NYSE Chicago, Inc. (NYSECHX) Rulemaking

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NYSE Chicago, Inc. File Number List for 2020

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Chronological List for 2020

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Release No. Date Details
Fourth Quarter
SR-NYSECHX-2020-33
34-90762 Dec. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date in Interpretation and Policy .10 under NYSE Chicago Article 6, Rule 13
Comments due: January 19, 2021
Additional Materials: Exhibit 5
SR-NYSECHX-2020-26
34-90732 Dec. 18, 2020 Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE National, Inc.; NYSE Arca, Inc.; NYSE Chicago, Inc.; Notice of Filings of Amendment No. 1 and Order Granting Approval of Proposed Rule Changes, Each as Modified by Amendment No. 1, Amending the Exchanges’ Co-Location Services to Establish Procedures for the Allocation of Cabinets to Co-Located Users if Cabinet Inventory Falls Below Certain Thresholds
Comments due: January 19, 2021
Additional File Nos.: SR-NYSE-2020-73, SR-NYSEAMER-2020-66, SR-NYSENAT-2020-28, SR-NYSEArca-2020-82
SR-NYSECHX-2020-32
34-90708 Dec. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6.6800 Series
Comments due: January 13, 2021
Additional Materials: Exhibit 5
SR-NYSECHX-2020-26
34-90328 Nov. 3, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Co-Location Services to Establish Procedures for the Allocation of Cabinets to its Co-Located Users
SR-NYSECHX-2020-31
34-90312 Nov. 2, 2020 Notice of Filing of Proposed Rule Change to Amend Rule 7.31
Comments due: November 27, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-02 and SR-NYSECHX-2020-05
34-90209 Oct. 15, 2020 Notice of Filings of Partial Amendment No. 3 and Order Granting Accelerated Approval to Proposed Rule Changes, each as Modified by Partial Amendment No. 3, to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections
Comments due: November 12, 2020
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSENAT-2020-08
SR-NYSECHX-2020-29
34-90156 Oct. 13, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10
Comments due: November 9, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-30
34-90140 Oct. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-wide Circuit Breaker in Rule 7.12
Comments due: November 6, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-28
34-90114 Oct. 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Temporary Interpretation and Policy .10 under NYSE Chicago Article 6, Rule 13
Comments due: November 3, 2020
Third Quarter
SR-NYSECHX-2020-26
34-89886 Sep. 16, 2020 Notice of Filing of Proposed Rule Change to Establish Procedures for the Allocation of Cabinets to its Co-Located Users
Comments due: October 13, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSECHX-2020-27
34-89865 Sep. 14, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Update the Exchange's Source of Data feeds from MIAX PEARL, LLC
Comments due: October 9, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-25
34-89654 Aug. 25, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee
Comments due: September 21, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-02
34-89532 Aug. 12, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections between the Mahwah, New Jersey Data Center and Other Data Centers
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSENAT-2020-03
SR-NYSECHX-2020-05
34-89531 Aug. 12, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Additional File Nos.: SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSENAT-2020-08
SR-NYSECHX-2020-24
34-89468 Aug. 4, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Governing Liability of Directors and of the Exchange
Comments due: August 31, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-05
34-89461 Aug. 3, 2020 Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Comments due: August 28, 2020
Additional Materials: Exhibit 4a, Exhibit 4b, Exhibit 5a, Exhibit 5b
SR-NYSECHX-2020-02
34-89456 Aug. 3, 2020 Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees
Comments due: August 28, 2020
Additional Materials: Exhibit 4a, Exhibit 4b, Exhibit 5a, Exhibit 5b
SR-NYSECHX-2020-23
34-89433 Jul. 30, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6.6800 Series
Comments due: August 26, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-21
34-89410 Jul. 28, 2020 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Article 12, Rule 8
Comments due: August 24, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-22
34-89382 Jul. 23, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Add the Data Source for MEMX
Comments due: August 19, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-20
34-89378 Jul. 22, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1.1 to Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares
Comments due: August 18, 2020
Additional Materials: Exhibit 5
Second Quarter
SR-NYSECHX-2020-19
34-89176 Jun. 29, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSECHX-2020-01
34-89106 Jun. 19, 2020 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 3, to Amend Consolidated Audit Trail Compliance Rules
Comments due: July 16, 2020
SR-NYSECHX-2020-17
34-88990 Jun. 2, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Chicago, Inc. Related to Co-location Services
Comments due: June 29, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-18
34-88972 May 29, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Services Available to Users That Use Co-location Services in the Mahwah, New Jersey Data Center
Comments due: June 25, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-15
34-88957 May 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee
Comments due: June 23, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-14
34-88903 May 19, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Rules to Add New Rule 7.19
Comments due: June 16, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-02 and SR-NYSECHX-2020-05
34-88901 May 18, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections and Associated Fees
Comments due: June 12, 2020
Rebuttal comments due: June 26, 2020
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT- 2020-08
Comments received are available for SR-NYSECHX-2020-02.
Comments received are available for SR-NYSECHX-2020-05.
SR-NYSECHX-2020-16
34-88881 May 15, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Relief Granted to Institutional Brokers to Report Non-Tape, Clearing-Only Submissions into the Exchange's Systems to June 30, 2020 (or Earlier)
Comments due: June 11, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-06
34-88793 May 1, 2020 Order Granting Approval of Proposed Rule Changes Relating to Repricing of Depth-of-Book Orders In Response to a Locked or Crossed Market
Additional File Nos.: SR-NYSE-2020-13, SR-NYSENAT-2020-09, SR-NYSEArca-2020-17, SR-NYSEAMER-2020-12
SR-NYSECHX-2020-11
34-88714 Apr. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Extend the Time within Which Institutional Brokers are required to Report Non-Tape, Clearing-Only Submissions into the Exchange's Systems
Comments due: May 18, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-13
34-88693 Apr. 20, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1.1 to Include Managed Portfolio Shares in the definition of "UTP Exchange Traded Product"
Comments due: May 15, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-01
34-88698 Apr. 20, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the NYSE Chicago Rule 6.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: May 15, 2020
Rebuttal comments due: May 29, 2020
SR-NYSECHX-2020-12
34-88604 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.37 to Update the Exchange's Source of Data Feeds from the Long-Term Stock Exchange, Inc.
Comments due: May 5, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-09
34-88591 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10
Comments due: May 5, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-05
34-88540 Apr. 1, 2020 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Additional File Nos.: SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSENAT-2020-08
SR-NYSECHX-2020-02
34-88539 Apr. 1, 2020 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections between the Mahwah, New Jersey Data Center and Other Data Centers
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSENAT-2020-03
First Quarter
SR-NYSECHX-2020-10
34-88522 Mar. 31, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change for an Extension of the Temporary Waiver of the Co-location "Hot Hands" Fee
Comments due: April 27, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-08
34-88410 Mar. 18, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.12 Concerning the Resumption of Trading following a Level 3 Market-wide Circuit Breaker Halt
Comments due: April 14, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-07
34-88400 Mar. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of a Temporary Waiver of the Co-location Hot Hands Fee
Comments due: April 13, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-06
34-88367 Mar. 12, 2020 Notice of Filing of Proposed Rule Change Amending Rule 7.31 (Orders and Modifiers) Relating to How Orders are Repriced and Make Related Changes to Rules 7.36 and 7.38
Comments due: April 8, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-01
34-88335 Mar. 5, 2020 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Rule 6.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
SR-NYSECHX-2020-05
34-88240 Feb. 19, 2020 Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Comments due: March 17, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSECHX-2020-02
34-88172 Feb. 11, 2020 Notice of Filing of Proposed Rule Change to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections
Comments due: March 10, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSECHX-2020-01
34-87988 Jan. 16, 2020 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Rule 6.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: February 13, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.

File Number List for 2020

Release No. Date Details
SR-NYSECHX-2020-33
34-90762 Dec. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date in Interpretation and Policy .10 under NYSE Chicago Article 6, Rule 13
Comments due: January 19, 2021
Additional Materials: Exhibit 5
SR-NYSECHX-2020-32
34-90708 Dec. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6.6800 Series
Comments due: January 13, 2021
Additional Materials: Exhibit 5
SR-NYSECHX-2020-31
34-90312 Nov. 2, 2020 Notice of Filing of Proposed Rule Change to Amend Rule 7.31
Comments due: November 27, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-30
34-90140 Oct. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-wide Circuit Breaker in Rule 7.12
Comments due: November 6, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-29
34-90156 Oct. 13, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10
Comments due: November 9, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-28
34-90114 Oct. 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Temporary Interpretation and Policy .10 under NYSE Chicago Article 6, Rule 13
Comments due: November 3, 2020
SR-NYSECHX-2020-27
34-89865 Sep. 14, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Update the Exchange's Source of Data feeds from MIAX PEARL, LLC
Comments due: October 9, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-26
34-90732 Dec. 18, 2020 Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE National, Inc.; NYSE Arca, Inc.; NYSE Chicago, Inc.; Notice of Filings of Amendment No. 1 and Order Granting Approval of Proposed Rule Changes, Each as Modified by Amendment No. 1, Amending the Exchanges’ Co-Location Services to Establish Procedures for the Allocation of Cabinets to Co-Located Users if Cabinet Inventory Falls Below Certain Thresholds
Comments due: January 19, 2021
Additional File Nos.: SR-NYSE-2020-73, SR-NYSEAMER-2020-66, SR-NYSENAT-2020-28, SR-NYSEArca-2020-82
34-90328 Nov. 3, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Co-Location Services to Establish Procedures for the Allocation of Cabinets to its Co-Located Users
34-89886 Sep. 16, 2020 Notice of Filing of Proposed Rule Change to Establish Procedures for the Allocation of Cabinets to its Co-Located Users
Comments due: October 13, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSECHX-2020-25
34-89654 Aug. 25, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee
Comments due: September 21, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-24
34-89468 Aug. 4, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Governing Liability of Directors and of the Exchange
Comments due: August 31, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-23
34-89433 Jul. 30, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rule 6.6800 Series
Comments due: August 26, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-22
34-89382 Jul. 23, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Add the Data Source for MEMX
Comments due: August 19, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-21
34-89410 Jul. 28, 2020 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Article 12, Rule 8
Comments due: August 24, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-20
34-89378 Jul. 22, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1.1 to Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares
Comments due: August 18, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-19
34-89176 Jun. 29, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSECHX-2020-18
34-88972 May 29, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Services Available to Users That Use Co-location Services in the Mahwah, New Jersey Data Center
Comments due: June 25, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-17
34-88990 Jun. 2, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Chicago, Inc. Related to Co-location Services
Comments due: June 29, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-16
34-88881 May 15, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Relief Granted to Institutional Brokers to Report Non-Tape, Clearing-Only Submissions into the Exchange's Systems to June 30, 2020 (or Earlier)
Comments due: June 11, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-15
34-88957 May 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee
Comments due: June 23, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-14
34-88903 May 19, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Rules to Add New Rule 7.19
Comments due: June 16, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-13
34-88693 Apr. 20, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1.1 to Include Managed Portfolio Shares in the definition of "UTP Exchange Traded Product"
Comments due: May 15, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-12
34-88604 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 7.37 to Update the Exchange's Source of Data Feeds from the Long-Term Stock Exchange, Inc.
Comments due: May 5, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-11
34-88714 Apr. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Extend the Time within Which Institutional Brokers are required to Report Non-Tape, Clearing-Only Submissions into the Exchange's Systems
Comments due: May 18, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-10
34-88522 Mar. 31, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change for an Extension of the Temporary Waiver of the Co-location "Hot Hands" Fee
Comments due: April 27, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-09
34-88591 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10
Comments due: May 5, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-08
34-88410 Mar. 18, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.12 Concerning the Resumption of Trading following a Level 3 Market-wide Circuit Breaker Halt
Comments due: April 14, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-07
34-88400 Mar. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of a Temporary Waiver of the Co-location Hot Hands Fee
Comments due: April 13, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-06
34-88793 May 1, 2020 Order Granting Approval of Proposed Rule Changes Relating to Repricing of Depth-of-Book Orders In Response to a Locked or Crossed Market
Additional File Nos.: SR-NYSE-2020-13, SR-NYSENAT-2020-09, SR-NYSEArca-2020-17, SR-NYSEAMER-2020-12
34-88367 Mar. 12, 2020 Notice of Filing of Proposed Rule Change Amending Rule 7.31 (Orders and Modifiers) Relating to How Orders are Repriced and Make Related Changes to Rules 7.36 and 7.38
Comments due: April 8, 2020
Additional Materials: Exhibit 5
SR-NYSECHX-2020-05
34-90209 Oct. 15, 2020 Notice of Filings of Partial Amendment No. 3 and Order Granting Accelerated Approval to Proposed Rule Changes, each as Modified by Partial Amendment No. 3, to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections
Comments due: November 12, 2020
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSENAT-2020-08
34-89531 Aug. 12, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Additional File Nos.: SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSENAT-2020-08
34-89461 Aug. 3, 2020 Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Comments due: August 28, 2020
Additional Materials: Exhibit 4a, Exhibit 4b, Exhibit 5a, Exhibit 5b
34-88901 May 18, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections and Associated Fees
Comments due: June 12, 2020
Rebuttal comments due: June 26, 2020
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT- 2020-08
34-88540 Apr. 1, 2020 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Additional File Nos.: SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSENAT-2020-08
34-88240 Feb. 19, 2020 Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Comments due: March 17, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSECHX-2020-02
34-90209 Oct. 15, 2020 Notice of Filings of Partial Amendment No. 3 and Order Granting Accelerated Approval to Proposed Rule Changes, each as Modified by Partial Amendment No. 3, to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections
Comments due: November 12, 2020
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSENAT-2020-08
34-89532 Aug. 12, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections between the Mahwah, New Jersey Data Center and Other Data Centers
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSENAT-2020-03
34-89456 Aug. 3, 2020 Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees
Comments due: August 28, 2020
Additional Materials: Exhibit 4a, Exhibit 4b, Exhibit 5a, Exhibit 5b
34-88901 May 18, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections and Associated Fees
Comments due: June 12, 2020
Rebuttal comments due: June 26, 2020
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT- 2020-08
34-88539 Apr. 1, 2020 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections between the Mahwah, New Jersey Data Center and Other Data Centers
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSENAT-2020-03
34-88172 Feb. 11, 2020 Notice of Filing of Proposed Rule Change to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections
Comments due: March 10, 2020
Additional Materials: Exhibit 5Comments received are available for this proposal.
SR-NYSECHX-2020-01
34-89106 Jun. 19, 2020 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 3, to Amend Consolidated Audit Trail Compliance Rules
Comments due: July 16, 2020
34-88698 Apr. 20, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the NYSE Chicago Rule 6.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: May 15, 2020
Rebuttal comments due: May 29, 2020
34-88335 Mar. 5, 2020 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Rule 6.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
34-87988 Jan. 16, 2020 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Rule 6.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: February 13, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.