modifiers
See also: Notice: Rel. No. 34-75443,  Notice: Rel. No. 34-74682

SR-NYSEMKT-2015-17
34-75033 May 21, 2015 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify the Appointment Process Utilized by the Exchange
See also: Notice: Rel. No. 34-74636; Order: Rel. No. 34-75322

SR-NYSEMKT-2015-23
34-75004 May 20, 2015 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY
See also:  Notice: Rel. No. 34-74677; Order: Rel. No. 34-75432

SR-NYSEMKT-2015-38
34-74956 May 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule Related to Fees and Credits Associated with the Customer Best Execution Auction
Comments due: June 9, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-32
34-74930 May 12, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Constituent Documents of Its Intermediate Parent Companies NYSE Holdings LLC., Intercontinental Exchange, Inc., to Eliminate Certain Provisions That by Their Terms Have Become Void and Are of No Further Force and Effect as a Result of the Sale by ICE of Euronext N.V. in June 2014 and Make Conforming Changes to the Independence Policy of the Board of Directors of ICE
Comments due: June 8, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-39
34-74920 May 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 975NY - Obvious Errors and Catastrophic Errors in Order to Harmonize Substantial Portions of the Rule with Recently Adopted, and Proposed Rules of Other Options Exchanges
Comments due: June 4, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-35
34-74884 May 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT Order Imbalances to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 2, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-36
34-74882 May 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT BBO and NYSE MKT Trades to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 2, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-34
34-74885 May 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT OpenBook to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 2, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-37
34-74875 May 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees NYSE Amex Options Market Data to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 1, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-31
34-74840 Apr. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying its Rules to Provide for the Use of Ports that Provide Connectivity to the Exchange’s Trading Systems Solely for the Cancellation or “Takedown” of Quotes and Changes to the NYSE Amex Options Fee Schedule Related to This Quote Takedown Service
Comments due:  May 26, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-33
34-74838 Apr. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 15 – Equities to Reflect that Exchange Systems Will Not Publish Order Imbalance Information on the Initial Public Offering of a Security
Comments due:  May 26, 2015

SR-NYSEMKT-2015-27
34-74825 Apr. 28, 2015 Notice of Filing of Proposed Rule Change to Amend the Sixth Amended and Restated Operating Agreement of the Exchange
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-75148

SR-NYSEMKT-2015-29
34-74760 Apr. 17, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule Relating to the Amex Customer Engagement Program
Comments due:  May 14, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2014-86
34-74704 Apr. 10, 2015 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Remove the Exchange's Quote Mitigation Plan as Provided by Exchange Rule 970.1
See also:  Order: Rel. No. 34-75190; Notice: Rel. No. 34-74087, Notice: Rel. No. 34-73718, Notice: Rel. No. 34-73367

SR-NYSEMKT-2014-95
34-74643A Apr. 9, 2015 Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Amending Rule 13 - Equities and Related Rules Governing Order Types and Modifiers; Correction
See also: Notice: Rel. No. 34-74643, Order: Rel. No. 34-74298, Notice: Rel. No. 34-73913, Notice: Rel. No. 34-73593

SR-NYSEMKT-2015-28
34-74695 Apr. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period Applicable to the Customer Best Execution Auction per Rule 971.1 NY, until July 17, 2015
Comments due:  May 6, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-26
34-74693 Apr. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule to Adopt Fees for certain Manual Transactions in Options Overlying IWM
Comments due:  May 6, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-22
34-74682 Apr. 8, 2015 Notice of Filing of Proposed Rule Change Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers
Comments due: May 5, 2015
Additional Materials: Exhibit 5
See also:  Notice: Rel. No. 34-75443, Notice: Rel. No. 34-75049
Comments received are available for this proposal.

SR-NYSEMKT-2015-23
34-74677 Apr. 8, 2015 Notice of Filing of Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY
Comments due: May 5, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-75004; Order: Rel. No. 34-75432
Comments received are available for this proposal.

SR-NYSEMKT-2015-21
34-74650 Apr. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1000 - Equities to Reflect that Exchange Systems will Reject Incoming Orders of Over 1,000,000 Shares that are Marketable Upon Arrival
Comments due: May 1, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2014-95
34-74643 Apr. 3, 2015 Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Amending Rule 13 - Equities and Related Rules Governing Order Types and Modifiers
See also: 34-74643A; Order: Rel. No. 34-74298, Notice: Rel. No. 34-73913, Notice: Rel. No. 34-73593

SR-NYSEMKT-2015-20
34-74641 Apr. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List to Specify that a Member Organization May Request that The Exchange Aggregate its Eligible Activity with Activity of the Member Organization's Affiliates For Purposes of Charges or Credits Based on Volume
Comments due: April 29, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-17
34-74636 Apr. 2, 2015 Notice of Filing of Proposed Rule Change Amending Rule 923NY to Refine the Appointment Process Utilized by the Exchange
Comments due: April 29, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-75033; Order: Rel. No. 34-75322
First Quarter

SR-NYSEMKT-2015-19
34-74571 Mar. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 - Equities Relating to Pegging Interest
Comments due: April 20, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-16
34-74540 Mar. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Rules Governing the Short Term Option Series Program to Extend Current $0.50 Strike Price Intervals in Non-Index Options to Short Term Options with Strike Prices Less than $100
Comments due: April 15, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-18
34-74535 Mar. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 900.3NY(w) and Rule 980NY(d)(1) to Delete the PNP Plus Designation for Electronic Complex Orders From Its Rules
Comments due: April 15, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-12
34-74473 Mar. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule to Amend the Fees Associated with Booth Space Provided at the Exchange
Comments due: April 7, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-14
34-74455 Mar. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Exchange's Retail Liquidity Program, which is Currently Scheduled to Expire on March 31, 2015, until September 30, 2015
Comments due: April 2, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2014-116
34-74440 Mar. 4, 2015 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 967NY and to Adopt Rule 967.1NY to Provide Price Protection for Market Maker Quotes
See also: Notice: Rel. No. 34-74017

SR-NYSEMKT-2015-11
34-74408 Mar. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange's Use of Certain Data Feeds for Order Handling and Execution, Order Routing, and Regulatory Compliance
Comments due: March 27, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-10
34-74309 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 953.1NY(c), Obvious and Catastrophic Errors, Until October 23, 2015
Comments due: March 18, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2014-95
34-74298 Feb. 18, 2015 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Amending Rule 13 - Equities and Related Rules Governing Order Types and Modifiers
Comments due: March 17, 2015
Rebuttal comments due: March 31, 2015
See also: 34-74643A; Notice: Rel. No. 34-74643, Notice: Rel. No. 34-73913, Notice: Rel. No. 34-73593

SR-NYSEMKT-2015-08
34-74220 Feb. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services
Comments due: March 5, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-09
34-74209 Feb. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Part 8 of the NYSE MKT Company Guide to (i) Require the Chief Executive Officers of Listed Companies to Provide Annual Certification with Respect to the Company's Compliance with the Requirements of Part 8 of the Company Guide, (ii) Require Listed Companies to Submit Annual and Interim Written Affirmations, and (iii) Make Certain Other Clarifying Changes
Comments due: March 4, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-NYSEMKT-2015-07
34-74180 Jan. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule to Make a Change to the Amex Customer Engagement Program in Section I.E. of the Fee Schedule
Comments due: February 26, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-06
34-74127 Jan. 23, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE MKT Integrated Feed Data Feed
Comments due:  February 19, 2015

SR-NYSEMKT-2015-05
34-74094 Jan. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C - Equities to Specify that Exchange Systems May Close One or More Securities Electronically if a Designated Market Maker Registered in a Security or Securities Cannot Facilitate the Close of Trading as Required by Exchange Rules
Comments due:  February 17, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2014-86
34-74087 Jan. 16, 2015 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Remove the Exchange's Quote Mitigation Plan as Provided by Exchange Rule 970.1NY
Comments due:  February 13, 2015
Rebuttal comments due:  February 27, 2015
See also:   Order: Rel. No. 34-75190; Notice: Rel. No. 34-73718, Notice: Rel. No. 34-73367
Comments received are available for this proposal.

SR-NYSEMKT-2015-04
34-74086 Jan. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule
Comments due:  February 13, 2015
Additional Materials:   Exhibit 5A, Exhibit 5B

SR-NYSEMKT-2015-01
34-74083 Jan. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 140 and 141 of The NYSE MKT Company Guide to Adopt A New Flat Annual Fee of $5,000 for Listed Warrants
Comments due:  February 13, 2015

SR-NYSEMKT-2015-02
34-74064 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Price Protection Mechanism to Prevent the Automatic Execution of Incoming Market Orders and Marketable Limit Orders Outside a Specified Parameter and Eliminate Liquidity Replenishment Points and the Gap Quote Policy
Comments due:  February 12, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2014-97
34-74036 Jan. 12, 2015 Order Approving Proposed Rule Change Amending Rules 311 - Equities and 313 - Equities to Add Limited Liability Companies as Eligible Member Organizations and Delineate the Information Limited Liability Companies Must Submit to the Exchange as Part of the Membership Process; Eliminate the Requirement that a Member Corporation Be Created or Organized, and Maintain its Principal Place of Business, in the United States; and Make Additional Related Amendments to Update Its Membership Rules
See also: Notice: Rel. No. 34-73671

SR-NYSEMKT-2014-116
34-74017 Jan. 8, 2015 Notice of Filing of Proposed Rule Change to Amend Rule 967NY and to Adopt Rule 967.1NY to Provide Price Protection for Market Maker Quotes
Comments due:  February 4, 2015
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-74440
Comments received are available for this proposal.

SR-NYSEMKT-2014-114
34-73995 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT Order Imbalances
Comments due: February 2, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2014-108
34-73991 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List to Eliminate Transaction Fees for Midpoint Passive Liquidity Orders that Remove Liquidity from the Exchange and that Are Designated with a "Retail" Modifier as Defined in Rule 13 - Equities
Comments due: February 2, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2014-115
34-73987 Jan. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT OpenBook MKT Order Imbalances
Comments due: January 30, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2014-113
34-73986 Jan. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT BBO and NYSE MKT Trades
Comments due: January 30, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2014-117
34-73976 Jan. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program that Allows Transactions To Take Place at a Price that is Below $1 Per Option Contract until January 5, 2016
Comments due: January 28, 2015
Additional Materials: Exhibit 5


NYSEMKT File Number List for 2015
Release No. Date Details

SR-NYSEMKT-2015-113
34-76889 Jan. 13, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Market Data Fees for the NYSE Amex Options Product
Comments due: February 10, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-106
34-77008 Feb. 1, 2016 Order Approving Proposed Rule Change Amending the Seventh Amended and Restated Operating Agreement of the Exchange to Establish a Committee for Review as a Sub-Committee of the ROC and Make Conforming Changes to Rules and the NYSE MKT Company Guide
34-76638 Dec. 14, 2015 Notice of Filing of Proposed Rule Change Amending the Seventh Amended and Restated Operating Agreement of the Exchange to Establish a Committee for Review as a Sub-Committee of the ROC and Make Conforming Changes to Rules and the NYSE MKT Company Guide
Comments due: January 8, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-104
34-76668 Dec. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program that Allows Transactions to Take Place at a Price that is Below $1 Per Option Contract Until January 5, 2017
Comments due: January 12, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-103
34-76655 Dec. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 Equities to Eliminate Good Til Cancelled Orders and Stop Orders, and Make Conforming Changes to Equities Rules 49, 61, 70, 104, 115A, 116 , 18, 123, 123A, 123C, 123D, 501, 1000, 1004, and 6140
Comments due: January 11, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEMKT-2015-102
34-76637 Dec. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add to the Rules of the Exchange the Ninth Amended and Restated Operating Agreement of New York Stock Exchange LLC
Comments due: January 8, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-101
34-76600 Dec. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE MKT Trades Market Data Product Offering
Comments due: January 5, 2016

SR-NYSEMKT-2015-100
34-76579 Dec. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules to Establish the Securities Trader and Securities Trader Principal Registration Categories
Comments due: January 4, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-99
34-76580 Dec. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules to Prescribe the Securities Traders Examination as the Qualifying Examination for Persons Associated with A Member Organization Engaged Solely in Proprietary Trading, and Amend Continuing Education Requirement Applicable to Such Members
Comments due: January 4, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-98
34-76601 Dec. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C – Equities to Define the Term "Official Closing Price"
Comments due: January 5, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-97
34-76540 Dec. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 132 – Equities to Delete Supplementary Material .40 Requiring Members Effecting Transactions on the Equities Trading Floor to Submit Certain Data Elements and Badge Information and to Make a Conforming Change
Comments due: December 29, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-96
34-76554 Dec. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107C - Equities to Distinguish Between Retail Orders Routed on Behalf of Other Broker-Dealers and Retail Orders that are Routed on Behalf of Introduced Retail Accounts that are Carried on a Fully Disclosed Basis
Comments due: December 30, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-95
34-76525 Nov. 25, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Establishing Fees for the NYSE MKT Integrated Feed
Comments due: December 22, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-93
34-76428 Nov. 12, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Discontinue the NYSE MKT Realtime Reference Price Market Data Product Offering
Comments due:  December 9, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-92
34-76413 Nov. 10, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Certain Representations Relating to the NYSE Best Quote & Trades Data Feed
Comments due:December 8, 2015

SR-NYSEMKT-2015-90
34-76373 Nov. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide that the Co-location Services Offered by the Exchange Include 40 Gigabit Internet Protocol Network Connections in the Exchange’s Data Center and to Amend the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule to Implement Fees for the New Service
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-89
34-77071 Feb. 5, 2016 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, to Provide that the Co-location Services Offered by the Exchange include Three Time Feeds and Four Partial Cabinet Bundle Options
Comments due: March 3, 2016
34-76613 Dec. 10, 2015 Notice of Filing of Proposed Rule Change to Its Rules to Provide that The Co-location Services Offered By the Exchange Include Three Time Feeds and Four Bundles of Co-location Services
Comments due: January 6, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEMKT-2015-88
34-76248 Oct. 23, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 953.1NY(c), Which Addresses How the Exchange Treats Obvious and Catastrophic Errors During Periods of Extreme Market Volatility to Coincide with the Pilot Period for the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS
Comments due:  November 19, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-85
34-76750 Dec. 23, 2015 Order Approving Proposed Rule Change to the Co-location Services Offered by the Exchange (the Offering of a Wireless Connection to Allow Users to Receive Market Data Feeds from Third Party Markets) and to Reflect Changes to the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule Related to These Service
34-76366 Nov. 5, 2015 Notice of Filing of Proposed Rule Change to the Co-location Services Offered by the Exchange (the Offering of a Wireless Connection to Allow Users to Receive Market Data Feeds from Third Party Markets) and to Reflect Changes to the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule Related to These Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-84
34-76345 Nov. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 19 – Equities to Specify in Exchange Rules the Exchange’s Use of Data Feeds from National Stock Exchange, Inc. for Order Handling and Execution, Order Routing, and Regulatory Compliance
Comments due: December 1, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-83
34-76294 Oct. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 46 – Equities, 46A – Equities, 103B – Equities, and 497 – Equities to Replace References to the NYSE Regulation Board of Directors with the Exchange’s Regulatory Oversight Committee
Comments due: November 25, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-82
34-76343 Nov. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Requiring Certain Member Organizations to Participate in Business Continuity and Disaster Recovery Plans Testing in Connection with Regulation Systems Compliance and Integrity
Comments due: December 1, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-81
34-76292 Oct. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123D – Equities to Specify that Exchange Systems may Open One or More Securities Electronically if a Designated Market Maker Registered in a Security or Securities Cannot Facilitate the Opening of Trading as Required by Exchange Rules
Comments due:November 24, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-80
34-76982 Jan. 28, 2016 Order Approving a Proposed Rule Change Deleting Rule 410B – Equities Governing Reporting Requirements for Off-Exchange Transactions
34-76669 Dec. 16, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Deleting Rule 410B – Equities Governing Reporting Requirements for Off-Exchange Transactions
34-76276 Oct. 27, 2015 Notice of Filing of Proposed Rule Change Deleting Rule 410B Equities Governing Reporting Requirements for Off-Exchange Transactions
Comments due:  November 23, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-79
34-76215 Oct. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule
Comments due:  November 17, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-78
34-76208 Oct. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule Related to the Amex Customer Engagement Program
Comments due:  November 17, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-76
34-76427 Nov. 12, 2015 Notice of Filing of Proposed Rule Change Constituting a Stated Interpretation with Respect to the Meaning, Administration, and Enforcement of Rule 28 – Equities
Comments due: December 8, 2015

SR-NYSEMKT-2015-72
34-76071 Oct. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List to Change the Monthly Fees for the Use of Certain Ports
Comments due:  October 30, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-71
34-75984 Sep. 25, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding to The Rules of the Exchange the Third Amended and Restated Certificate of Incorporation of NYSE Market, Inc., and the Eighth Amended and Restated Operating Agreement of New York Stock Exchange LLC
Comments due: October 22, 2015
Additional Materials: Exhibit 5a, Exhibit 5b

SR-NYSEMKT-2015-70
34-76268 Oct. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Procedures and Credits in Connection with the Re-location of Equipment in the Exchange’s Data Center
Comments due:  November 20, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-69
34-75995 Sep. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange’s Retail Liquidity Program until March 31, 2016
Comments due: October 23, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-68
34-76022 Sep. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Certain Proprietary Options Data Products
Comments due: October 26, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-67
34-76009 Sep. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Definitions Applicable to Certain Co-location Services and Modifying the Fee for Users that Host Their Customers at the Exchange's Data Center
Comments due: October 26, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-66
34-76064 Oct. 1, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Several Rules to Address Certain Order Handling Obligations on the Part of Its Floor Brokers
Comments due:  October 28, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-64
34-75952 Sep. 18, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent the Rules of the New Market Model Pilot, the Supplemental Liquidity Providers Pilot, and the Pilot Program Allowing UTP Securities To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges
Comments due: October 15, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-63
34-75703 Aug. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule
Comments due:  September 10, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-62
34-75614 Aug. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule to Modify the Securities That Are Subject to the NYSE Amex Options Market Maker Premium Product Fees
Comments due: September 1, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-60
34-75649 Aug. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in which It Calculates Certain Volume and Quoting Thresholds Applicable to Billing on the Exchange in Relation to a Suspension of Trading on the Exchange on July 8, 2015
Comments due:  September 3, 2015

SR-NYSEMKT-2015-59
34-75609 Aug. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule to Discontinue the Market Access and Connectivity Subsidy
Comments due: September 1, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-58
34-75696 Aug. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 79A - Equities to Delete Supplementary Material .20 Requiring Prior Floor Official Approval Before a Designated Market Maker can Initiate Certain Trades More than One or Two Dollars Away From the Last Sale
Comments due:  September 9, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-56
34-77047 Feb. 3, 2016 Notice of Withdrawal of Proposed Rule Changes Amending the NYSE Trades Market Data and NYSE MKT Trades Market Data Product Offerings
Additional File No.: SR-NYSE-2015-31
See also: Notice: Rel. No. 34-75556, Notice: Rel. No. 34-75937, Notice: Rel. No. 34-75559
34-75937 Sep. 17, 2015 Order Instituting Proceedings to Determine Whether to Disapprove the Proposed Rule Changes Amending the NYSE Trades Market Data and NYSE MKT Trades Market Data Product Offerings
Comments due: October 14, 2015
Rebuttal comments due: October 28, 2015

Additional File No.: SR-NYSE-2015-31
See also: Notice: Rel. No. 34-75556, Notice: Rel. No. 34-75559
34-75559 Jul. 30, 2015 Notice of Filing of Proposed Rule Change Amending the NYSE MKT Trades Market Data Product Offering
Comments due: August 26, 2015
Comments received are available for this proposal.

SR-NYSEMKT-2015-55
34-75642 Aug. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 961 to Establish Exchange Rules Governing the Give Up of a Clearing Member by ATP Holders and Conforming Changes to Rules 960 and 954NY
Comments due:  September 3, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-NYSEMKT-2015-54
34-75535 Jul. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 500 - Equities to Extend the Operation of the Pilot Program that Allows “UTP Securities” to be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges until October 31, 2015
Comments due: August 24, 2015

SR-NYSEMKT-2015-53
34-75534 Jul. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until October 31, 2015
Comments due: August 24, 2015

SR-NYSEMKT-2015-52
34-75533 Jul. 28, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extend the Operation of Its New Market Model Pilot Until October 31, 2015
Comments due: August 24, 2015

SR-NYSEMKT-2015-49
34-75416 Jul. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .07 to Rule 904 to Extend the Pilot Program that Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments due:  August 5, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-NYSEMKT-2015-48
34-75460 Jul. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to the Customer Best Execution Auction per Rule 971.1NYuntil July 18, 2016
Comments due:  August 11, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-47
34-75441 Jul. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Listing of Options Overlying Portfolio Depositary Receipts and Index Fund Shares that are Listed Pursuant to Generic Listing Standards on Equities Exchanges for Series of ETFs Based on International or Global Indexes Under Which a Comprehensive Surveillance Sharing Agreement is not Required
Comments due:  August 7, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-46
34-75398 Jul. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 995NY by Deleting the Prohibition on ATP Holders from Entering Customer Limit Orders to Buy and Sell the Same Option Series, for the Account or Accounts of the Same or Related Beneficial Owner
Comments due:  August 4, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-45
34-75358 Jul. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule to Discontinue Certain Fees
Comments due:  July 30, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-44
34-75301 Jun. 25, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Members’ Schedule as Defined in the Amended and Restated Limited Liability Company Agreement of NYSE Amex Options LLC Dated as of May 4, 2014 in Order to Reflect Changes to the Capital Structure of the Company
Comments due:  July 22, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-43
34-75281 Jun. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order to Extend the Penny Pilot in Options Classes in Certain Issues through June 30, 2016
Comments due:  July 21, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-42
34-75151 Jun. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Schedule for Implementing the Exchange’s Recently Approved Rule to Provide a Price Protection for Market Maker Quotes pursuant to Rule 967.1NY
Comments due: July 8, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-41
34-75493 Jul. 20, 2015 Order Approving Proposed Rule Changes Relating to the Complex Order Auction Process and Order Exposure Requirements
Additional File No.: SR-NYSEArca-2015-43
34-75095 Jun. 2, 2015 Notice of Filing of Proposed Rule Change Amending Rule 980NY(e), Electronic Complex Order Auction Process Removing the Limitation on Who Can Respond to a COA and Provide a Response Time Interval of at least 500 Milliseconds; and Amend Rule 935NY, Order Exposure Requirements to Add Use of the COA for a User to Satisfy the Order Exposure Requirement in Rule 935NY and Delete the Reference in Rule 980NY(e) to the Order Exposure Requirements Being Separate from the Duration of the COA Response Time Interval
Comments due: June 29, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-40
34-75167 Jun. 12, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Sections 401, 402 and 404 of the NYSEMKT Company Guide to (i) Provide that Companies Can Comply With the Exchange’s Immediate Release Policy by Disseminating the Information Required to be Disseminated Pursuant to this Policy by Any Regulation Fair Disclosure Compliant Method or Combination of Methods, (ii) Clarify the Procedures Taken by the Exchange in the Event of Unusual Market Activity and (iii) Update References to Exchange Departments and Personnel and Make Other Non-Substantive Conforming Updates
Comments due: July 9, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-39
34-74920 May 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 975NY - Obvious Errors and Catastrophic Errors in Order to Harmonize Substantial Portions of the Rule with Recently Adopted, and Proposed Rules of Other Options Exchanges
Comments due: June 4, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-38
34-74956 May 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule Related to Fees and Credits Associated with the Customer Best Execution Auction
Comments due: June 9, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-37
34-74875 May 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees NYSE Amex Options Market Data to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 1, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-36
34-74882 May 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT BBO and NYSE MKT Trades to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 2, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-35
34-74884 May 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT Order Imbalances to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 2, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-34
34-74885 May 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT OpenBook to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 2, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-33
34-74838 Apr. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 15 – Equities to Reflect that Exchange Systems Will Not Publish Order Imbalance Information on the Initial Public Offering of a Security
Comments due:  May 26, 2015

SR-NYSEMKT-2015-32
34-74930 May 12, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Constituent Documents of Its Intermediate Parent Companies NYSE Holdings LLC., Intercontinental Exchange, Inc., to Eliminate Certain Provisions That by Their Terms Have Become Void and Are of No Further Force and Effect as a Result of the Sale by ICE of Euronext N.V. in June 2014 and Make Conforming Changes to the Independence Policy of the Board of Directors of ICE
Comments due: June 8, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-31
34-74840 Apr. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying its Rules to Provide for the Use of Ports that Provide Connectivity to the Exchange’s Trading Systems Solely for the Cancellation or “Takedown” of Quotes and Changes to the NYSE Amex Options Fee Schedule Related to This Quote Takedown Service
Comments due:  May 26, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-29
34-74760 Apr. 17, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule Relating to the Amex Customer Engagement Program
Comments due:  May 14, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-28
34-74695 Apr. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period Applicable to the Customer Best Execution Auction per Rule 971.1 NY, until July 17, 2015
Comments due:  May 6, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-27
34-75148 Jun. 11, 2015 Order Approving Proposed Rule Change to Amend the Sixth Amended and Restated Operating Agreement of the Exchange
See also: Notice: Rel. No. 34-74825
34-74825 Apr. 28, 2015 Notice of Filing of Proposed Rule Change to Amend the Sixth Amended and Restated Operating Agreement of the Exchange
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-26
34-74693 Apr. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule to Adopt Fees for certain Manual Transactions in Options Overlying IWM
Comments due:  May 6, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-23
34-75432 Jul. 13, 2015 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Adopting a Principles-Based Approach to Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY
34-75004 May 20, 2015 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY
34-74677 Apr. 8, 2015 Notice of Filing of Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY
Comments due: May 5, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-22
34-75443 Jul. 13, 2015 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend NYSEMKT Rule 13 – Equities and Related Rules Governing Order Types and Modifiers
Comments due:  August 7, 2015
34-75049 May 27, 2015 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending NYSEMKT Rule 13 - Equities and Related Rules Governing Order Types and Modifiers
34-74682 Apr. 8, 2015 Notice of Filing of Proposed Rule Change Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers
Comments due: May 5, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-21
34-74650 Apr. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1000 - Equities to Reflect that Exchange Systems will Reject Incoming Orders of Over 1,000,000 Shares that are Marketable Upon Arrival
Comments due: May 1, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-20
34-74641 Apr. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List to Specify that a Member Organization May Request that The Exchange Aggregate its Eligible Activity with Activity of the Member Organization's Affiliates For Purposes of Charges or Credits Based on Volume
Comments due: April 29, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-19
34-74571 Mar. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 - Equities Relating to Pegging Interest
Comments due: April 20, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-18
34-74535 Mar. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 900.3NY(w) and Rule 980NY(d)(1) to Delete the PNP Plus Designation for Electronic Complex Orders From Its Rules
Comments due: April 15, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-17
34-75322 Jun. 29, 2015 Order Approving Proposed Rule Change Amending Rule 923NY to Modify the Appointment Process Utilized by the Exchange
34-75033 May 21, 2015 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify the Appointment Process Utilized by the Exchange
34-74636 Apr. 2, 2015 Notice of Filing of Proposed Rule Change Amending Rule 923NY to Refine the Appointment Process Utilized by the Exchange
Comments due: April 29, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-16
34-74540 Mar. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Rules Governing the Short Term Option Series Program to Extend Current $0.50 Strike Price Intervals in Non-Index Options to Short Term Options with Strike Prices Less than $100
Comments due: April 15, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-14
34-74455 Mar. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Exchange's Retail Liquidity Program, which is Currently Scheduled to Expire on March 31, 2015, until September 30, 2015
Comments due: April 2, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-12
34-74473 Mar. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule to Amend the Fees Associated with Booth Space Provided at the Exchange
Comments due: April 7, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-11
34-74408 Mar. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange's Use of Certain Data Feeds for Order Handling and Execution, Order Routing, and Regulatory Compliance
Comments due: March 27, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-10
34-74309 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 953.1NY(c), Obvious and Catastrophic Errors, Until October 23, 2015
Comments due: March 18, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-09
34-74209 Feb. 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Part 8 of the NYSE MKT Company Guide to (i) Require the Chief Executive Officers of Listed Companies to Provide Annual Certification with Respect to the Company's Compliance with the Requirements of Part 8 of the Company Guide, (ii) Require Listed Companies to Submit Annual and Interim Written Affirmations, and (iii) Make Certain Other Clarifying Changes
Comments due: March 4, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-NYSEMKT-2015-08
34-74220 Feb. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services
Comments due: March 5, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-07
34-74180 Jan. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule to Make a Change to the Amex Customer Engagement Program in Section I.E. of the Fee Schedule
Comments due: February 26, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-06
34-74127 Jan. 23, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE MKT Integrated Feed Data Feed
Comments due:  February 19, 2015

SR-NYSEMKT-2015-05
34-74094 Jan. 20, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C - Equities to Specify that Exchange Systems May Close One or More Securities Electronically if a Designated Market Maker Registered in a Security or Securities Cannot Facilitate the Close of Trading as Required by Exchange Rules
Comments due:  February 17, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-04
34-74086 Jan. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule
Comments due:  February 13, 2015
Additional Materials:   Exhibit 5A, Exhibit 5B

SR-NYSEMKT-2015-02
34-74064 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Price Protection Mechanism to Prevent the Automatic Execution of Incoming Market Orders and Marketable Limit Orders Outside a Specified Parameter and Eliminate Liquidity Replenishment Points and the Gap Quote Policy
Comments due:  February 12, 2015
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-01
34-74083 Jan. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 140 and 141 of The NYSE MKT Company Guide to Adopt A New Flat Annual Fee of $5,000 for Listed Warrants
Comments due:  February 13, 2015

 

http://www.sec.gov/rules/sro/nysemkt/nysemktarchive/nysemktarchive2015.shtml


Modified: 02/22/2016