SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


NYSE Amex LLC Rulemaking

Note: NYSE Amex LLC is now known as NYSE MKT LLC. All filings by NYSE MKT LLC will be posted to the NYSE MKT page. Filings with "NYSEAmex" as part of the file number will continue to be posted to this page.

We encourage the public to submit comments on the following NYSE Amex LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter

NYSEAmex File Number List for 2013

Additional Archives

Chronological List
Release No. Date Details
Third Quarter


34-70085 Jul. 31, 2013 Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS In Connection With the Exchanges' Retail Liquidity Programs
Additional File No.: SR-NYSE-2011-55
See also:  Order: Rel. No. 34-67347, Notice: Rel. No. 34-66928, Notice: Rel. No. 34-66464, Order: Rel. No. 34-66346, Notice: Rel. No. 34-66003, Notice: Rel. No. 34-65671
See also:  Incoming Letter

NYSEAmex File Number List for 2013
Release No. Date Details
No proposals were posted to website.

Modified: 12/19/2016