NYSE Rulemaking: 2019

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

NYSE File Number List for 2019

Additional Archives

Chronological List for 2019

Release No. Date Details
Fourth Quarter
SR-NYSE-2019-071
34-87860 Dec. 26, 2019 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Add Certain Recently Adopted Trading Rules to the List of Minor Rule Violations in Rule 9217
Comments due: January 23, 2020
SR-NYSE-2019-72
34-87842 Dec. 23, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection with the Exchange's Co-location Services
Comments due: January 21, 2020
Additional Materials: Exhibit 5
SR-NYSE-2019-63
34-87832 Dec. 20, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Annual Listing Fees for Equity Securities, Debt Securities, and Listed Structured Products Traded on NYSE Bonds
Comments due: January 21, 2020
Additional Materials: Exhibit 5
SR-NYSE-2019-67
34-87821 Dec. 20, 2019 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Chapter One of the Listed Company Manual to Modify the Provisions Relating to Direct Listings
Comments due: January 21, 2020
Additional Materials: Exhibit 4, Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-70
34-87803 Dec. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend the Fees for NYSE BBO and NYSE Trades
Comments due: January 17, 2020
Additional Materials: Exhibit 3a, Exhibit 3b, Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-69
34-87724 Dec. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List
Comments due: January 8, 2020
Additional Materials: Exhibit 5
SR-NYSE-2019-68
34-87715 Dec. 11, 2019 Notice of Filing of Proposed Rule Change to Amend Its Rules to Add New Rule 7.19 (Pre-Trade Risk Controls)
Comments due: January 7, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-46
34-87699 Dec. 9, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Exchanges' Co-Location Price Lists to Offer Co-Location Users Access to the NMS Network and Establish Associated Fees
Comments due: January 3, 2020
Rebuttal comments due: 35 days after publication in the Federal Register
Additional File Nos.: SR-NYSENAT-2019-19, SR-NYSEArca-2019-61, SR-NYSEAMER-2019-34
SR-NYSE-2019-66
34-87694 Dec. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Price List Related to Co-Location Services
Comments due: January 3, 2020
Additional Materials: Exhibit 5
SR-NYSE-2019-54
34-87671 Dec. 5, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Permit the Exchange to List and Trade Exchange Traded Products
SR-NYSE-2019-65
34-87645 Dec. 2, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 71
Comments due: December 27, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-62
34-87588 Nov. 22, 2019 Notice of Filing of Proposed Rule Change to Amend Article II, Section 2.03 of the Twelfth Amended and Restated Operating Agreement of the Exchange to remove the independence requirement for the director elected by Exchange membership organizations
Comments due: December 20, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-64
34-87580 Nov. 21, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 7.37 to Specify in Exchange Rules the Exchange's Source of Data Feeds from NYSE American LLC
Comments due: December 18, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-61
34-87554 Nov. 15, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Proprietary Market Data Fee Schedule regarding the NYSE Best Quote and Trades Market Data Feed
Comments due: December 12, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-59
34-87552 Nov. 15, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Revise the Step Up Tier 2 Adding Credit in Tape A Securities
Comments due: December 12, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-58
34-87551 Nov. 15, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Offer New Credits and Rebates
Comments due: December 12, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-60
34-87511 Nov. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Content of the NYSE Best Quote & Trades Data Feed to Include Data Feeds from NYSE Chicago BBO and Trades
Comments due: December 9, 2019
SR-NYSE-2019-57
34-87481 Nov. 6, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rule 7.37 to Specify the Exchange's Use of Data Feeds from NYSE Chicago, Inc.
Comments due: December 5, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-46
34-87399 Oct. 24, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Price List Related to Co-Location Services to Offer Access to a Network Providing Connection to the Three Equities and Options Feeds
SR-NYSE-2019-56
34-87353 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-53
34-87330 Oct. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Add an Additional Step Up Credit Tier
Comments due: November 13, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-54
34-87329 Oct. 17, 2019 Notice of Filing of Proposed Rule Change to Permit the Exchange to List and Trade Exchange Traded Products
Comments due: November 13, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-55
34-87322 Oct. 16, 2019 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Certificate of Incorporation of Intercontinental Exchange, Inc.
Comments due: November 12, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-44
34-87212 Oct. 3, 2019 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Add Certain Rules to the List of Minor Rule Violations in Rule 9217, Delete Obsolete Rules, and Increase the Maximum Fine for Minor Rule Violations
Third Quarter
SR-NYSE-2019-34
34-87056 Sep. 23, 2019 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, a Proposed Rule Change to Amend Exchange Rule 104 to Specify Designated Market Maker Requirements for Exchange Traded Products listed on the Exchange
Comments due: October 18, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-51
34-87016 Sep. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rules 80B and 7.12
Comments due: October 16, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-50
34-86999 Sep. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Aggregate Rates and Requirements Across Tapes A, B and C Securities for Midpoint Passive Liquidity Orders
Comments due: October 15, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-48
34-86930 Sep. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Quoting Thresholds Applicable in Relation to an Issue Experienced by the Consolidated Tape Association on August 12, 2019
Comments due: October 8, 2019
SR-NYSE-2019-47
34-86866 Sep. 4, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 103B
Comments due: October 1, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-46
34-86865 Sep. 4, 2019 Notice of Filing of Proposed Rule Change to Amend the Exchange's Price List Related to Co-location Services
Comments due: October 1, 2019
Comments received are available for this proposal.
SR-NYSE-2019-45
34-86784 Aug. 28, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Revise the Remove and Adding Liquidity Tiers for Tape B and C Securities
Comments due: September 24, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-44
34-86696 Aug. 16, 2019 Notice of Filing of Proposed Rule Change to Add Certain Rules to the List of Minor Rule Violations in Rule 9217; Delete Obsolete Rules and Increase the Maximum Fine for Minor Rule Violations
Comments due: September 12, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-35
34-86687 Aug. 15, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .01(b)(5) to NYSE Rule 8.600 Relating to Generic Listing Standards for Managed Fund Shares
Comments due: September 11, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-14
34-86651 Aug. 13, 2019 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 703.18 of the Listed Company Manual to Permit the Listing of Event-Based Contingent Value Rights and Make Other Changes to the Listing Standards for Contingent Value Rights
Comments due: September 9, 2019
SR-NYSE-2019-41
34-86550 Aug. 1, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Price List Related to Co-location Services
Comments due: August 28, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-42
34-86492 Jul. 26, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Discontinue the NYSE Alerts Market Data Product Offering
Comments due: August 22, 2019
SR-NYSE-2019-40
34-86473 Jul. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List
Comments due: August 21, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-34
34-86460 Jul. 24, 2019 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend Exchange Rule 104 to Specify Designated Market Maker Requirements for Exchange Traded Products listed on the Exchange
SR-NYSE-2019-20
34-86406 Jul. 18, 2019 Order Granting Approval of a Proposed Rule Change Amending Section 302 of the Listed Company Manual to Provide Exemptions for the Issuers of Certain Categories of Securities from the Obligation to Hold Annual Shareholders' Meetings
SR-NYSE-2019-37
34-86386 Jul. 16, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Offer a New Monthly Rebate for Designated Market Makers Assigned 30 or Fewer Securities
Comments due: August 12, 2019
SR-NYSE-2019-39
34-86360 Jul. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Adopt Transition Pricing to Support the Introduction of Ports that Connect to the Exchange Using Pillar Technology
Comments due: August 7, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-32
34-86351 Jul. 11, 2019 Order Granting Approval of a Proposed Rule Change to Amend NYSE Rule 123D
SR-NYSE-2019-28
34-86339 Jul. 10, 2019 Notice of Withdrawal of Proposed Rule Change Amending Section 303A.08 of the Listed Company Manual Relating to Shareholder Approval of Equity Compensation Plans
SR-NYSE-2019-20
34-86291 Jul. 3, 2019 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Section 302 of the Listed Company Manual to Provide Exemptions for the Issuers of Certain Categories of Securities from the Obligation to Hold Annual Shareholders' Meetings
Second Quarter
SR-NYSE-2019-14
34-86238 Jun. 28, 2019 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend Section 703.18 of the Listed Company Manual to Permit the Listing of Event-Based Contingent Value Rights and Make Other Changes to the Listing Standards for Contingent Value Rights
SR-NYSE-2019-22
34-86167 Jun. 20, 2019 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, to Amend NYSE Rule 7.31 to Add a New Order Type, Capital Commitment Order, Modify the Market Order and the Last Sale Peg Modifier, and Make Related Changes to NYSE Rules 7.16, 7.18, 7.34, 7.36, and 7.37
Comments due: July 17, 2019
SR-NYSE-2019-09
34-86163 Jun. 20, 2019 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rules 104 and 36 to Require Communications From a Designated Market Maker ("DMM") to a Designed Senior Representative of an Issuer of Registered Listed Securities
Comments due: July 17, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-34
34-86151 Jun. 19, 2019 Notice of Filing of Proposed Rule Change amend Exchange Rule 104 to Specify Designated Market Maker Requirements for Exchange Traded Products listed on the Exchange
Comments due: July 16, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-25
34-86131 Jun. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Change of Amendments to Define "Net Position Information in DMM Securities" in NYSE Rule 98(c)(5) and the "the Position of the DMM Unit" in NYSE Rule 104(g)(1)(B)
Comments due: July 15, 2019
Additional Materials: Exhibit 5
SR-NYSE-2018-46
34-86117 Jun. 14, 2019 Order Disapproving a Proposed Rule Change to Amend the Listed Company Manual for Special Purpose Acquisition Companies To Reduce the Continued Listing Standards for Public Holders from 300 to 100 and to Enable the Exchange to Exercise Discretion to Allow Special Purpose Acquisition Companies a Reasonable Time Period Following a Business Combination to Demonstrate Compliance with the Applicable Quantitative Listing Standards
SR-NYSE-2019-33
34-86084 Jun. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Relating to the Yielding Modifier
Comments due: July 8, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-32
34-85990 May 31, 2019 Notice of Filing of Proposed Rule Change to Amend Rule 123D
Comments due: June 27, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-05
34-85962 May 29, 2019 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 3, to Amend NYSE Rules 7.31, 7.36, 7.37; Make Conforming Amendments to NYSE Rules 1.1, 7.11, 7.12, 7.16, 7.18, 7.32, 7.34, and 7.36; and Amend the Preambles on Current Exchange Rules Relating to their Applicability to the Pillar Trading Platform
Comments due: June 26, 2019
SR-NYSE-2019-30
34-85961 May 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Listing Fee Schedule for Pre-Revenue Companies
Comments due: June 25, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-31
34-85952 May 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Price List Related to Co-location Services
Comments due: June 25, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-29
34-85945 May 28, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rules 7.6, 7.31, 7.34, 98, 107B and 131A, to Specify Order Behavior for Orders Entered Via the Pillar Phase II Protocols
Comments due: June 24, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-28
34-85937 May 24, 2019 Notice of Filing of Proposed Rule Change Amending Section 303A.08 of the Listed Company Manual Relating to Shareholder Approval of Equity Compensation Plans
Comments due: June 21, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-26
34-85930 May 23, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of New Rule 7.44 to Operate Its Retail Liquidity Program on Pillar, the Exchange's New Technology Trading Platform
Comments due: June 20, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-27
34-85913 May 22, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Independence Policy of the Board of Directors of the Exchange
Comments due: June 19, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-20
34-85889 May 17, 2019 Notice of Filing of Proposed Rule Change Amending Section 302 of the Listed Company Manual to Provide Exemptions for the Issuers of Certain Categories of Securities from the Obligation to Hold Annual Shareholders' Meetings
Comments due:  June 13, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-24
34-85864 May 15, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due:  June 11, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-09
34-85826 May 10, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rules 104 and 36 to Require Designated Market Makers to Communicate with a Designed Senior Representative of the Issuers of the DMM's Assigned Securities
SR-NYSE-2019-14
34-85812 May 9, 2019 Notice of Filing of Proposed Rule Change to Amend Section 703.18 of the Listed Company Manual to Permit the Listing of Event-Based Contingent Value Rights and Make Other Changes to the Listing Standards for Contingent Value Rights
Comments due:  June 5, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-22
34-85772 May 3, 2019 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 7.31 to Add a New Order Type, Capital Commitment Order, and Make Related Changes to Rules 7.16, 7.34, 7.36, and 7.37
Comments due: May 30, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-21
34-85722 Apr. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 7.11 and 80C, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
Comments due: May 22, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-16
34-85649 Apr. 15, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31(i)(4) Relating to the Last Sale Peg Modifier.
Comments due: May 10, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2018-46
34-85644 Apr. 15, 2019 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Listed Company Manual for Special Purpose Acquisition Companies To Reduce the Continued Listing Standards for Public Holders from 300 to 100 and to Enable the Exchange to Exercise Discretion to Allow Special Purpose Acquisition Companies a Reasonable Time Period Following a Business Combination to Demonstrate Compliance with the Applicable Quantitative Listing Standards
SR-NYSE-2018-34
34-85637 Apr. 12, 2019 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Rule 104
Comments due: May 8, 2019
SR-NYSE-2019-15
34-85597 Apr. 10, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Modify the Supplemental Liquidity Provider Provide Tier 1 Credit for Securities Traded Pursuant to Unlisted Trading Privileges
Comments due: May 7, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-19
34-85560 Apr. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to Rule 80B, Trading Halts Due to Extraordinary Market Volatility
Comments due: May 6, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-05
34-85552 Apr. 8, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as modified by Amendment No. 1, to: (1) Amend NYSE Rules 7.36 and 7.37 to Add the Designated Market Maker as a Participant for Trading of Exchange-listed Securities on Pillar; (2) Amend NYSE Rule 7.31 to Add Auction-Only Orders and Make Related Changes; (3) Add New Trading Rules Relating to Auctions for Pillar; (4) Make Conforming Amendments to NYSE Rules 1.1, 7.11, 7.12, 7.16, 7.18, 7.32, 7.34, and 7.36; and (5) Amend the Preambles on Current Exchange Rules Relating to their Applicability to the Pillar Trading Platform
SR-NYSE-2019-17
34-85523 Apr. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10, Clearly Erroneous Executions, and Rule 128, Clearly Erroneous Executions for NYSE Equities
Comments due: May 2, 2019
Additional Materials: Exhibit 5
First Quarter
SR-NYSE-2019-07
34-85456 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Price List Related to Co-location Services
Comments due: April 25, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-13
34-85390 Mar. 21, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Permit Affiliated Member Organizations that are Supplemental Liquidity Providers on the Exchange to Obtain the Most Favorable Rate in Securities Traded Pursuant to Unlisted Trading Privileges
Comments due: April 17, 2019
Additional Materials: Exhibit 5
SR-NYSE-2018-54
34-85374 Mar. 20, 2019 Order Granting Approval of a Proposed Rule Change Amending Sections 312.03 and 312.04 of the Listed Company Manual To Amend the Price Requirements for Certain Exceptions From the Shareholder Approval Rules
SR-NYSE-2019-09
34-85367 Mar. 20, 2019 Notice of Filing of Proposed Rule Change to Amend Rules 104 and 36 to Require and Facilitate Routine Communications Between Designated Market Makers ("DMMs") and Designated Representatives of Listed Issuers
Comments due: April 16, 2019
Comments received are available for this proposal.
SR-NYSE-2019-11
34-85300 Mar. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Price List Related to Co-location Services
Comments due: April 9, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-08
34-85274 Mar. 8, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 7.16, 7.18, 7.31, 7.34, 7.37, and 7.38
Comments due: April 4, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-04
34-85252 Mar. 6, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adjust Its Annual Fee Requirements for Listed Companies for Any Calendar Year in Which a Listed Company Consummates a Reverse Stock Split
Comments due: April 2, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-06
34-85186 Feb. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the Content of the NYSE Trades Market Data Product Offering
Comments due: March 22, 2019
SR-NYSE-2019-05
34-85176 Feb. 22, 2019 Notice of Filing of Proposed Rule Change to (1) Amend Rules 7.36 and 7.37 to Add the Designated Market Maker as a Participant for Trading of Exchange-listed Securities on Pillar; (2) Amend Rule 7.31 to Add Auction-Only Orders and Make Related Changes; (3) Add New Trading Rules Relating to Auctions for Pillar; (4) Make Conforming Amendments to Rules 1.1, 7.11, 7.12, 7.16, 7.18, 7.32, 7.34, and 7.36; and (5) Amend the Preambles on Current Exchange Rules Relating to their Applicability to the Pillar Trading Platform
Comments due: March 21, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2018-28
34-85160 Feb. 15, 2019 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent the Retail Liquidity Program Pilot, Rule 107C, Which is Set to Expire on June 30, 2019, Notice of Filing of Amendment No. 1, and Order Granting Limited Exemption Pursuant to Rule 612(c) of Regulation NMS
Comments due: March 15, 2019
Additional Materials: Exhibit 5
SR-NYSE-2018-52
34-85158 Feb. 15, 2019 Order Granting Approval of a Proposed Rule Change to Amend NYSE Rule 7.31 Relating to Discretionary Orders, Auction-Only Orders, Discretionary Modifier, and Yielding Modifier and Related Amendments to Rules 7.16, 7.34, 7.36, and 7.37
SR-NYSE-2019-03
34-85145 Feb. 14, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to (1) Delete Dealings and Settlements (Rule 45-299C), Rule 235 (Ex-Dividend, Ex-Rights), Rule 236 (Ex-Warrants), and Rule 257 (Deliveries After "Ex" Date) And (2) Amend Dealings and SettlementsT (Rule 45-299C), Rule 235T (Ex-Dividend, Ex-Rights), Rule 236T (Ex-Warrants), and Rule 257T (Deliveries After "Ex" Date)
Comments due: March 14, 2019
Additional Materials: Exhibit 5
SR-NYSE-2018-34
34-85096 Feb. 11, 2019 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend NYSE Rule 104 Governing Transactions by Designated Market Makers
SR-NYSE-2019-02
34-85095 Feb. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Add a New Incentive for Supplemental Liquidity Providers in Tape A Securities When Adding Liquidity in Securities Traded pursuant to Unlisted Trading Privileges
Comments due: March 8, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-01
34-85071 Feb. 7, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Relating to the Minimum Trade Size Modifier
Comments due: March 6, 2019
Additional Materials: Exhibit 5
SR-NYSE-2018-67
34-85037 Feb. 1, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Modify the Incremental Step Up Tier for Supplemental Liquidity Providers
Comments due: February 22, 2019
Additional Materials: Exhibit 5
SR-NYSE-2018-58
34-85021 Jan. 31, 2019 Order Approving a Proposed Rule Change to Amend Rule 123C to Extend the Cut-Off Times for Order Entry and Cancellation for Participation in the Closing Auction and When the Exchange Will Begin Disseminating Order Imbalance Information for the Closing Auction
SR-NYSE-2018-52
34-85019 Jan. 31, 2019 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Rule 7.31 Relating to Discretionary Orders, Auction-Only Orders, Discretionary Modifier, and Yielding Modifier and Related Amendments to Rules 7.16, 7.34, 7.36, and 7.37
SR-NYSE-2018-54
34-85005 Jan. 30, 2019 Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Amending Sections 312.03 and 312.04 of the Listed Company Manual To Amend the Price Requirements for Certain Exceptions From the Shareholder Approval Rules
SR-NYSE-2018-46
34-84984 Jan. 15, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Listed Company Manual for Acquisition Companies to Reduce the Continued Listing Standards for Public Stockholders from 300 to 100 and to Enable the Exchange to Exercise Discretion to Allow Acquisition Companies a Reasonable Time Period Following a Business Combination to Demonstrate Compliance with the Applicable Quantitative Listing Standards
Comments due: February 21, 2019

NYSE File Number List for 2019

Release No. Date Details
SR-NYSE-2019-73
34-87952 Jan. 13, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List to Extend a Waiver of New Firm Application Fees for Certain Applications and of Bond Trading License Fees and to Discontinue the Liquidity Provider Incentive Program and the Agency Order Rebate Program
Comments due: February 7, 2020
Additional Materials: Exhibit 5
SR-NYSE-2019-72
34-87842 Dec. 23, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection with the Exchange's Co-location Services
Comments due: January 21, 2020
Additional Materials: Exhibit 5
SR-NYSE-2019-071
34-87860 Dec. 26, 2019 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Add Certain Recently Adopted Trading Rules to the List of Minor Rule Violations in Rule 9217
Comments due: January 23, 2020
SR-NYSE-2019-70
34-87803 Dec. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend the Fees for NYSE BBO and NYSE Trades
Comments due: January 17, 2020
Additional Materials: Exhibit 3a, Exhibit 3b, Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-69
34-87724 Dec. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List
Comments due: January 8, 2020
Additional Materials: Exhibit 5
SR-NYSE-2019-68
34-88361 Mar. 11, 2020 Notice of Withdrawal of a Proposed Rule Change to Amend Its Rules to Add New Rule 7.19 (Pre-Trade Risk Controls)
34-88080 Jan. 29, 2020 Notice of Designation of Longer Period for Commission Action to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend NYSE's Rules to Add New Rule 7.19 (Pre-Trade Risk Controls)
34-87715 Dec. 11, 2019 Notice of Filing of Proposed Rule Change to Amend Its Rules to Add New Rule 7.19 (Pre-Trade Risk Controls)
Comments due: January 7, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-67
34-89684 Aug. 26, 2020 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Chapter One of the Listed Company Manual to Modify the Provisions Relating to Direct Listings
See also:
34-89148 Jun. 24, 2020 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, to Amend Chapter One of the Listed Company Manual to Modify the Provisions Relating to Direct Listings
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 4, Exhibit 5
Comments received are available for this proposal.
34-89147 Jun. 24, 2020 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Chapter One of the Listed Company Manual to Modify the Provisions Relating to Direct Listings
34-88485 Mar. 26, 2020 Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Chapter One of the Listed Company Manual To Modify the Provisions Related To Direct Listings
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
34-88190 Feb. 13, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Chapter One of the Listed Company Manual to Modify the Provisions Relating to Direct Listings
34-87821 Dec. 20, 2019 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Chapter One of the Listed Company Manual to Modify the Provisions Relating to Direct Listings
Comments due: January 21, 2020
Additional Materials: Exhibit 4, Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-66
34-87694 Dec. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Price List Related to Co-Location Services
Comments due: January 3, 2020
Additional Materials: Exhibit 5
SR-NYSE-2019-65
34-87645 Dec. 2, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 71
Comments due: December 27, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-64
34-87580 Nov. 21, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 7.37 to Specify in Exchange Rules the Exchange's Source of Data Feeds from NYSE American LLC
Comments due: December 18, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-63
34-87832 Dec. 20, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Annual Listing Fees for Equity Securities, Debt Securities, and Listed Structured Products Traded on NYSE Bonds
Comments due: January 21, 2020
Additional Materials: Exhibit 5
SR-NYSE-2019-62
34-87914 Jan. 8, 2020 Order Approving Proposed Rule Change to Amend Article II, Section 2.03 of the Twelfth Amended and Restated Operating Agreement of the Exchange to Remove the Independence Requirement for the Director Elected by Exchange Membership Organizations
34-87588 Nov. 22, 2019 Notice of Filing of Proposed Rule Change to Amend Article II, Section 2.03 of the Twelfth Amended and Restated Operating Agreement of the Exchange to remove the independence requirement for the director elected by Exchange membership organizations
Comments due: December 20, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-61
34-87554 Nov. 15, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Proprietary Market Data Fee Schedule regarding the NYSE Best Quote and Trades Market Data Feed
Comments due: December 12, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-60
34-87511 Nov. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Content of the NYSE Best Quote & Trades Data Feed to Include Data Feeds from NYSE Chicago BBO and Trades
Comments due: December 9, 2019
SR-NYSE-2019-59
34-87552 Nov. 15, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Revise the Step Up Tier 2 Adding Credit in Tape A Securities
Comments due: December 12, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-58
34-87551 Nov. 15, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Offer New Credits and Rebates
Comments due: December 12, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-57
34-87481 Nov. 6, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rule 7.37 to Specify the Exchange's Use of Data Feeds from NYSE Chicago, Inc.
Comments due: December 5, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-56
34-87353 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-55
34-87322 Oct. 16, 2019 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Certificate of Incorporation of Intercontinental Exchange, Inc.
Comments due: November 12, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-54
34-88863 May 13, 2020 Notice of Withdrawal of a Proposed Rule Change to Permit the Exchange to List and Trade Exchange Traded Products
34-88677 Apr. 17, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Permit the Exchange to List and Trade Exchange Traded Products
34-88003 Jan. 17, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Permit the Exchange to List and Trade Exchange Traded Products
Comments due: February 13, 2020
Rebuttal comments due: February 27, 2020
34-87671 Dec. 5, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Permit the Exchange to List and Trade Exchange Traded Products
34-87329 Oct. 17, 2019 Notice of Filing of Proposed Rule Change to Permit the Exchange to List and Trade Exchange Traded Products
Comments due: November 13, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-53
34-87330 Oct. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Add an Additional Step Up Credit Tier
Comments due: November 13, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-51
34-87016 Sep. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rules 80B and 7.12
Comments due: October 16, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-50
34-86999 Sep. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Aggregate Rates and Requirements Across Tapes A, B and C Securities for Midpoint Passive Liquidity Orders
Comments due: October 15, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-48
34-86930 Sep. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Quoting Thresholds Applicable in Relation to an Issue Experienced by the Consolidated Tape Association on August 12, 2019
Comments due: October 8, 2019
SR-NYSE-2019-47
34-86866 Sep. 4, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 103B
Comments due: October 1, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-46
34-88837 May 7, 2020 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Exchanges' Co-Location Services to Offer Co-Location Users Access to the NMS Network
Additional File Nos.: SR-NYSENAT-2019-19, SR-NYSEArca-2019-61, SR-NYSEAMER-2019-34
34-88319 Mar. 4, 2020 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Exchanges' Co-Location Services to Offer Co-Location Users Access to the NMS Network
Additional File Nos.: SR-NYSENAT-2019-19, SR-NYSEArca-2019-61, SR-NYSEAMER-2019-34
34-87927 Jan. 9, 2020 Notice of Filing of Amendment No. 1 to Proposed Rule Change Amending the Exchange's Price List Related to Co-location Services in the Mahwah, New Jersey Data Center
Comments due: February 5, 2020
Additional Materials: Exhibit 5
34-87699 Dec. 9, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Exchanges' Co-Location Price Lists to Offer Co-Location Users Access to the NMS Network and Establish Associated Fees
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Additional File Nos.: SR-NYSENAT-2019-19, SR-NYSEArca-2019-61, SR-NYSEAMER-2019-34
34-87399 Oct. 24, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Price List Related to Co-Location Services to Offer Access to a Network Providing Connection to the Three Equities and Options Feeds
34-86865 Sep. 4, 2019 Notice of Filing of Proposed Rule Change to Amend the Exchange's Price List Related to Co-location Services
Comments due: October 1, 2019
Comments received are available for this proposal.
SR-NYSE-2019-45
34-86784 Aug. 28, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Revise the Remove and Adding Liquidity Tiers for Tape B and C Securities
Comments due: September 24, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-44
34-87212 Oct. 3, 2019 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Add Certain Rules to the List of Minor Rule Violations in Rule 9217, Delete Obsolete Rules, and Increase the Maximum Fine for Minor Rule Violations
34-86696 Aug. 16, 2019 Notice of Filing of Proposed Rule Change to Add Certain Rules to the List of Minor Rule Violations in Rule 9217; Delete Obsolete Rules and Increase the Maximum Fine for Minor Rule Violations
Comments due: September 12, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-42
34-86492 Jul. 26, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Discontinue the NYSE Alerts Market Data Product Offering
Comments due: August 22, 2019
SR-NYSE-2019-41
34-86550 Aug. 1, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Price List Related to Co-location Services
Comments due: August 28, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-40
34-86473 Jul. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List
Comments due: August 21, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-39
34-86360 Jul. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Adopt Transition Pricing to Support the Introduction of Ports that Connect to the Exchange Using Pillar Technology
Comments due: August 7, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-37
34-86386 Jul. 16, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Offer a New Monthly Rebate for Designated Market Makers Assigned 30 or Fewer Securities
Comments due: August 12, 2019
SR-NYSE-2019-35
34-86687 Aug. 15, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .01(b)(5) to NYSE Rule 8.600 Relating to Generic Listing Standards for Managed Fund Shares
Comments due: September 11, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-34
34-87056 Sep. 23, 2019 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, a Proposed Rule Change to Amend Exchange Rule 104 to Specify Designated Market Maker Requirements for Exchange Traded Products listed on the Exchange
Comments due: October 18, 2019
Additional Materials: Exhibit 5
34-86460 Jul. 24, 2019 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend Exchange Rule 104 to Specify Designated Market Maker Requirements for Exchange Traded Products listed on the Exchange
34-86151 Jun. 19, 2019 Notice of Filing of Proposed Rule Change amend Exchange Rule 104 to Specify Designated Market Maker Requirements for Exchange Traded Products listed on the Exchange
Comments due: July 16, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-33
34-86084 Jun. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Relating to the Yielding Modifier
Comments due: July 8, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-32
34-86351 Jul. 11, 2019 Order Granting Approval of a Proposed Rule Change to Amend NYSE Rule 123D
34-85990 May 31, 2019 Notice of Filing of Proposed Rule Change to Amend Rule 123D
Comments due: June 27, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-31
34-85952 May 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Price List Related to Co-location Services
Comments due: June 25, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-30
34-85961 May 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Listing Fee Schedule for Pre-Revenue Companies
Comments due: June 25, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-29
34-85945 May 28, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rules 7.6, 7.31, 7.34, 98, 107B and 131A, to Specify Order Behavior for Orders Entered Via the Pillar Phase II Protocols
Comments due: June 24, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-28
34-86339 Jul. 10, 2019 Notice of Withdrawal of Proposed Rule Change Amending Section 303A.08 of the Listed Company Manual Relating to Shareholder Approval of Equity Compensation Plans
34-85937 May 24, 2019 Notice of Filing of Proposed Rule Change Amending Section 303A.08 of the Listed Company Manual Relating to Shareholder Approval of Equity Compensation Plans
Comments due: June 21, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-27
34-85913 May 22, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Independence Policy of the Board of Directors of the Exchange
Comments due: June 19, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-26
34-85930 May 23, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of New Rule 7.44 to Operate Its Retail Liquidity Program on Pillar, the Exchange's New Technology Trading Platform
Comments due: June 20, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-25
34-86131 Jun. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Change of Amendments to Define "Net Position Information in DMM Securities" in NYSE Rule 98(c)(5) and the "the Position of the DMM Unit" in NYSE Rule 104(g)(1)(B)
Comments due: July 15, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-24
34-85864 May 15, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments due:  June 11, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-22
34-86167 Jun. 20, 2019 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, to Amend NYSE Rule 7.31 to Add a New Order Type, Capital Commitment Order, Modify the Market Order and the Last Sale Peg Modifier, and Make Related Changes to NYSE Rules 7.16, 7.18, 7.34, 7.36, and 7.37
Comments due: July 17, 2019
34-85772 May 3, 2019 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 7.31 to Add a New Order Type, Capital Commitment Order, and Make Related Changes to Rules 7.16, 7.34, 7.36, and 7.37
Comments due: May 30, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-20
34-86406 Jul. 18, 2019 Order Granting Approval of a Proposed Rule Change Amending Section 302 of the Listed Company Manual to Provide Exemptions for the Issuers of Certain Categories of Securities from the Obligation to Hold Annual Shareholders' Meetings
34-86291 Jul. 3, 2019 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Section 302 of the Listed Company Manual to Provide Exemptions for the Issuers of Certain Categories of Securities from the Obligation to Hold Annual Shareholders' Meetings
34-85889 May 17, 2019 Notice of Filing of Proposed Rule Change Amending Section 302 of the Listed Company Manual to Provide Exemptions for the Issuers of Certain Categories of Securities from the Obligation to Hold Annual Shareholders' Meetings
Comments due:  June 13, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-21
34-85722 Apr. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 7.11 and 80C, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
Comments due: May 22, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-19
34-85560 Apr. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to Rule 80B, Trading Halts Due to Extraordinary Market Volatility
Comments due: May 6, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-17
34-85523 Apr. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10, Clearly Erroneous Executions, and Rule 128, Clearly Erroneous Executions for NYSE Equities
Comments due: May 2, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-16
34-85649 Apr. 15, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31(i)(4) Relating to the Last Sale Peg Modifier.
Comments due: May 10, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-15
34-85597 Apr. 10, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Modify the Supplemental Liquidity Provider Provide Tier 1 Credit for Securities Traded Pursuant to Unlisted Trading Privileges
Comments due: May 7, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-14
34-86651 Aug. 13, 2019 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 703.18 of the Listed Company Manual to Permit the Listing of Event-Based Contingent Value Rights and Make Other Changes to the Listing Standards for Contingent Value Rights
Comments due: September 9, 2019
34-86238 Jun. 28, 2019 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend Section 703.18 of the Listed Company Manual to Permit the Listing of Event-Based Contingent Value Rights and Make Other Changes to the Listing Standards for Contingent Value Rights
34-85812 May 9, 2019 Notice of Filing of Proposed Rule Change to Amend Section 703.18 of the Listed Company Manual to Permit the Listing of Event-Based Contingent Value Rights and Make Other Changes to the Listing Standards for Contingent Value Rights
Comments due:  June 5, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-13
34-85390 Mar. 21, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Permit Affiliated Member Organizations that are Supplemental Liquidity Providers on the Exchange to Obtain the Most Favorable Rate in Securities Traded Pursuant to Unlisted Trading Privileges
Comments due: April 17, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-11
34-85300 Mar. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Price List Related to Co-location Services
Comments due: April 9, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-09
34-86163 Jun. 20, 2019 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rules 104 and 36 to Require Communications From a Designated Market Maker ("DMM") to a Designed Senior Representative of an Issuer of Registered Listed Securities
Comments due: July 17, 2019
Additional Materials: Exhibit 5
34-85826 May 10, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Exchange Rules 104 and 36 to Require Designated Market Makers to Communicate with a Designed Senior Representative of the Issuers of the DMM's Assigned Securities
34-85367 Mar. 20, 2019 Notice of Filing of Proposed Rule Change to Amend Rules 104 and 36 to Require and Facilitate Routine Communications Between Designated Market Makers ("DMMs") and Designated Representatives of Listed Issuers
Comments due: April 16, 2019
Comments received are available for this proposal.
SR-NYSE-2019-08
34-85274 Mar. 8, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 7.16, 7.18, 7.31, 7.34, 7.37, and 7.38
Comments due: April 4, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-07
34-85456 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Price List Related to Co-location Services
Comments due:  April 25, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-06
34-85186 Feb. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the Content of the NYSE Trades Market Data Product Offering
Comments due: March 22, 2019
SR-NYSE-2019-05
34-85962 May 29, 2019 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 3, to Amend NYSE Rules 7.31, 7.36, 7.37; Make Conforming Amendments to NYSE Rules 1.1, 7.11, 7.12, 7.16, 7.18, 7.32, 7.34, and 7.36; and Amend the Preambles on Current Exchange Rules Relating to their Applicability to the Pillar Trading Platform
Comments due: June 26, 2019
34-85552 Apr. 8, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as modified by Amendment No. 1, to: (1) Amend NYSE Rules 7.36 and 7.37 to Add the Designated Market Maker as a Participant for Trading of Exchange-listed Securities on Pillar; (2) Amend NYSE Rule 7.31 to Add Auction-Only Orders and Make Related Changes; (3) Add New Trading Rules Relating to Auctions for Pillar; (4) Make Conforming Amendments to NYSE Rules 1.1, 7.11, 7.12, 7.16, 7.18, 7.32, 7.34, and 7.36; and (5) Amend the Preambles on Current Exchange Rules Relating to their Applicability to the Pillar Trading Platform
34-85176 Feb. 22, 2019 Notice of Filing of Proposed Rule Change to (1) Amend Rules 7.36 and 7.37 to Add the Designated Market Maker as a Participant for Trading of Exchange-listed Securities on Pillar; (2) Amend Rule 7.31 to Add Auction-Only Orders and Make Related Changes; (3) Add New Trading Rules Relating to Auctions for Pillar; (4) Make Conforming Amendments to Rules 1.1, 7.11, 7.12, 7.16, 7.18, 7.32, 7.34, and 7.36; and (5) Amend the Preambles on Current Exchange Rules Relating to their Applicability to the Pillar Trading Platform
Comments due: March 21, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSE-2019-04
34-85252 Mar. 6, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adjust Its Annual Fee Requirements for Listed Companies for Any Calendar Year in Which a Listed Company Consummates a Reverse Stock Split
Comments due: April 2, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-03
34-85145 Feb. 14, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to (1) Delete Dealings and Settlements (Rule 45-299C), Rule 235 (Ex-Dividend, Ex-Rights), Rule 236 (Ex-Warrants), and Rule 257 (Deliveries After "Ex" Date) And (2) Amend Dealings and SettlementsT (Rule 45-299C), Rule 235T (Ex-Dividend, Ex-Rights), Rule 236T (Ex-Warrants), and Rule 257T (Deliveries After "Ex" Date)
Comments due: March 14, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-02
34-85095 Feb. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Add a New Incentive for Supplemental Liquidity Providers in Tape A Securities When Adding Liquidity in Securities Traded pursuant to Unlisted Trading Privileges
Comments due: March 8, 2019
Additional Materials: Exhibit 5
SR-NYSE-2019-01
34-85071 Feb. 7, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Relating to the Minimum Trade Size Modifier
Comments due: March 6, 2019
Additional Materials: Exhibit 5

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