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NYSE Amex LLC Rulemaking

Note: NYSE Amex LLC is now known as NYSE MKT LLC. All filings by NYSE MKT LLC will be posted to the NYSE MKT page. Filings with "NYSEAmex" as part of the file number will continue to be posted to this page.

We encourage the public to submit comments on the following NYSE Amex LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter

NYSEAmex File Number List for 2014

Additional Archives

Chronological List
Release No. Date Details
Third Quarter

34-72732 Jul. 31, 2014 Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS In Connection With the Exchanges' Retail Liquidity Programs Until March 31, 2015
Additional File No.: SR-NYSE-2011-55
Comments received are available for this proposal.
See also:  Incoming Letter

NYSEAmex File Number List for 2014
Release No. Date Details
No proposals were posted to website.

Modified: 12/27/2019