NYSE Chicago, Inc. (NYSECHX) Rulemaking
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Chronological List
First Quarter
NYSE Chicago, Inc. File Number List for 2023
Additional Archives
2023 | 2022 | 2021 | 2020 | 2019
Chronological List for 2023
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| Release No. | Date | Details |
|---|---|---|
| First Quarter | ||
| SR-NYSECHX-2023-10 | ||
| 34-97056 | Mar. 7, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section FIFTH of Its Certificate of Incorporation
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSECHX-2023-09 | ||
| 34-97052 | Mar. 7, 2023 | Notice of Filing of Proposed Rule Change to Adopt New NYSE Chicago Rule 29 to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSECHX-2023-08 | ||
| 34-96920 | Feb. 14, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19 Pertaining to Pre-trade Risk Controls
Comments due: March 14, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSECHX-2023-07 | ||
| 34-96872 | Feb. 9, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments due: March 8, 2023 |
| SR-NYSECHX-2022-30 | ||
| 34-96792 | Feb. 2, 2023 | Notice of Withdrawal of Proposed Rule Change to Amend Rule 7.19 Concerning Pre-trade Risk Controls |
| SR-NYSECHX-2023-04 | ||
| 34-96734 | Jan. 23, 2023 | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Add Violations of Article 6, Rule 13 to the List of Minor Rule Violations in Rule 10.9217
Comments due: February 17, 2023 Additional Materials: Exhibit 5 |
| SR-NYSECHX-2023-05 | ||
| 34-96713 | Jan. 19, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31(i)(2)
Comments due: February 15, 2023 Additional Materials: Exhibit 5 |
| SR-NYSECHX-2023-02 | ||
| 34-96697 | Jan. 18, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31
Comments due: February 14, 2023 Additional Materials: Exhibit 5 |
| SR-NYSECHX-2023-03 | ||
| 34-96691 | Jan. 18, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.9630
Comments due: February 14, 2023 |
| SR-NYSECHX-2023-01 | ||
| 34-96683 | Jan. 17, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments due: February 13, 2023 Additional Materials: Exhibit 5 |
File Number List for 2023
| Release No. | Date | Details |
|---|---|---|
| SR-NYSECHX-2023-10 | ||
| 34-97056 | Mar. 7, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section FIFTH of Its Certificate of Incorporation
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSECHX-2023-09 | ||
| 34-97052 | Mar. 7, 2023 | Notice of Filing of Proposed Rule Change to Adopt New NYSE Chicago Rule 29 to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSECHX-2023-08 | ||
| 34-96920 | Feb. 14, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19 Pertaining to Pre-trade Risk Controls
Comments due: March 14, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSECHX-2023-07 | ||
| 34-96872 | Feb. 9, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments due: March 8, 2023 |
| SR-NYSECHX-2023-05 | ||
| 34-96713 | Jan. 19, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31(i)(2)
Comments due: February 15, 2023 Additional Materials: Exhibit 5 |
| SR-NYSECHX-2023-04 | ||
| 34-96734 | Jan. 23, 2023 | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Add Violations of Article 6, Rule 13 to the List of Minor Rule Violations in Rule 10.9217
Comments due: February 17, 2023 Additional Materials: Exhibit 5 |
| SR-NYSECHX-2023-03 | ||
| 34-96691 | Jan. 18, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.9630
Comments due: February 14, 2023 |
| SR-NYSECHX-2023-02 | ||
| 34-96697 | Jan. 18, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31
Comments due: February 14, 2023 Additional Materials: Exhibit 5 |
| SR-NYSECHX-2023-01 | ||
| 34-96683 | Jan. 17, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates
Comments due: February 13, 2023 Additional Materials: Exhibit 5 |