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NSX Rulemaking

We encourage the public to submit comments on the following National Stock Exchange (NSX; formerly Cincinnati Stock Exchange) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

NSX File Number List for 2017

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-NSX-2017-04
34-80018 Feb. 10, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 11.1, Hours of Trading, Interpretations and Policies .01, to Cease Trading on the Exchange's System as of February 1, 2017
Comments due: 21 days after publication in the Federal Register

SR-NSX-2017-03
34-79933 Feb. 2, 2017 Notice of Filing of Proposed Rule Change to Implement Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: March 1, 2017
Additional Materials: Exhibit 5

SR-NSX-2016-16
34-79902 Jan. 30, 2017 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, in Connection with a Proposed Acquisition of the Exchange by NYSE Group, Inc.
See also: Notice: Rel. No. 34-79684

SR-NSX-2017-01
34-79806 Jan. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.26 Regarding the Data Collection Requirements of the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: February 14, 2017
Additional Materials: Exhibit 5


NSX File Number List for 2017

SR-NSX-2017-04
34-80018 Feb. 10, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 11.1, Hours of Trading, Interpretations and Policies .01, to Cease Trading on the Exchange's System as of February 1, 2017
Comments due: 21 days after publication in the Federal Register

SR-NSX-2017-03
34-79933 Feb. 2, 2017 Notice of Filing of Proposed Rule Change to Implement Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: March 1, 2017
Additional Materials: Exhibit 5

SR-NSX-2017-01
34-79806 Jan. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.26 Regarding the Data Collection Requirements of the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: February 14, 2017
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/nsx.shtml


Modified: 02/13/2017