NYSE Chicago, Inc. (NYSECHX) Rulemaking

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Chronological List
Second Quarter |  First Quarter

NYSE Chicago, Inc. File Number List for 2019

Chronological List for 2019

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Release No. Date Details
Second Quarter
SR-NYSECHX-2019-09
34-87027 Sep. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Article 20, Rule 2
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSECHX-2019-08
34-86709 Aug. 20, 2019 Notice of Filing of Proposed Rule Change for Trading Rules to Support the Transition of Trading to the Pillar Trading Platform
Comments due: September 16, 2019
Additional Materials: Exhibit 5
SR-NYSECHX-2019-06
34-85738 Apr. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Relating to Fingerprint-Based Background Checks of Directors, Officers, Employees and Others
Comments due: May 23, 2019
Additional Materials: Exhibit 5
SR-NYSECHX-2019-07
34-85716 Apr. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding New Rules on Hours of Business, Holidays and Trading Halts and Suspensions, and Amendment of Article 20, Rule 1
Comments due: May 22, 2019
Additional Materials: Exhibit 5
SR-NYSECHX-2019-05
34-85565 Apr. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to Article 20, Rule 2, Trading Halts Due to Extraordinary Market Volatility
Comments due: May 6, 2019
Additional Materials: Exhibit 5
SR-NYSECHX-2019-04
34-85533 Apr. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Article 20, Rule 10, Handling of Clearly Erroneous Transactions
Comments due: May 2, 2019
Additional Materials: Exhibit 5
First Quarter
SR-NYSECHX-2019-03
34-85297 Mar. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rules to Establish a Rule Numbering Framework In Connection with the Migration of the Exchange to the NYSE Pillar Platform
Comments due: April 8, 2019
Additional Materials: Exhibit 5
SR-NYSECHX-2019-01
34-85248 Mar. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of the Exchange
Comments due: April 1, 2019
Additional Materials: Exhibit 5
SR-NYSECHX-2019-02
34-85190 Feb. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules of the Exchange to Adopt Article 1, Rule 5
Comments due: March 22, 2019
Additional Materials: Exhibit 5

File Number List for 2019

Release No. Date Details
SR-NYSECHX-2019-09
34-87027 Sep. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Article 20, Rule 2
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSECHX-2019-08
34-86709 Aug. 20, 2019 Notice of Filing of Proposed Rule Change for Trading Rules to Support the Transition of Trading to the Pillar Trading Platform
Comments due: September 16, 2019
Additional Materials: Exhibit 5
SR-NYSECHX-2019-07
34-85716 Apr. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding New Rules on Hours of Business, Holidays and Trading Halts and Suspensions, and Amendment of Article 20, Rule 1
Comments due: May 22, 2019
Additional Materials: Exhibit 5
SR-NYSECHX-2019-06
34-85738 Apr. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Relating to Fingerprint-Based Background Checks of Directors, Officers, Employees and Others
Comments due: May 23, 2019
Additional Materials: Exhibit 5
SR-NYSECHX-2019-05
34-85565 Apr. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to Article 20, Rule 2, Trading Halts Due to Extraordinary Market Volatility
Comments due: May 6, 2019
Additional Materials: Exhibit 5
SR-NYSECHX-2019-04
34-85533 Apr. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Article 20, Rule 10, Handling of Clearly Erroneous Transactions
Comments due: May 2, 2019
Additional Materials: Exhibit 5
SR-NYSECHX-2019-03
34-85297 Mar. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rules to Establish a Rule Numbering Framework In Connection with the Migration of the Exchange to the NYSE Pillar Platform
Comments due: April 8, 2019
Additional Materials: Exhibit 5
SR-NYSECHX-2019-02
34-85190 Feb. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules of the Exchange to Adopt Article 1, Rule 5
Comments due: March 22, 2019
Additional Materials: Exhibit 5
SR-NYSECHX-2019-01
34-85248 Mar. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of the Exchange
Comments due: April 1, 2019
Additional Materials: Exhibit 5