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NYSE Arca Rulemaking

We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

NYSE Arca File Number List for 2016

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-NYSEArca-2015-107
34-77128 Feb. 12, 2016 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, to List and Trade Shares of the REX Gold Hedged S&P 500 ETF and the REX Gold Hedged FTSE Emerging Markets ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-76761

SR-NYSEArca-2015-68
34-77126 Feb. 12, 2016 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions with Respect to Shares of the CurrencyShares® Euro Trust and the CurrencyShares® Japanese Yen Trust
See also: Notice: Rel. No. 34-76472, Notice: Rel. No. 34-75945, Notice: Rel. No. 34-75698

SR-NYSEArca-2016-18
34-77124 Feb. 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2016-04
34-77118 Feb. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-location Services Offered by the Exchange to Include a Means for Co-located Users to Receive the NASDAQ TotalView Ultra Market Data Feed Through a Wireless Connection and Reflect Changes to the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services and the Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2016-08
34-77117 Feb. 11, 2016 Notice of Filing of Proposed Rule Change to Adopt NYSE Arca Equities Rule 8.900 to Permit Listing and Trading of Managed Portfolio Shares and To Permit Listing and Trading of Shares of Fifteen Issues of the Precidian ETFs Trust
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2016-29
34-77111 Feb. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Arca Options Deep Market Data Product
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2015-102
34-77070 Feb. 5, 2016 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, to Provide that the Co-location Services Offered by the Exchange include Three Time Feeds and Four Partial Cabinet Bundle Options
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2016-24
34-77067 Feb. 5, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2016-23
34-77050 Feb. 4, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the AdvisorShares Athena High Dividend ETF's Investments in Sponsored and Unsponsored American Depositary Receipts
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2015-113
34-77045 Feb. 3, 2016 Order Approving a Proposed Rule Change Relating to the Index Underlying the WisdomTree Put Write Strategy Fund
See also: Notice: Rel. No. 34-76646

SR-NYSEArca-2016-16
34-77044 Feb. 3, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Binary Return Derivatives
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2016-22
34-77000 Jan. 29, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2016-20
34-76981 Jan. 28, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect Changes to the Investment Strategy for the PowerShares S&P 500® Downside Hedged Portfolio
Comments due: February 24, 2016

SR-NYSEArca-2015-121
34-76994 Jan. 28, 2016 Order Approving Proposed Rule Change to Provide for Price Collar Thresholds for Trading Halt Auctions
See also: Notice: Rel. No. 34-76690

SR-NYSEArca-2015-110
34-76974 Jan. 26, 2016 Notice of Filing of Amendment No. 2 to Proposed Rule Change Amending NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
Comments due: February 16, 2016
Additional Materials: Exhibit 4, Exhibit 5
See also: Notice: Rel. No. 34-76819; Notice: Rel. No. 34-76486

SR-NYSEArca-2016-13
34-76969 Jan. 22, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange’s Schedule of Fees and Charges to Define the Term “Exchange Traded Products” and to Provide for the Proration of Annual Fees Applicable to Exchange Traded Products That Have Liquidated
Comments due:  February 17, 2016

SR-NYSEArca-2016-10
34-76968 Jan. 22, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE Arca Order Imbalances Proprietary Market Data Product
Comments due:  February 17, 2016

SR-NYSEArca-2015-93
34-76955 Jan. 21, 2016 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Cumberland Municipal Bond ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-76590

SR-NYSEArca-2016-09
34-76937 Jan. 20, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades
Comments due:  February 16, 2016
Additional Materials: Exhibit 5

SR-NYSEArca-2016-03
34-76914 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca Integrated Feed
Comments due:  February 11, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2016-01
34-76903 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook
Comments due:  February 11, 2016
Additional Materials: Exhibit 5

SR-NYSEArca-2015-130
34-76890 Jan. 13, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Market Data Fees for the NYSE Arca Options Product
Comments due: February 10, 2016
Additional Materials: Exhibit 5

SR-NYSEArca-2015-86
34-76869 Jan. 11, 2016 Order Granting Approval of Proposed Rule Change, and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 1 and 3 Thereto, Relating to Auctions for Pillar, the Exchange’s New Trading Technology Platform
Comments due: February 5, 2016
See also: Notice: Rel. No. 34-76493, Notice: Rel. No. 34-76085

SR-NYSEArca-2015-114
34-76871 Jan. 11, 2016 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Market Vectors Dynamic Put Write ETF under NYSE Arca Equities Rule 8.600
Comments due: February 5, 2016
See also: Notice: Rel. No. 34-76530

SR-NYSEArca-2015-110
34-76819 Jan. 4, 2016 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt Generic Listing Standards for Managed Fund Shares
See also: Notice: Rel. No. 34-76486; Notice: Rel. No. 34-76974


NYSE Arca File Number List for 2016

Release No. Date Details

SR-NYSEArca-2016-29
34-77111 Feb. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Arca Options Deep Market Data Product
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2016-24
34-77067 Feb. 5, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2016-23
34-77050 Feb. 4, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the AdvisorShares Athena High Dividend ETF's Investments in Sponsored and Unsponsored American Depositary Receipts
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2016-22
34-77000 Jan. 29, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2016-20
34-76981 Jan. 28, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect Changes to the Investment Strategy for the PowerShares S&P 500® Downside Hedged Portfolio
Comments due: February 24, 2016

SR-NYSEArca-2016-18
34-77124 Feb. 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2016-16
34-77044 Feb. 3, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Binary Return Derivatives
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2016-13
34-76969 Jan. 22, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange’s Schedule of Fees and Charges to Define the Term “Exchange Traded Products” and to Provide for the Proration of Annual Fees Applicable to Exchange Traded Products That Have Liquidated
Comments due:  February 17, 2016

SR-NYSEArca-2016-10
34-76968 Jan. 22, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE Arca Order Imbalances Proprietary Market Data Product
Comments due:  February 17, 2016

SR-NYSEArca-2016-09
34-76937 Jan. 20, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades
Comments due:  February 16, 2016
Additional Materials: Exhibit 5

SR-NYSEArca-2016-08
34-77117 Feb. 11, 2016 Notice of Filing of Proposed Rule Change to Adopt NYSE Arca Equities Rule 8.900 to Permit Listing and Trading of Managed Portfolio Shares and To Permit Listing and Trading of Shares of Fifteen Issues of the Precidian ETFs Trust
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2016-04
34-77118 Feb. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-location Services Offered by the Exchange to Include a Means for Co-located Users to Receive the NASDAQ TotalView Ultra Market Data Feed Through a Wireless Connection and Reflect Changes to the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services and the Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2016-03
34-76914 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca Integrated Feed
Comments due:  February 11, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2016-01
34-76903 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook
Comments due:  February 11, 2016
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/nysearca.shtml


Modified: 02/12/2016