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NYSE Alternext US LLC Rulemaking Archive: 2008
We encourage the public to submit comments on the following NYSE Alternext US LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
File Number List
American Stock Exchange (Amex)
Additional Archives
2009 | 2008
Release No. |
Date |
Details |
SR-NYSEALTR-2008-16 |
34-59179 |
Dec. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent the NYSE Alternext Bonds System Fee Schedule which is Currently Set to Expire on December 31, 2008 as well as Make Technical Amendments to the Fee Schedule
Comments due: January 28, 2009
|
SR-NYSEALTR-2008-20 |
34-59176 |
Dec. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Extending the Implementation of the NYSE Alternext Book Clerk Program from January 1, 2009 through March 31, 2009
Comments due: January 28, 2009
|
SR-NYSEALTR-2008-19 |
34-59170 |
Dec. 29, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Amend Certain Regulatory Fees Applicable to its Member Organizations
Comments due: January 27, 2009
|
SR-NYSEALTR-2008-18 |
34-59169 |
Dec. 29, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending NYSE Alternext US, LLC Equities Rule 48.10 to Extend the Temporary Provisions of the Rule Relating to the Ability of the Exchange to Declare an Extreme Market Volatility Condition and Suspend Certain Exchange Requirements Relating to the Closing of Securities at the Exchange
Comments due: January 27, 2009
|
SR-NYSEALTR-2008-12 |
34-59144 |
Dec. 22, 2008 |
Notice of Filing of Proposed Rule Change to Establish its New Risk Management Gateway Service
Comments due: January 21, 2009
See also: Order: Rel. No. 34-59353
|
SR-NYSEALTR-2008-14 |
34-59142 |
Dec. 22, 2008 |
Notice of Filing of Proposed Rule Change Amending Rules Governing the Trading of Listed Options on NYSE Amex
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
See also: Notice/Order: Rel. No. 34-59472
Comments received are available for this notice.
|
SR-NYSEALTR-2008-13 |
34-59120 |
Dec. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Minimum Price Variation of $0.01 for Orders and Quotations in Bonds Admitted to Dealings on NYSE Alternext
Comments due: January 20, 2009
|
SR-NYSEALTR-2008-09 |
34-59045 |
Dec. 3, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Adopt a Price List for Equity Transactions after the Relocation of NYSE Alternext Equities Trading and To Establish Certain Other Fees
Comments due: December 31, 2008
|
SR-NYSEALTR-2008-11 |
34-59027 |
Nov. 28, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Establish the Minimum Price Variation of $0.0001 for Orders and Quotations in Equity Securities that are Priced Below $1.00 Per Share
Comments due: December 24, 2008
|
SR-NTSEALTR-2008-10 |
34-59022 |
Nov. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform Its Rules With Those of the New York Stock Exchange
Comments due: December 24, 2008
|
SR-NYSEALTR-2008-06 |
34-59020 |
Nov. 26, 2008 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by NYSE Alternext US LLC for Retroactive Application of a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange
Comments due: December 29, 2008
|
SR-NYSEALTR-2008-04 |
34-59019 |
Nov. 26, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Alternext US LLC To Implement a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange
Comments due: December 29, 2008
|
SR-NYSEALTR-2008-07 |
34-59009 |
Nov. 24, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Use Its Broker Dealer Affiliate, Archipelago Securities, LLC, as Its Routing Broker
Comments due: December 23, 2008
|
SR-NYSEALTR-2008-08 |
34-59006 |
Nov. 24, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Share Options
Comments due: December 22, 2008
|
SR-NYSEALTR-2008-05 |
34-58933 |
Nov. 12, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Extend its Temporary Program Relating to Section 31-Related Funds
Comments due: December 10, 2008
|
SR-NYSEALTR-2008-03 |
34-58839 |
Oct. 23, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Relocation of the Trading of Certain Debt Securities Conducted On or Through the Exchange's Legacy Trading Systems and Facilities to An Automated Bond Trading Platform Based on NYSE BondsSM
Comments due: November 20, 2008
|
SR-NYSEALTR-2008-02 |
34-58824 |
Oct. 21, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Amend NYSE Alternext Equities Rule 123D(4) to Expand that Rule's Trading Halt Condition to Cover All Structured Products
Comments due: November 17, 2008
|
Release No. |
Date |
Details |
SR-NYSEALTR-2008-21 |
34-59233 |
Jan. 12, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending NYSE Alternext Equities Rule 103B to Conform to Amendments Filed by the New York Stock Exchange to: 1) Prohibit DMM Units from Communicating with Issuers After Receipt of Notice From the Exchange of the Issuer's Impending Listing; and 2) Provide DMM Unit Marketing Materials to the Issuer Prior to the Scheduled Interview Rather Than the Day Before
Comments due: February 6, 2009
|
SR-NYSEALTR-2008-20 |
34-59176 |
Dec. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Extending the Implementation of the NYSE Alternext Book Clerk Program from January 1, 2009 through March 31, 2009
Comments due: January 28, 2009
|
SR-NYSEALTR-2008-19 |
34-59170 |
Dec. 29, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Amend Certain Regulatory Fees Applicable to its Member Organizations
Comments due: January 27, 2009
|
SR-NYSEALTR-2008-18 |
34-59169 |
Dec. 29, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending NYSE Alternext US, LLC Equities Rule 48.10 to Extend the Temporary Provisions of the Rule Relating to the Ability of the Exchange to Declare an Extreme Market Volatility Condition and Suspend Certain Exchange Requirements Relating to the Closing of Securities at the Exchange
Comments due: January 27, 2009
|
SR-NYSEALTR-2008-16 |
34-59179 |
Dec. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent the NYSE Alternext Bonds System Fee Schedule which is Currently Set to Expire on December 31, 2008 as well as Make Technical Amendments to the Fee Schedule
Comments due: January 28, 2009
|
SR-NYSEALTR-2008-14 |
34-59472 |
Feb. 27, 2009 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Establish Rules for the Trading of Listed Options
Comments due: March 27, 2009
Additional Materials: Exhibit 5
|
34-59142 |
Dec. 22, 2008 |
Notice of Filing of Proposed Rule Change Amending Rules Governing the Trading of Listed Options on NYSE Amex
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this notice.
|
SR-NYSEALTR-2008-13 |
34-59120 |
Dec. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Minimum Price Variation of $0.01 for Orders and Quotations in Bonds Admitted to Dealings on NYSE Alternext
Comments due: January 20, 2009
|
SR-NYSEALTR-2008-12 |
34-59353 |
Feb. 3, 2009 |
Order Approving Proposed Rule Change to Establish the Risk Management Gateway Service
|
34-59144 |
Dec. 22, 2008 |
Notice of Filing of Proposed Rule Change to Establish its New Risk Management Gateway Service
Comments due: January 21, 2009
|
SR-NYSEALTR-2008-11 |
34-59027 |
Nov. 28, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Establish the Minimum Price Variation of $0.0001 for Orders and Quotations in Equity Securities that are Priced Below $1.00 Per Share
Comments due: December 24, 2008
|
SR-NTSEALTR-2008-10 |
34-59022 |
Nov. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform Its Rules With Those of the New York Stock Exchange
Comments due: December 24, 2008
|
SR-NYSEALTR-2008-09 |
34-59045 |
Dec. 3, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Adopt a Price List for Equity Transactions after the Relocation of NYSE Alternext Equities Trading and To Establish Certain Other Fees
Comments due: December 31, 2008
|
SR-NYSEALTR-2008-06 |
34-59020 |
Nov. 26, 2008 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by NYSE Alternext US LLC for Retroactive Application of a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange
Comments due: December 29, 2008
|
SR-NYSEALTR-2008-08 |
34-59006 |
Nov. 24, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Share Options
Comments due: December 22, 2008
|
SR-NYSEALTR-2008-07 |
34-59009 |
Nov. 24, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Use Its Broker Dealer Affiliate, Archipelago Securities, LLC, as Its Routing Broker
Comments due: December 23, 2008
|
SR-NYSEALTR-2008-05 |
34-58933 |
Nov. 12, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Extend its Temporary Program Relating to Section 31-Related Funds
Comments due: December 10, 2008
|
SR-NYSEALTR-2008-04 |
34-59019 |
Nov. 26, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Alternext US LLC To Implement a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange
Comments due: December 29, 2008
|
SR-NYSEALTR-2008-03 |
34-58839 |
Oct. 23, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Relocation of the Trading of Certain Debt Securities Conducted On or Through the Exchange's Legacy Trading Systems and Facilities to An Automated Bond Trading Platform Based on NYSE BondsSM
Comments due: November 20, 2008
|
SR-NYSEALTR-2008-02 |
34-58824 |
Oct. 21, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Amend NYSE Alternext Equities Rule 123D(4) to Expand that Rule's Trading Halt Condition to Cover All Structured Products
Comments due: November 17, 2008
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http://www.sec.gov/rules/sro/nysealtr/nysealtrarchive/nysealtr2008.shtml
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