NSCC Rulemaking: 2019

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

NSCC File Number List for 2019

Additional Archives

Chronological List for 2019

Release No. Date Details
Fourth Quarter
SR-NSCC-2019-004
34-87858 Dec. 26, 2019 Notice of Filing of Proposed Rule Change to Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Municipal Bonds
Comments due: January 23, 2020
Additional Materials: Exhibit 3, Exhibit 5
SR-NSCC-2019-005
34-87755 Dec. 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Implementation Timeframe for an Approved Rule Change to Amend Procedure VII with Respect to the Receipt of CNS Securities and Make Other Changes
Comments due: January 10, 2020
Additional Materials: Exhibit 5
SR-NSCC-2019-003
34-87696 Dec. 9, 2019 Order Approving a Proposed Rule Change to Require Confirmation of Cybersecurity Program
SR-NSCC-2019-003
34-87392 Oct. 24, 2019 Notice of Filing of Proposed Rule Change to Require Confirmation of Cybersecurity Program
Comments due: November 20, 2019
Additional Materials: Exhibit 3, Exhibit 5
Third Quarter
SR-NSCC-2019-002
34-87023 Sep. 19, 2019 Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend Procedure VII with Respect to the Receipt of CNS Securities and Make Other Changes
Comments due: October 16, 2019
SR-NSCC-2019-002
34-86556 Aug. 2, 2019 Notice of Filing of a Proposed Rule Change to Amend Procedure VII with Respect to the Receipt of CNS Securities and Make Other Changes
Comments due: August 29, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Second Quarter
SR-NSCC-2019-001
34-85984 May 31, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make a Clarification and Technical Changes to Addendum K
Comments due: June 27, 2019
First Quarter
There were no filings for the first quarter of 2019

NSCC File Number List for 2019

SR-NSCC-2019-005
34-87755 Dec. 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Implementation Timeframe for an Approved Rule Change to Amend Procedure VII with Respect to the Receipt of CNS Securities and Make Other Changes
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NSCC-2019-004
34-88191 Feb. 13, 2020 Order Approving a Proposed Rule Change to Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Municipal Bonds
34-87858 Dec. 26, 2019 Notice of Filing of Proposed Rule Change to Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Municipal Bonds
Comments due: January 23, 2020
Additional Materials: Exhibit 3, Exhibit 5
SR-NSCC-2019-003
34-87696 Dec. 9, 2019 Order Approving a Proposed Rule Change to Require Confirmation of Cybersecurity Program
34-87392 Oct. 24, 2019 Notice of Filing of Proposed Rule Change to Require Confirmation of Cybersecurity Program
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 3, Exhibit 5
SR-NSCC-2019-002
34-87023 Sep. 19, 2019 Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend Procedure VII with Respect to the Receipt of CNS Securities and Make Other Changes
Comments due: October 16, 2019
34-86556 Aug. 2, 2019 Notice of Filing of a Proposed Rule Change to Amend Procedure VII with Respect to the Receipt of CNS Securities and Make Other Changes
Comments due: August 29, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NSCC-2019-001
34-85984 May 31, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make a Clarification and Technical Changes to Addendum K
Comments due: June 27, 2019

Quick Links

How to Submit Comments